In Re Aoyama
656 F.3d 1293
| Fed. Cir. | 2011Background
- Mitsui Bussan Logistics, Inc. owns U.S. Patent Application No. 10/798,505 for a System and Method for Distribution Chain Management and appeals a Board rejection of claims 11 and 21.
- The Board affirmed the examiner’s anticipation rejection of claims 11 and 21 based on Yang disclosure, construing the “reverse logistics means for generating transfer data” as a means-plus-function limitation.
- Mitsui argued the specification and Figure 8 provide corresponding structure for the function; the Board rejected this as lacking disclosed structure.
- The Federal Circuit held that Mitsui’s means-plus-function limitation is linked to the Figure 8 flowchart, and the Board erred by expanding “transfer data” to “shipping data” and by not recognizing the linked structure.
- The court ultimately affirmed the Board’s rejections on the alternative ground of indefiniteness under 35 U.S.C. § 112 ¶ 2 and remanded to accord Mitsui protections under 37 C.F.R. § 41.50(b).
- Judge Newman dissented, arguing the court should not affirm on a ground not relied upon by the Board and expressing concern about the new indefiniteness grounding.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the means-plus-function limitation is properly linked to the Figure 8 structure. | Mitsui links function to Figure 8 as the corresponding structure. | The Board adopted a broad interpretation, tying to shipping data and generic hardware/software. | No; the court finds the linked structure is Figure 8, and the Board erred in broadening beyond it. |
| Whether the specification provides sufficient 112,6 structure for the claimed means. | Figure 8 and its description provide the necessary structure. | Figure 8 lacks explicit structure or algorithm for generating transfer data. | No; the Board’s insufficiency finding was improper; the specification does provide linking structure. |
| Whether indefiniteness is a proper alternative basis to affirm the rejection. | Indefiniteness should not substitute for absence of structure. | Indefiniteness is a permissible basis when the structure is not sufficiently disclosed. | Yes; the court affirms on indefiniteness as an alternative ground and remands with 41.50(b) protections. |
Key Cases Cited
- In re Donaldson Co., 16 F.3d 1189 (Fed.Cir.1994) (means-plus-function breadth must align with disclosed structure)
- WMS Gaming Inc. v. Intl. Game Tech., 184 F.3d 1339 (Fed.Cir.1999) (disclosing algorithmic structure for computer-implemented means)
- Finisar Corp. v. DirecTV Group, Inc., 523 F.3d 1323 (Fed.Cir.2008) (algorithm disclosure must provide sufficient structure under §112 ¶6)
- AllVoice Computing PLC v. Nuance Communications, Inc., 504 F.3d 1236 (Fed.Cir.2007) (flowcharts can provide structure for means-plus-function claims)
- Aristocrat Techs. Australia Pty Ltd. v. Int'l Game Tech., 521 F.3d 1328 (Fed.Cir.2008) (one skilled in the art can flesh out structure from the disclosure)
- Med. Instrumentation & Diagnostics Corp. v. Elekta AB, 344 F.3d 1205 (Fed.Cir.2003) (link between function and corresponding structure must be explicit)
- In re Comiskey, 554 F.3d 967 (Fed.Cir.2009) (Cheneyadmissible alternatives for affirmance when appropriate)
- Cheney M. v. SEC, 318 U.S. 80 (S. Ct. 1943) (agency grounds are controlling; courts may not substitute grounds)
- Fleissner, 46 CCPA 831, 264 F.2d 897 (1959) (early view on indefiniteness vs. anticipation)
- AllVoice Comput. PLC v. Nuance Commc'ns, Inc., 504 F.3d 1236 (Fed.Cir.2007) (flowchart sufficiency for means-plus-function)
- Telcordia Techs., Inc. v. Cisco Sys., Inc., 612 F.3d 1365 (Fed.Cir.2010) (definiteness depends on ordinary artisan understanding)
