Imani v. Pollard
2016 U.S. App. LEXIS 11299
7th Cir.2016Background
- Imani was charged with armed robbery and felon-in-possession in Wisconsin; fingerprints and a driver ID linked him to the crime; his co-defendant testified against him.
- After the trial court denied a suppression motion, Imani invoked his Faretta right to represent himself, citing dissatisfaction with counsel’s handling of the suppression hearing and investigation.
- The trial judge refused to permit self-representation, questioning Imani’s education, trial experience, and the timing relative to the trial schedule; Imani was tried with counsel and convicted.
- The Wisconsin Court of Appeals ordered a new trial for failure to perform the full Klessig colloquy; the Wisconsin Supreme Court reversed, finding Imani did not deliberately choose to proceed pro se and was not competent to do so.
- The federal district court found the state trial court may have violated Faretta but denied habeas relief; this Court reversed, holding the Wisconsin Supreme Court’s decision was contrary to and an unreasonable application of Supreme Court precedent and granted habeas relief (release or new trial).
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether trial court shifted burden to defendant to show waiver was knowing and voluntary | Imani: Court must ensure waiver is knowing/voluntary; defendant need not prove it | State: Court may deny pro se if record doesn't show knowing/voluntary choice | Court: State erred; burden is on the court to establish waiver, not the defendant (Faretta) |
| Whether judge may deny self-representation because defendant’s reason is rash or unsatisfactory | Imani: Defendant’s subjective reasons immaterial; choice must be honored even if foolish | State: Request was episodic/frustration-driven, not deliberate | Court: Denial for lack of a judge-approved reason is contrary to Faretta; bad reasons do not justify denial |
| Proper competence standard for pro se representation | Imani: Competence standard limited; only severe mental incapacity may bar self-representation (Edwards) | State: Higher competence required (practical trial experience, schedule concerns) | Court: Wisconsin applied an impermissibly high competence standard; no evidence of severe mental illness; decision contrary to Faretta/Edwards |
| Whether trial scheduling and timing justified denial | Imani: Request was made weeks before trial and he said no delay needed; timing alone insufficient | State: Scheduling and preparation burdens justified denial | Court: Scheduling concerns do not equate to incompetence; denial weeks before trial violated Faretta |
Key Cases Cited
- Faretta v. California, 422 U.S. 806 (1975) (defendant has Sixth Amendment right to self-representation; court must ensure waiver is knowing and voluntary)
- McKaskle v. Wiggins, 465 U.S. 168 (1984) (limits on court-appointed standby counsel and harmless-error note re denial of self-representation)
- Indiana v. Edwards, 554 U.S. 164 (2008) (states may deny pro se rights to defendants with severe mental illness lacking capacity to conduct trial)
- Iowa v. Tovar, 541 U.S. 77 (2004) (trial courts must warn defendants of hazards to establish knowing waiver)
- Godinez v. Moran, 509 U.S. 389 (1993) (states may adopt more elaborate competency standards for certain contexts)
- Harrington v. Richter, 562 U.S. 86 (2011) (AEDPA deference: state-court rulings must be unreasonable, not merely incorrect, to warrant habeas relief)
- Brown v. Payton, 544 U.S. 133 (2005) (definition of "contrary to" and "unreasonable application" under AEDPA)
- Brooks v. McCaughtry, 380 F.3d 1009 (7th Cir. 2004) (contrast case where denial was affirmed due to disruptive behavior and incapacity)
