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In re A.W.
94 A.3d 1161
Vt.
2014
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Background

  • Parents' long history of substance abuse, mental health issues, and domestic violence concerns prompted DCF involvement around A.W.'s birth in Vermont.
  • A.W. was born in Vermont in 2012, then moved to New York; mother and father returned cases to Vermont; DCF filed CHINS and emergency care petitions.
  • A.W. was placed with paternal grandparents in Vermont after an emergency order; ongoing disputes over jurisdiction and home state.
  • The trial court initially found emergency jurisdiction existed in Vermont but later retained jurisdiction through to the merits hearing.
  • The court later determined A.W. had no clear home state under the UCCJEA, then concluded Vermont had sufficient connections to exercise jurisdiction.
  • The CHINS merits order found A.W. was without proper parental care due to ongoing parental problems with mental health, alcohol, and domestic violence; appeal followed.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether Vermont had subject-matter jurisdiction under the UCCJEA Mother and Father contend no home state or proper basis for jurisdiction. State maintains Vermont has jurisdiction under UCCJEA due to connections and emergency needs. Vermont had jurisdiction under UCCJEA §1071(a)(2) given Vermont connections.
Whether AW had a home state under §1071 AW had no home state in Vermont or New York. New York claimed home state; Vermont arguments emphasized connections/evidence. Neither state met the home-state definition; Vermont still valid under §1071(a)(2) due to connections and evidence.
Whether the court properly exercised temporary emergency jurisdiction Emergency jurisdiction not properly established since AW was not present in Vermont and not subjected to abuse/mistreatment. Early emergency measures were appropriate given the chaotic birth and risks; continued jurisdiction permissible. Court's emergency-jurisdiction analysis unnecessary to resolve the CHINS under §1071; jurisdiction sustained under the statute.
Whether the evidence supported CHINS finding that AW lacked proper parental care Post-petition events should not drive the CHINS determination; pre-petition concerns are insufficient. Pre- and post-petition evidence of parental issues (substance abuse, mental health, domestic violence) justified CHINS. Record supported CHINS based on persistent parental problems and risks.
Whether Vermont was an inconvenient forum warranting dismissal Forum non conveniens arguments favor dismissal to New York. Vermont actions favored child welfare; convenience factors weighed in favor of Vermont. No abuse of discretion; Vermont proper forum; dismissal not warranted.

Key Cases Cited

  • In re C.P., 193 Vt. 29 (2012 VT) (defines home state and de novo review of jurisdictional rulings)
  • In re E.T., 137 P.3d 1035 (Kan. Ct. App. 2006) (u antennae on UCCJEA home-state connections)
  • In re D.T., 170 Vt. 148 (1999) (home-state analysis for infants under six months)
  • In re Cifarelli, 158 Vt. 249 (1992) (six-month home-state analysis; temporary absence concept)
  • In re S.M., 938 S.W.2d 910 (Mo. Ct. App. 1997) (totality of circumstances test for temporary absence)
  • In re R.P., 966 S.W.2d 292 (Mo. Ct. App. 1998) (infant home-state absence and most-significant-connection approach)
  • Rocissono v. Spykes, 170 Vt. 309 (2000) (abuse of discretion standard for jurisdictional decisions)
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Case Details

Case Name: In re A.W.
Court Name: Supreme Court of Vermont
Date Published: Apr 11, 2014
Citation: 94 A.3d 1161
Docket Number: 2013-375
Court Abbreviation: Vt.