IN RE: Bard IVC Filters Products Liability Litigation
2:15-md-02641
D. Ariz.Mar 1, 2018Background
- Plaintiff Sherr-Una Booker received a Bard G2 retrievable IVC filter in 2007 that later tilted, migrated, fractured, and required surgeries; one fractured strut remains embedded in her IVC wall.
- Plaintiff alleges Bard negligently designed the G2, failed to warn, and seeks punitive damages; Bard will rely in part on FDA 510(k) clearance and substantial-equivalence to its predicate Recovery filter.
- The Recovery (Bard’s first-generation retrievable filter) was marketed 2003–2005; Bard made multiple design changes for the G2 and used Recovery as the 510(k) predicate.
- Bard moved to exclude evidence about the Recovery and certain FDA materials; Plaintiffs opposed, asserting relevance to design, warnings, and punitive-damages issues and to rebut Bard’s FDA-clearance defense.
- The court balanced relevance (including the predicate relationship in FDA 510(k) submissions) against hearsay, prejudice, and Rule 403 concerns, resolving multiple MILs addressing Recovery-related testing and FDA materials, third-party fault, professional statements, and FDA involvement in warnings/recalls.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Admissibility of evidence about the Recovery filter (predicate device) | Recovery problems show Bard knew of risks, did not correct/warn, and are relevant to G2 design, warnings, and punitive damages | Recovery was substantially redesigned; its problems are not substantially similar or relevant to Booker’s G2 failures | Denied: Recovery evidence admissible (subject to later limitation re: cephalad migration); predicate relationship makes Recovery probative of knowledge, design choices, and warnings |
| Admission of Recovery-development evidence (tests, investigator testimony, Bard employee statements) | Such evidence shows inadequate testing and Bard’s knowledge—relevant to 510(k) predicate and G2 safety | Evidence is improper "bad acts" and unfairly prejudicial under Rules 404/403 | Denied: admissible under Rule 404(b) for knowledge/intent; probative value not substantially outweighed by prejudice |
| Admissibility of 2015 FDA warning letter | Plaintiffs say it rebuts Bard’s implication of no FDA action | Defendants say letter is irrelevant (post-dates implantation, mostly concerns other devices/topics) | Granted in part: topics unrelated to G2 excluded; topics 3,7,8 may be admissible if shown relevant at trial; letter not excluded as hearsay (803(8) public records) |
| Whether Bard may argue filters are "lifesaving" or part of medical standard of care | Plaintiffs sought to bar "lifesaving" characterization | Bard contends filters prevent fatal pulmonary embolism and evidence of benefit is relevant to risk-utility | Denied: evidence that filters can be lifesaving admissible for risk-utility; parties should distinguish medical standard of care vs. design/marketing standard |
| Use of professional society statements/guidelines (e.g., SIR) | Plaintiffs argue hearsay, hearsay-within-hearsay, or Daubert-avoidance through lay witnesses | Defendants say statements can be admitted non-hearsay (for notice/publicity), under Rule 803(18) via experts, or as lay witness fact testimony about Bard discussions | Denied: motion to exclude broadly; admissibility depends on specific statements and foundation at trial; Rule 703/803(18) constraints noted |
| Whether Bard needed FDA consent to add warnings or recall | Plaintiffs: Bard could have voluntarily sent warnings or recalled without FDA consent | Defendants: contend some labeling/recall actions implicate FDA processes | Granted in part: Defendants precluded from arguing they needed FDA consent to add warnings, send warning letters, or recall; may explain FDA involvement and limitations of MDR/MAUDE data |
| Nonparty fault and intervening causation (Dr. Amer, Dr. Kang) | Plaintiffs: limit Defendants’ nonparty-fault evidence to Dr. Amer (the only timely-noticed nonparty) | Defendants: want to apportion fault to others and/or argue intervening cause (e.g., Dr. Kang’s retrieval caused heart injury) | Granted in part/Denied in part: jury may apportion fault under Georgia statute only to Dr. Amer (timely notice). Defendants may assert intervening-cause defense re: other providers (must prove not foreseeable, not triggered by Bard, and sufficient alone to cause injury). Jury instructions will reflect these limits |
| Sufficiency of expert support to blame Dr. Amer | Plaintiffs: no expert causation connects Dr. Amer’s alleged breach to injuries | Defendants: combined expert testimony (one on standard of care, one on causation) suffices | Denied: court finds combined expert opinions create jury question; evidence admissible for jury to decide causation |
Key Cases Cited
- Cooper v. Firestone Tire & Rubber Co., 945 F.2d 1103 (9th Cir. 1991) (other-accident evidence requires showing of substantial similarity when offered as direct proof of negligence or notice)
- Duran v. City of Maywood, 221 F.3d 1127 (9th Cir. 2000) (four‑part test for admission of uncharged misconduct under Rule 404(b))
- Banks v. ICI Ams., Inc., 450 S.E.2d 671 (Ga. 1994) (Georgia risk-utility framework for design-defect analysis)
- Zaldivar v. Prickett, 774 S.E.2d 688 (Ga. 2015) (definition of "fault" and standard for intervening cause under Georgia law)
- Jordan v. Everson, 806 S.E.2d 533 (Ga. 2017) (intervening cause need not be negligent or wrongful)
- Monitronics Int’l, Inc. v. Veasley, 746 S.E.2d 793 (Ga. Ct. App.) (strict compliance required for Georgia nonparty-at-fault statutory notice)
- Vega v. La Movida, Inc., 670 S.E.2d 116 (Ga. Ct. App. 2008) (statute § 51-12-33 concerns apportionment of damages and does not preclude intervening-cause defenses)
- Moore v. Singh, 755 S.E.2d 319 (Ga. Ct. App. 2014) (causation questions are for the jury unless the record is clear and undisputed)
- Sabel v. Mead Johnson & Co., 737 F. Supp. 135 (D. Mass. 1990) (FDA letters admissible as public records under Rule 803(8) when based on an agency investigation)
