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In Re Aoyama
656 F.3d 1293
| Fed. Cir. | 2011
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Background

  • Mitsui Bussan Logistics, Inc. owns U.S. Patent Application No. 10/798,505 for a System and Method for Distribution Chain Management and appeals a Board rejection of claims 11 and 21.
  • The Board affirmed the examiner’s anticipation rejection of claims 11 and 21 based on Yang disclosure, construing the “reverse logistics means for generating transfer data” as a means-plus-function limitation.
  • Mitsui argued the specification and Figure 8 provide corresponding structure for the function; the Board rejected this as lacking disclosed structure.
  • The Federal Circuit held that Mitsui’s means-plus-function limitation is linked to the Figure 8 flowchart, and the Board erred by expanding “transfer data” to “shipping data” and by not recognizing the linked structure.
  • The court ultimately affirmed the Board’s rejections on the alternative ground of indefiniteness under 35 U.S.C. § 112 ¶ 2 and remanded to accord Mitsui protections under 37 C.F.R. § 41.50(b).
  • Judge Newman dissented, arguing the court should not affirm on a ground not relied upon by the Board and expressing concern about the new indefiniteness grounding.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether the means-plus-function limitation is properly linked to the Figure 8 structure. Mitsui links function to Figure 8 as the corresponding structure. The Board adopted a broad interpretation, tying to shipping data and generic hardware/software. No; the court finds the linked structure is Figure 8, and the Board erred in broadening beyond it.
Whether the specification provides sufficient 112,6 structure for the claimed means. Figure 8 and its description provide the necessary structure. Figure 8 lacks explicit structure or algorithm for generating transfer data. No; the Board’s insufficiency finding was improper; the specification does provide linking structure.
Whether indefiniteness is a proper alternative basis to affirm the rejection. Indefiniteness should not substitute for absence of structure. Indefiniteness is a permissible basis when the structure is not sufficiently disclosed. Yes; the court affirms on indefiniteness as an alternative ground and remands with 41.50(b) protections.

Key Cases Cited

  • In re Donaldson Co., 16 F.3d 1189 (Fed.Cir.1994) (means-plus-function breadth must align with disclosed structure)
  • WMS Gaming Inc. v. Intl. Game Tech., 184 F.3d 1339 (Fed.Cir.1999) (disclosing algorithmic structure for computer-implemented means)
  • Finisar Corp. v. DirecTV Group, Inc., 523 F.3d 1323 (Fed.Cir.2008) (algorithm disclosure must provide sufficient structure under §112 ¶6)
  • AllVoice Computing PLC v. Nuance Communications, Inc., 504 F.3d 1236 (Fed.Cir.2007) (flowcharts can provide structure for means-plus-function claims)
  • Aristocrat Techs. Australia Pty Ltd. v. Int'l Game Tech., 521 F.3d 1328 (Fed.Cir.2008) (one skilled in the art can flesh out structure from the disclosure)
  • Med. Instrumentation & Diagnostics Corp. v. Elekta AB, 344 F.3d 1205 (Fed.Cir.2003) (link between function and corresponding structure must be explicit)
  • In re Comiskey, 554 F.3d 967 (Fed.Cir.2009) (Cheneyadmissible alternatives for affirmance when appropriate)
  • Cheney M. v. SEC, 318 U.S. 80 (S. Ct. 1943) (agency grounds are controlling; courts may not substitute grounds)
  • Fleissner, 46 CCPA 831, 264 F.2d 897 (1959) (early view on indefiniteness vs. anticipation)
  • AllVoice Comput. PLC v. Nuance Commc'ns, Inc., 504 F.3d 1236 (Fed.Cir.2007) (flowchart sufficiency for means-plus-function)
  • Telcordia Techs., Inc. v. Cisco Sys., Inc., 612 F.3d 1365 (Fed.Cir.2010) (definiteness depends on ordinary artisan understanding)
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Case Details

Case Name: In Re Aoyama
Court Name: Court of Appeals for the Federal Circuit
Date Published: Aug 29, 2011
Citation: 656 F.3d 1293
Docket Number: 2010-1552; Serial 10/798,505
Court Abbreviation: Fed. Cir.