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2021 Ohio 3917
Ohio Ct. App.
2021
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Background

  • In Sept. 2019 a juvenile complaint alleged A.J. committed domestic violence against her mother; the case was dismissed in Dec. 2019 for want of prosecution.
  • A.J. moved to seal/expunge her juvenile record in June 2020, arguing immediate eligibility on dismissal or, alternatively, that the court could use extrastatutory authority to seal juvenile records.
  • The juvenile court denied the motion, concluding R.C. 2151.356(B)(1)(d) applies only to dismissals after trial or where the court finds the juvenile not delinquent, and that the statute is unambiguous.
  • The court further held extrastatutory sealing was unavailable because the case lacked the unusual or exceptional facts required by Pepper Pike.
  • A.J. appealed, arguing statutory misinterpretation and abuse of discretion in denying sealing; the appellate court affirmed.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether R.C. 2151.356(B)(1)(d) requires sealing when a juvenile complaint is dismissed (e.g., for want of prosecution) A.J.: dismissal makes record immediately eligible; statute ambiguous as to dismissed matters State: statute plainly applies only to dismissals after trial or where the court finds the juvenile not delinquent Court: statute is plain and unambiguous; does not cover dismissals without a trial or a finding of not delinquent
Whether the court may use extrastatutory authority to seal juvenile records when statute does not permit it A.J.: court should exercise equitable/extrastatutory authority, and juveniles merit broader protection State: Pepper Pike limited to unusual/exceptional facts; no statutory gap here justifying judicially created exception Court: Pepper Pike relief reserved for exceptional cases; no such facts here, so extrastatutory sealing denied

Key Cases Cited

  • State v. Floyd, 126 N.E.3d 361 (1st Dist. 2018) (standard of review for sealing decisions: abuse of discretion vs de novo for legal questions)
  • State v. Futrall, 918 N.E.2d 497 (Ohio 2009) (de novo review for legal interpretations)
  • Symmes Twp. Bd. of Trustees v. Smyth, 721 N.E.2d 1057 (Ohio 2000) (apply plain statutory language when unambiguous)
  • State v. Darmond, 986 N.E.2d 971 (Ohio 2013) (definition of abuse of discretion)
  • State v. Vanzandt, 28 N.E.3d 1267 (Ohio 2015) (courts cannot create exceptions beyond those expressly enumerated in a statute)
  • Pepper Pike v. Doe, 421 N.E.2d 1303 (Ohio 1981) (recognizes narrow extrastatutory sealing in unusual and exceptional cases)
  • State v. Pariag, 998 N.E.2d 401 (Ohio 2013) (legislative intent and statutory regime addressing sealing of adult records)
Read the full case

Case Details

Case Name: In re A.J.
Court Name: Ohio Court of Appeals
Date Published: Nov 3, 2021
Citations: 2021 Ohio 3917; C-210111
Docket Number: C-210111
Court Abbreviation: Ohio Ct. App.
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