493 P.3d 1170
Wash.2021Background
- In October 2016 DSHS social worker Geene Felix signed dependency petitions that Thomas Stout alleged contained false statements; Stout alleged the crime of false swearing (a gross misdemeanor with a two-year statute of limitations).
- On October 3, 2018 (one day before the two-year SOL expired) Stout appeared in Mason County District Court and filed an affidavit seeking to initiate a citizen complaint under CrRLJ 2.1(c); the court set a probable-cause hearing and notified the prosecutor and Felix.
- At the December 2018 hearing the court observed the SOL had run and asked for briefing on whether Stout’s affidavit started the criminal action; the court concluded a criminal action is commenced only by filing a complaint and dismissed Stout’s citizen complaint as untimely.
- The superior court affirmed; discretionary review in the Court of Appeals was denied; the Washington Supreme Court granted review.
- The Supreme Court held that under CrRLJ 2.1 criminal proceedings are initiated by filing a complaint (or citation treated as a complaint), and a citizen affidavit under CrRLJ 2.1(c) is only evidence presented to request the court’s authorization to sign and file a complaint; because no complaint was filed within the two-year SOL, dismissal was affirmed.
Issues
| Issue | Plaintiff's Argument (Stout) | Defendant's Argument (Felix) | Held |
|---|---|---|---|
| Whether a citizen’s affidavit under CrRLJ 2.1(c) initiates criminal proceedings (timeliness under SOL) | The affidavit filed Oct 3, 2018 is an exception to the complaint requirement and thus timely (it began proceedings before the 2-year SOL expired). | CrRLJ 2.1 requires a complaint (or a citation) to commence prosecution; an affidavit is optional evidence for a judge’s preliminary determination and does not itself initiate the case. | Held: An affidavit does not commence criminal proceedings; a complaint must be filed to initiate prosecution. Dismissal as untimely affirmed. |
| Whether CrRLJ 2.1(c) facially violates separation of powers (constitutionality of citizen complaint rule) | Stout and some amici defended availability of private citizen initiation; historical practice supports some private role. | Felix (and concurrence) argued CrRLJ 2.1(c) has judges exercising charging discretion reserved to executive prosecutors, violating separation of powers. | Majority: Avoided the constitutional question as unnecessary and disposed on SOL. Concurrence (Yu, J.) would hold the rule facially unconstitutional and would dismiss with prejudice. |
Key Cases Cited
- State v. McEnroe, 174 Wn.2d 795 (statutory/rule interpretation reviewed de novo)
- Dep’t of Ecology v. Campbell & Gwinn, LLC, 146 Wn.2d 1 (plain meaning construed in context)
- State v. Stump, 185 Wn.2d 454 (interpretation of rules in light of related provisions)
- State v. Siers, 174 Wn.2d 269 (due process notice requirements in criminal proceedings)
- State v. Rice, 174 Wn.2d 884 (discussing prosecutorial charging discretion and separation of powers)
- State v. Hall, 95 Wn.2d 536 (principle of avoiding constitutional questions when unnecessary)
- State ex rel. Romano v. Yakey, 43 Wash. 15 (historical practice of private prosecutions)
- Camreta v. Greene, 563 U.S. 692 (permitting lower courts to consider constitutional merits in limited contexts)
