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Holguin-Hernandez v. United States
140 S. Ct. 762
| SCOTUS | 2020
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Background

  • Gonzalo Holguin-Hernandez was convicted of federal drug offenses, received 60 months' imprisonment plus five years' supervised release, and was already serving supervised release from an earlier conviction.
  • The Government sought revocation of the earlier supervised release and a consecutive sentence within the applicable Guidelines range (12–18 months).
  • Defense counsel argued under 18 U.S.C. §3553(a) that no additional time was warranted or, at minimum, any consecutive term should be less than 12 months (i.e., a sentence below the Guidelines).
  • The district court imposed a consecutive 12-month term (the bottom of the Guidelines range); defense raised nothing further at sentencing.
  • On appeal the Fifth Circuit held Holguin-Hernandez forfeited his challenge to the sentence’s substantive reasonableness because he did not explicitly object to the sentence as "unreasonable" at sentencing and affirmed.
  • The Supreme Court granted certiorari and held that advocating for a specific shorter sentence preserved the claim that the longer imposed sentence was "greater than necessary" under §3553(a).

Issues

Issue Holguin-Hernandez's Argument United States' Argument Held
Whether a defendant preserves a substantive-reasonableness challenge by advocating for a specific shorter sentence at sentencing Argued that requesting no additional time or less than 12 months communicated that a longer term would be "greater than necessary" under §3553(a), thus preserving the claim Argued (and Fifth Circuit held) that the defendant forfeited the claim by failing to explicitly object to the sentence as "unreasonable" at sentencing The Court held the argument was preserved: urging a specific shorter sentence ordinarily notifies the court that a longer sentence would be "greater than necessary," satisfying Rule 51(b)
Whether a defendant must use the word "reasonableness" or invoke the appellate standard of review to preserve a §3553(a)-based challenge Not required; advocating for a shorter sentence suffices to bring the claim to the court's attention The Government contended courts may require explicit reference to "reasonableness" The Court rejected a requirement to use the label "reasonableness" or invoke appellate standards; Rule 51 abolishes formalistic language requirements

Key Cases Cited

  • Kimbrough v. United States, 552 U.S. 85 (2007) (quoted "greater than necessary" language from §3553(a))
  • Pepper v. United States, 562 U.S. 476 (2011) (explains courts must impose sentences "sufficient, but not greater than necessary")
  • Gall v. United States, 552 U.S. 38 (2007) (reasonableness standard on appellate review of sentencing)
  • Booker v. United States, 543 U.S. 220 (2005) (sentencing discretion and appellate review principles)
  • Olano v. United States, 507 U.S. 725 (1993) (plain-error review framework)
  • Rita v. United States, 551 U.S. 338 (2007) (appellate review of within- and variances from Guidelines)
  • Tapia v. United States, 564 U.S. 319 (2011) (procedural sentencing issues; cited as a matter the Court did not resolve)
  • Puckett v. United States, 556 U.S. 129 (2009) (describes interests served by the plain-error rule)
Read the full case

Case Details

Case Name: Holguin-Hernandez v. United States
Court Name: Supreme Court of the United States
Date Published: Feb 26, 2020
Citation: 140 S. Ct. 762
Docket Number: 18-7739
Court Abbreviation: SCOTUS