311 P.3d 517
Or.2013Background
- Admitted to practice in 1982; served as treasurer for Yale Alumni Association of Oregon.
- Between Sept 2008 and Jan 2010, withdrew $32,600 from the association’s accounts, depositing to his personal account to pay personal/family expenses.
- Made 21 separate withdrawals over 17 months; each withdrawal appropriated funds for his own use.
- Knew he had no right to withdraw and use funds; after discovery, accounting showed $14,530 still owed.
- Bar filed formal complaint Aug 2010 alleging RPC 8.4(a)(2) and (a)(3); trial panel imposed disbarment; de novo review upheld disbarment.
- The court held that the theft by appropriation and related dishonesty violated RPC 8.4(a)(2) and (a)(3), and disbarment was the appropriate sanction.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the conduct violated RPC 8.4(a)(2) and (a)(3) | Bar: intentional misappropriation violated both rules | Phinney: intended repayment negated theft and dishonesty | Yes; violations proven; disbarment authorized |
| Whether the conduct constituted theft by appropriation under ORS 164.015 | Bar: funds were stolen by appropriation | Phinney: funds were borrowed with intent to repay | Yes; theft by appropriation established by clear and convincing evidence |
| Whether disbarment is the appropriate sanction given the misconduct | Bar: disbarment warranted by serious misconduct | Phinney: lesser sanction appropriate due to mitigating factors | Yes; disbarment appropriate under ABA Standards and case law |
Key Cases Cited
- In re Cohen, 316 Or 657 (Or. 1993) (clear and convincing standard; de novo review of sanctions)
- In re Kluge, 332 Or 251 (Or. 2001) (duty to the public; framework for sanctions)
- In re Renshaw, 353 Or 411 (Or. 2013) (disbarment appropriate for substantial theft over time)
- In re Pennington, 220 Or 343 (Or. 1960) (fiduciary breach; severity of sanction for misappropriation)
- In re Pierson, 280 Or 513 (Or. 1977) (disbarment for client fund misappropriation with personal use)
