Lead Opinion
Opinion for the court by Circuit Judge CLEVENGER. Dissenting opinion by Circuit Judge PAULINE NEWMAN.
Elekta AB, Elekta Instrument AB, Elekta Instruments, Inc., and Elekta Oncology Systems, Inc. (collectively “Elekta”) appeal the judgment of the United States District Court for the Southern District of California, which denied Elekta’s motion for judgment as a matter of law (“JMOL”) that its products do not infringe United States Patents No. 5,099,846 (“'846 patent”) and No. 5,398,684 (“'684 patent”).
I
MIDCO is the holder of the '846 and '684 patents, both of which relate to a system for planning surgical treatment using a presentation of images from multiple scanning sources. The '684 patent is a continuation of the application that matured into the '846 patent, and it is subject to a terminal disclaimer. The disclosure of both patents is particularly directed toward stereotactic surgery, which is a type of brain surgery that uses a three-dimensional coordinate system to locate the site on which the surgeon is to operate. Dorland’s Medical Dictionary 1699 (29th ed.2000).
Performing surgery on the human brain is extremely complex, and pre-surgical planning is especially important because any surgical exploration of a patient’s brain is very risky. Therefore, it is very advantageous if, prior to surgery, a surgeon can map out exactly where the problem areas are by using techniques to “visualize” the patient’s brain. Stereotactic surgical techniques allow the surgeon to “explore” the brain structures that cannot be seen from the surface by determining their location using “a knowledge of their coordinates in space relative to known anatomical and topographical landmarks.” '684 patent, col. 1, 11. 31-33. In order to avoid opening a patient’s skull any more than is necessary, stereotactic surgery is essentially done “blind,” using electrodes attached to certain target areas as landmarks. Id., col. 1,11. 36^0. Although the location of the probes in the brain structures is very critical, it is difficult for the surgeon to conceptualize that location because the probe is out of sight and the position of the probe involves many complex angular variables. Id., col. 1, 11. 40-60.
The invention disclosed in the '846 and '684 patents attempts to enhance the surgeon’s ability to conceptualize the structures inside the brain by combining ster-eotactic surgical techniques with various imaging technologies, including computerized axial tomography (“CT”) and nuclear magnetic resonance (“NMR”) scanning. The specification explains the goal as follows: “The present invention is primarily concerned with the use of computer-graphics techniques and scanning techniques for generating various composite images to better aid the stereotactic surgeon in localizing structures, such as subcortical structures, lesions, or abnormalities.” Id., col. 2, 11. 31-36. The use of imaging techniques increases the resolution, which allows for direct rather than inferential identification of brain structures and therefore allows for more accurate performance of stereotactic surgery.
The preferred use of the apparatus of the invention is in stereotactic surgery, such as tumor biopsies, thalamotomies, and treatment of other neurological disorders. '684 patent, col. 9, 11. 62-68. Not only may it be used to assist the surgeon in accurate planning of such surgical procedures beforehand, but the preferred embodiment may also be used by the surgeon during a surgical procedure to view and compare images. An infrared beam touch screen interface allows the surgeon to communicate directly with the system in a sterile manner while the surgeon is performing a procedure. Id., col. 10,11. 10-17.
In 1997, MIDCO filed a patent infringement suit against Elekta in the United States District Court for the Southern District of California, alleging that Elekta’s GammaKnife, GammaPlan, ScopePlan, and SurgiPlan products infringed the '846 and '684 patents. Elekta asserted affirmative defenses and counterclaims of noninfringement and invalidity. The only independent claims asserted by MIDCO in this litigation were claim 1 of the '684 patent and claim 9 of the '846 patent, both of which are apparatus claims. Claim 1 of the '684 patent reads as follows:
An apparatus for generating a presentation of images from a variety of imaging sources, the apparatus comprising:
means for acquiring a plurality of images from a plurality of separate imaging sources;
means for converting said plurality of images into a selected format;
means for storing said plurality of images;
means for selectively recalling and displaying at least two images of said plurality of images upon a single display device;
means for manipulating at least one of said at least two images independently of the other image;
means for comparing at least two images;
means for determining stereotactic coordinates and performing volumetric determinations from said at least two images; and
means for determining distances and areas from said at least two images.
’684 patent, col. 19, 11. 14-32. Claim 9 of the '846 patent is very similar, but it specifically claims only the use of brain images. '846 patent, col. 19, 1. 55 col. 20, 1. 11.
The district court construed the function of the “means for converting said plurality of images into a selected format” to be converting multiple acquired images into a particular selected digital format. The court then found that the structures corresponding to this function were the VME bus based framegrabber video display board, the computer video processor (“CVP”), and “[software routines for converting digital-to-digital known to those of skill in the art.” The framegrabber and the CVP both perform only the conversion of analog data into the selected digital format, known as analog-to-digital conversion. The accused devices do not perform analog-to-digital conversion, but rather only perform digital-to-digital conversion using software. The patentee concedes that the accused devices do not have a framegrabber or anything that could be considered an equivalent. The key dispute between the parties is whether the district court was correct in including software for digital-to-digital conversion as a corresponding structure for the converting means. If so, the judgment of infringement is correct; if not, that judgment is incorrect.
MIDCO filed a motion for partial summary judgment that its patents were not invalid, and the district court granted this motion. The case was then submitted to a jury, which found that the patents were infringed and awarded $16 million in damages. The district court denied Elekta’s motions for JMOL following the verdict.
Elekta now appeals to this court, arguing that the district court’s claim construction was erroneous as to a number of claim terms, that JMOL of noninfringement should have been granted, and that the district court erred in granting partial summary judgment of noninvalidity. We have jurisdiction over this appeal pursuant to 28 U.S.C. § 1296(a)(1).
II
We review the district court’s denial of JMOL of noninfringement by reapplying the JMOL standard, under which we reverse the denial of the motion “only if the jury’s factual findings are not supported by substantial evidence or if the legal conclusions implied from the jury’s verdict cannot in law be supported by those findings.” Cybor Corp. v. FAS Techs.,
Determination of infringement is a two-step analysis, with the first step being to ascertain the meaning and scope of the patent claims and the second step being to compare the properly construed claims to the allegedly infringing device. Markman v. Westview Instruments, Inc.,
Ill
Elekta asserts that the district court made a number of errors in claim construction, but we will only focus on the construction of the “means for converting,” as we find it to be dispositive of the infringement issue. There is no dispute that this limitation is written in means-plus-function form and falls under 35 U.S.C. § 112, ¶ 6. Section 112, paragraph 6 provides: “An element in a claim for a combination may be expressed as a means or step for performing a specified function without the recital of structure ... in support thereof, and such claim shall be construed to cover the corresponding structure ... described in the specification and equivalents thereof.” 35 U.S.C. § 112, ¶ 6 (2000). The first step in the construction of a means-plus-function claim element is to identify the particular claimed function. Micro Chem., Inc. v. Great Plains Chem. Co.,
The district court construed the function for the “means for converting” limitation to be converting multiple acquired images into a particular selected digital format and the structures corresponding to this function to be the framegrabber, the CVP, and “[software routines for converting digital-to-digital known to those of skill in the art.” Elekta asserts that the district court’s inclusion of software for digital-to-digital conversion as corresponding structure was erroneous. According to Elekta, the only disclosed structures that the patents associate with the converting function are the framegrabber and the CVP. Elekta points out that, although some types of software are certainly disclosed in the specification, such software is clearly linked to other functions, such as the “means for manipulating” the images.
MIDCO argues that, in addition to the framegrabber and the CVP, the district court correctly found that software is also disclosed as corresponding structure for the converting function. It points to three places in the specification that it asserts expressly and adequately disclose software as corresponding structure for the conversion function: (1) the “Image Format Conversion” box in the block diagram of Figure 1, (2) the reference to “image format conversion” in the specification, '684 patent, col. 10, 1. 28, and (3) the reference to “image editing” in the specification, id., col. 11,1. 43.
We conclude that the district court correctly construed the function of the “means for converting” to be converting the acquired images into a particular selected format. The district court also correctly found both the framegrabber and the CVP to be corresponding structures. The specification clearly links these structures with the function of converting the acquired images into a selected format. See '684 patent, col. 16, 11. 4-6 (“[The VME bus based framegrabber video display board] is capable of converting a standard (RS-170) or non-standard video signal to a digital format which is stored in its memory.”); id., col. 17, 1. 65 — col. 18, 1. 2 (“At the level of the computer video processor unit, the non-standard video signal
The duty of a patentee to clearly link or associate structure with the claimed function is the quid pro quo for allowing the patentee to express the claim in terms of function under section 112, paragraph 6. Budde v. Harley-Davidson, Inc.,
The requirement that a particular structure be clearly linked with the claimed function in order to qualify as corresponding structure is also supported by the requirement of 35 U.S.C. § 112, ¶ 2 that an invention must be particularly pointed out and distinctly claimed. B. Braun,
In this case, even the district court acknowledged that the link between software and the converting function was not completely clear. The court stated that “the specification is not very explicit in its disclosures of a means for performing a digital-to-digital conversion.” Nevertheless, the court concluded that because techniques for performing those conversions were known to those of skill in the art at the time the application was filed, a person of skill in the art would understand software to be a corresponding structure for the converting function. It is of course correct that to answer the question of whether the specification adequately describes and links structure that corresponds to the claimed function, we must look at the disclosure from the point of view of one skilled in the relevant art. Budde,
However, that is not the correct inquiry. The correct inquiry is to look at the disclosure of the patent and determine if one of skill in the art would have understood that disclosure to encompass software for digital-to-digital conversion and been able to implement such a program, not simply whether one of skill in the art would have been able to write such a software program. See Atmel Corp. v. Info. Storage Devices, Inc.,
Here, MIDCO’s expert never pointed to any disclosure of structure for digital-to-digital conversion in the specification. Instead, when asked about digital-to-digital conversion in the patents, he explained as follows: “The actual aspects of changing the digital format from one, for instance, number of pixels to another number of pixels, is not disclosed or discussed in the document, presumably ... because it was well-known in the art and required no explanation.”
We turn now to the three portions of the specification that MIDCO alleges to disclose software for digital-to-digital conversion as corresponding structure for the means for converting and MIDCO’s other arguments as to where we may find the link between software and conversion. We conclude that there is nothing in the specification or prosecution history sufficient to disclose software that is clearly linked to the converting function.
A
The “Image Format Conversion” box in Figure 1 of both patents is not a depiction of structure. This figure is described as
This is not like the situation in Overhead Door Corp. v. Chamberlain Group, Inc.,
That Figure 1 is not a depiction of structure at all is made even clearer by the fact that the patents include two figures actually depicting structure. Figure 2 of the patents in suit is a block diagram for depicting the preferred hardware of the invention. One of the blocks in Figure 2 is labeled “Computer Video Signal Processor,” and the specification explains that in this component, the “scanning data, which is in various, typically non-standard formats, is convertible to a standard format in accordance with the invention.” '684 patent, col. 10, 1. 66 col. 11, 1. 1. The figure also has a block labeled “Central Processing Unit,” and the specification explains that the “central processing unit (CPU) ... preferably compristes] hard disc storage, floppy disc storage, streamer tape storage, and a high-resolution frame grabber with a high speed graphics and video image processor.” Id., col. 11, 11. 8-13. Figure 3 is a depiction of the preferred apparatus, and none of the numbered components of the figure refer to software. Therefore, the two structures clearly linked by the specification to the converting function are depicted in the figures of the patent, while software for digital-to-digital conversion is not. As noted above, the disclosed structures perform analog-to-digital conversion, but do not perform digital-to-digital conversion.
If the box in Figure 1 labeled “Image Format Conversion” actually referred to some structure instead of simply referring to a step in the claimed method, then the situation may well be different. In past cases, we have been generous in finding something to be a corresponding structure when the specification contained a generic reference to structure that would be known to those in the art and that structure was clearly associated with perform-
Similarly, in S3, Inc. v. nVIDIA Corp.,
Budde v. Harley-Davidson, Inc.,
Unlike the situations in our previous cases where we have found some link between a generic structural reference and a claimed function, there is nothing in this case to link the “Image Format Conver
B
The second portion of the specification that MIDCO asserts discloses software for digital-to-digital conversion as corresponding structure for the means for converting is another reference to “image format conversion.” '684 patent, col. 10, 1. 28. The specification explains as follows:
The method of the invention is illustrated in FIG. 1. The method of the invention comprises scanning 10 the patient’s head or other body part(s); image acquisition 12 of the scans obtained; image format conversion lip for all images so that they are converted into the same format; image storage 16; multiple image recall and display 18 of the images; and image manipulation and comparison 20.
Id., col. 10, 11. 26-32 (emphasis added). Again, this is simply a description of Figure 1, which, as discussed above, illustrates the method of the invention rather than the apparatus. There is no evidence that one skilled in the art would understand the phrase to refer to software for digital-to-digital conversion. Therefore, this reference to “image format conversion” also does not serve to clearly link software as a corresponding structure for the function of converting the images into a selected format.
C
The third and final place in the specification that MIDCO points to as disclosing software as a corresponding structure for the means for converting is a reference to “image editing.” '684 patent, col. 11,1. 43. The full passage of the specification reads as follows:
The division for image acquisition, enhancement, and manipulation includes modular software subroutines for: 1) image capture, storage, and archiving; 2) pixel analysis for an entire image or user-defined areas of interest; 3) zoom and pan functions; 4) contrasting and filtering images with functions for smoothing, sharpening, and pseudocolor-ing; 5) image comparisons; 6) image editing; and 7) various edge detection routines....
Id., col. 11, 11. 36-44 (emphases added). Unlike the reference to “Image Format Conversion” in Figure 1 and the related discussion of “image format conversion” in the specification, this quoted portion of the specification describes software. However, there is no evidence that one of skill in the art would understand the use of the phrase “image editing” as a reference to the function of converting images into a selected digital format. The quoted passage is prefaced by the statement that “[sjoftware, provided in the CPU 34, is preferably structured on a multi-modular bi-divisional foundation, which comprises a division for image acquisition, enhancement and manipulation and a division for graphics and user specific functions.” '684 patent, col. 11, 11. 32-36. If the patentee had wanted to link “image editing” to the function of converting images, all that would have been necessary was to add “conversion” to the list of divisions that the software contains. As it is actually written, there is nothing to indicate that conversion is one of the functions performed by the described software or that one skilled in the art would understand that the software described in the specification performs digital-to-digital image conversion. The reference to “image editing” in this discussion of software is insufficient to clearly link software to the converting function.
In the past, we have rejected similar attempts to include as additional corresponding structure for a particular function a structure that is disclosed in the specification but is not associated with the particular claimed function. In B. Braun, we held that, although the specification showed a valve seat, it was not corresponding structure for the recited function of holding the flexible disc against the triangular member to restrain sideways movement because there was no clear link between this structure and the function in the specification or prosecution history. B. Braun,
Also, in Medtronic, Inc. v. Advanced Cardiovascular Systems, Inc.,
D
In addition to the three specific places in the specification that MIDCO asserts link software to the function of digital-to-digital conversion, MIDCO also raises an additional argument to support the district court’s judgment. MIDCO argues that its expert testimony that software programs for digital-to-digital conversion were known in the art, combined with the statement in the specification that “[o]ther pro
MIDCO relies on our decision in Atmel, where we found that, based on the knowledge of one skilled in the art, sufficient structure was disclosed for a high voltage generating means when “the specification plainly state[d] that ‘known circuit techniques are used to implement high voltage circuit 34. See On-Chip High Voltage Generation in NMOS Integrated Circuits Using an Improved Voltage Multiplier Technique, IEEE Journal of Solid State Circuits.’ ” Atmel,
Another example of this type of situation is In re Dossel,
In contrast to Dossel, the specifications of the '846 and '684 patents do not clearly link known software to the converting function. Although the specification refers to the use of software programs that “are either commercially available or within the skill of practitioners in the programming arts,” '684 patent, col. 12, 11. 26-27, this statement in no way links software to the function of converting images into a selected format. There is no indication that it is referring to commercially available programs for conversion. Even if one skilled in the art would know that software is capable of performing the function of converting images into a selected format, there is nothing in the patents to suggest
The circumstances of this case are quite similar to those in Texas Digital Systems, Inc. v. Telegenix, Inc.,
Finally, none of the other references to software in the specification that MIDCO has not specifically called to our attention serve to clearly link software to the claimed function of converting images into a selected digital format. The specification states that “[sjoftware usable with the apparatus hardware to practice and to carry out the desiderata of the invention is disclosed herewith.” '684 patent, col. 12, 11. 14-16. Obviously, the specification itself does not disclose any software routine for digital-to-digital conversion, as MIDCO’s expert even admitted. Additionally, the software routines that are appended to the patents do not deal with conversion. The specification explains what types of programs are included in the microfiche appendix, and none of the programs deal with conversion. Id., col. 18, 11. 48-57. The reference to “image manipulation programs” that are commercially available, id., col. 18, 11. 57-58, similarly does not link software to the converting function, but only to the manipulating function. Furthermore, the statement that “[t]he CPU controls all data inflow and outflow through its special software programs,” id., col. 18, 11. 41-42, does not serve as a clear link between software and the converting function. There is nothing to indicate that this statement would be understood to refer to digital-to-digital conversion of images, especially since the statement ap
E
In addition to there being nothing in the specification to clearly link or associate software with the function of converting images, there is also nothing in the prosecution history to provide this link. During prosecution of the '846 patent, the applicant prepared a chart to distinguish the claims over the Umemura reference. One of the points of comparison in the chart was whether the system was “Solely an A/D [analog-to-digital] Conversion System.” In the column labeled “Present Invention” the applicant marked “no,” while in the column for Umemura the applicant marked “yes.” This may indicate that the applicant intended for the invention to cover digital-to-digital conversion, although the framegrabber and the CVP only perform analog-to-digital conversion. However, it is not sufficient to provide a clear link of software for digital-to-digital conversion to the claimed function of converting images into a selected digital format. There is no reference to software in that portion of the prosecution history, and there is nothing to suggest that one of skill in the art would know from that table that software must be the structure to perform the conversion.
F
We therefore conclude that the district court erred in identifying software as a corresponding structure for the means for converting because the specification and prosecution history fail to clearly link or associate software with performance of the converting function. The requirement that structure must be clearly linked or associated with the claimed function is the quid pro quo for the convenience of claiming in functional terms. See Budde,
To be sure, the patentee clearly and emphatically selected the framegrabber and the CVP as structure that corresponds to the claimed converting function. And equally to be sure, one of ordinary skill in the art could have written the software program to achieve digital-to-digital conversion. So, it may be tempting to say that this patentee should not be required to turn square corners when it comes to disclosing structure in the specification that is clearly linked to the claimed conversion function. Why not simply require the patentee to disclose some structure for conversion, such as the framegrabber or CVP, and then permit the patentee to claim infringement by some other struc
All one needs to do in order to obtain the benefit of [§ 112, ¶ 6] is to recite some structure corresponding to the means in the specification.... The requirement of specific structure in § 112, ¶ 6 thus does not raise the specter of an unending disclosure of what everyone in the field knows that such a requirement in § 112, ¶ 1 would entail. If our interpretation of the statute results in a slight amount of additional written description compared with total omission of structure, that is the trade-off necessitated by an applicant’s use of the statute’s permissive generic means term.
Atmel,
The established rules in our case law on section 112, paragraph 6 that structure corresponding to the claimed function must be disclosed in the specification with clear linkage between the structure and the claimed function serve worthy goals. Such rules are intended to produce certainty in result. Precision in claiming is not an unreasonable price to pay to gain the benefits of claiming in functional terms under section 112, paragraph 6.
IV
Elekta also challenges the district court’s grant of summary judgment that the patents are not invalid. Summary judgment is only appropriate if the evidence fails to create a genuine issue of material fact. Fed.R.Civ.P. 56(c). Furthermore, all factual inferences are to be drawn in favor of the nonmoving party. Anderson v. Liberty Lobby, Inc.,
Elekta’s expert testimony in this case is not of the type that we have found to be insufficient as a matter of law to raise a genuine issue of invalidity in the past. Rather than leaving the trial judge to “search through lengthy technologic documents for possible evidence,” Biotec Biologische Naturverpackungen v. Biorcorp, Inc.,
Elekta argued that the patents were anticipated by the Kall/Kelly reference, which was noted in the prior art section of the patents during prosecution. MIDCO argues that this reference fails to disclose the “means for selectively recalling and displaying at least two images ... upon a single display device.” Elekta argues that this reference does in fact teach the means for selectively recalling and displaying when it says: “The surgeon may, at any time, review any of the imaging data by displaying and manipulating the CT, MR, and DSA images simultaneously on three independent monochrome monitors or in pseudocolor on the color monitor.” The district court concluded that the reference is “ambiguous” on this point and therefore creates no genuine issue of material fact. However, Elekta presented expert testimony that the Kall/Kelly reference does teach the recalling and displaying limitation, and one of the authors of the reference also testified that Elekta’s expert interpreted it correctly.
MIDCO argues that the district court was correct in concluding that the reference is too vague and argues that there is insufficient structure disclosed in the reference, citing Scripps Clinic v. Genentech, Inc.,
The district court also concluded that Elekta had not presented sufficient evidence to create a genuine issue of material fact on the issue of obviousness, and granted summary judgment on this ground as well. According to the district court, Elekta did “provide[ ] sufficient evidence from which a jury could find that each element, viewed individually, would be obvious to a person skilled in the prior art,” but failed to make a clear showing that it would have been obvious to one of skill in the art to combine the various references into a single system. Although the ultimate determination of obviousness is a legal conclusion, “[t]he presence or absence of a motivation to combine references in an obviousness determination is a pure question of fact.” In re Gartside,
The district court explained that MID-CO’s invention “seems to center around combining stereotaxy with composite images.” It is the motivation to combine these two elements that is critical. Elek-ta’s expert’s declaration quotes from several prior art articles that expressly discuss the combination of stereotaxy with computer imaging technologies. For example, one reference explains that “[s]ter-eotaxy is the surgery of the hidden. The need to visualize the hidden is the reason why simulation by computer graphics technology is necessarily becoming part of this discipline.” Additionally, the declaration of Elekta’s expert suggested that the papers written by Fraas/McShan also provided such a motivation to combine. Elek-ta actually argues that these papers should be treated as a single reference and, as a single reference, it anticipates the patents. However, even if treated as multiple references, there is an issue of fact as to whether the appearance of teachings about image combination and stereotactic treatment planning in the same bound volume discussing a comprehensive system of treatment planning would provide one of skill in the art with a motivation to combine the teachings. We therefore conclude that the district court erred in finding that Elekta failed to demonstrate the existence of an issue of material fact on obviousness.
V
Because software is not clearly linked in the specification or prosecution history to the claimed function of converting images into a selected format, the district court’s identification of software as a corresponding structure for the “means for converting” was erroneous. The only corresponding structures for that means are the framegrabber and the CVP, and the accused devices concededly do not contain these structures or equivalents thereof. We therefore reverse the judgment that Elekta’s products infringe the '846 and '684 patents, and hold that Elekta is entitled to JMOL of noninfringement.
Additionally, we reverse the district court’s grant of summary judgment of non-invalidity because Elekta presented sufficient evidence to create a genuine issue of material fact on anticipation and obviousness. The case is remanded to the district court.
COSTS
No costs.
Notes
. The dissent questions our remand for further adjudication on the validity issue. We do not remand on the ground of necessity under Cardinal Chemical Co. v. Morton International, Inc.,
On the issue of whether the patent discloses structure that corresponds to the digital-to-digital conversion function, we simply hold that (he patent does not disclose software as clearly linked to performance of digital-to-digital conversion. While it is true that one of ordinary skill in the pertinent art would know that software can perform the specified conversion function, the law requires that the specification disclose the means for conversion. In this case, nothing in the specification clearly links software to performance of digital-to-digital conversion.
Dissenting Opinion
dissenting.
This thoroughly tried ease produced not only several careful and well-considered opinions by the district court, but a month’s trial to a jury. The majority now negates the rulings of the district court and the findings of the jury, and rules that digital-to-digital conversion by software is not within the scope of the disclosed “conversion.” I cannot agree.
The patent specification describes every function that is included in the claims, and includes a microfiche appendix containing the software for the functions that are unique to the patented invention. The specification states that these computer-managed functions are conducted by software. Both sides testified that software routines for digital-to-digital conversion are within routine skill. The majority has created inappropriate conditions for computer-based inventions; conditions that are, nonetheless, met. Grounds of overturning the results of trial have not been shown.
I
The invention is a computer-implemented system that aids in brain surgery by providing the superposition and manipulation of images from various sources, thereby enhancing precision in visualizing the brain. The claims include the clause: “means for converting said plurality of images into a selected format.” This clause is the focus of the majority opinion, and is the ground on which the claim is held not infringed.
The majority holds that “the district court erred by identifying software as an additional corresponding structure for this limitation,” my colleagues finding that software is not disclosed in the specification. However, the specification states that the claimed functions are performed by software. Claims 8 and 30 of the '846 patent are specific to the use of software. E.g.:
8. The invention of claim 1 wherein all said means are software-programmable.
The district court correctly found that software procedures for digital-to-digital conversion were well known to persons skilled in the field. The panel majority states that “we have no reason to doubt” this finding, but also holds that it is irrelevant. The majority states:
However, that is not the correct inquiry. The correct inquiry is to look at the disclosure of the patent and determine if one of skill in the art would have understood that disclosure to teach software for digital-to-digital conversion and been able to implement such a program, not simply whether one of skill in the art would have been able to write such a software program.
Maj op. at 1212. The majority is not correct. The patent specification need not “teach software” and the writing of routine programs in order to teach how to practice the described method. It suffices if one of skill in the art “would have been able to write” a standard program of digital-to-digital conversion. If one of skill in the programming art would have been able to write such a program without undue experimentation, the statutory requirements are met. See, e.g., Minnesota Mining and Manufacturing Co. v. Chemque, Inc.,
The specifications of both the '684 and the '846 patents, at column 11:37-43 and column 11:38-44 respectively, state that “image editing” is performed by “modular
The specification included the full details of those programs that are unique to the invention, including 8 sheets of microfiche, with 65 frames per sheet. The specification stated:
Software usable with the apparatus hardware to practice and to carry out the desiderata of the invention is disclosed herewith.
The program listings in the microfiche appendix are directed to the programmed interface to computer video processor; an electrophysiological maps program, an anatomical maps program, a probe placement program, a stereotactic frame calibration program, an icon layout program and a touchscreen control program. These programs are unique to the invention. Other programs used in practicing the invention, such as image manipulation programs, are either commercially available or within the skill of practitioners in the programming arts.
'846 patent, 12:15-28. The panel majority appears to understand that the software programs it says are lacking are “commercially available or within the skill of ordinary practitioners,” but holds that that does not suffice. Precedent is clearly contrary. For decades the rule and practice has been that such software need not be included in the specification. Over thirty years ago this court’s predecessor endorsed this format, stating in In re Chiron,
The majority’s finding that the use of software was not disclosed has led the court to find non-infringement under § 112 ¶ 6. Now requiring that more must be recited than that the computerized conversion is run by software, it is far from clear what my colleagues are requiring. Is this court now requiring a five-foot-shelf of ze
As the appellate tribunal, our obligation is to determine whether the jury verdict could have been reached by a reasonable jury, on the correct law and supported by substantial evidence — not to strain for ways to reject the verdict. See Lavender v. Kurn,
The evidence at trial was directly concerned with the description of the conversion step and how it was conducted. The district court ruled that “the jury had ample uncontroverted evidence that the software in the accused products fulfills the elements of the patents as construed by the Court.” There was substantial evidence supporting the jury verdict. From my colleagues inappropriate reversal of that verdict I must, respectfully, dissent.
II
The panel majority, having found nonin-fringement, nonetheless remands for determination of the issue of validity. However, with this court’s decision, the case is over. I agree of course that Cardinal Chemical Co. v. Morton International, Inc.,
The issue before the Court in Cardinal Chemical was whether a finding of nonin-fringement by the Federal Circuit was “a sufficient reason for vacating a declaratory judgment holding the patent invalid.” The Court determined that “even after affirming the finding of noninfringement” the Federal Circuit has jurisdiction to review an appeal from a declaratory judgment of invalidity, and ruled: “The Federal Circuit’s practice is therefore neither compelled by our cases nor supported by the ‘case or controversy’ requirement of Article III.” Id. at 99,
I agree that the issue of validity is not ripe for appellate review. But on remand there remains no continuing controversy between the parties. Perhaps this is, as contemplated in Cardinal Chemical, a case in which a validity determination warrants simple vacatur. Surely it is inappropriate for the appellate court to propose that the parties may continue to litigate in the district court, after noninfringement has been found on appeal.
