Holguin-Hernandez v. United States
140 S. Ct. 762
| SCOTUS | 2020Background
- Gonzalo Holguin-Hernandez was convicted of federal drug offenses, received 60 months' imprisonment plus five years' supervised release, and was already serving supervised release from an earlier conviction.
- The Government sought revocation of the earlier supervised release and a consecutive sentence within the applicable Guidelines range (12–18 months).
- Defense counsel argued under 18 U.S.C. §3553(a) that no additional time was warranted or, at minimum, any consecutive term should be less than 12 months (i.e., a sentence below the Guidelines).
- The district court imposed a consecutive 12-month term (the bottom of the Guidelines range); defense raised nothing further at sentencing.
- On appeal the Fifth Circuit held Holguin-Hernandez forfeited his challenge to the sentence’s substantive reasonableness because he did not explicitly object to the sentence as "unreasonable" at sentencing and affirmed.
- The Supreme Court granted certiorari and held that advocating for a specific shorter sentence preserved the claim that the longer imposed sentence was "greater than necessary" under §3553(a).
Issues
| Issue | Holguin-Hernandez's Argument | United States' Argument | Held |
|---|---|---|---|
| Whether a defendant preserves a substantive-reasonableness challenge by advocating for a specific shorter sentence at sentencing | Argued that requesting no additional time or less than 12 months communicated that a longer term would be "greater than necessary" under §3553(a), thus preserving the claim | Argued (and Fifth Circuit held) that the defendant forfeited the claim by failing to explicitly object to the sentence as "unreasonable" at sentencing | The Court held the argument was preserved: urging a specific shorter sentence ordinarily notifies the court that a longer sentence would be "greater than necessary," satisfying Rule 51(b) |
| Whether a defendant must use the word "reasonableness" or invoke the appellate standard of review to preserve a §3553(a)-based challenge | Not required; advocating for a shorter sentence suffices to bring the claim to the court's attention | The Government contended courts may require explicit reference to "reasonableness" | The Court rejected a requirement to use the label "reasonableness" or invoke appellate standards; Rule 51 abolishes formalistic language requirements |
Key Cases Cited
- Kimbrough v. United States, 552 U.S. 85 (2007) (quoted "greater than necessary" language from §3553(a))
- Pepper v. United States, 562 U.S. 476 (2011) (explains courts must impose sentences "sufficient, but not greater than necessary")
- Gall v. United States, 552 U.S. 38 (2007) (reasonableness standard on appellate review of sentencing)
- Booker v. United States, 543 U.S. 220 (2005) (sentencing discretion and appellate review principles)
- Olano v. United States, 507 U.S. 725 (1993) (plain-error review framework)
- Rita v. United States, 551 U.S. 338 (2007) (appellate review of within- and variances from Guidelines)
- Tapia v. United States, 564 U.S. 319 (2011) (procedural sentencing issues; cited as a matter the Court did not resolve)
- Puckett v. United States, 556 U.S. 129 (2009) (describes interests served by the plain-error rule)
