Henderson v. United States
133 S. Ct. 1121
| SCOTUS | 2013Background
- Henderson pleaded guilty in 2010 to felon in possession of a firearm and was sentenced to an above-Guidelines term of 60 months by the district court.
- The district court imposed the longer sentence in part to qualify Henderson for an in-prison rehabilitative program, a goal Henderson’s counsel did not object to at sentencing.
- After sentencing but before appeal, Tapia v. United States held that imposing or lengthening a sentence to promote rehabilitation is unlawful, rendering Henderson’s sentence unlawful.
- The Fifth Circuit denied relief under Rule 52(b) because the error was not plain at the time of the district court’s ruling, owing to unsettled circuit law.
- The Supreme Court granted certiorari to resolve differences among Circuits about whether plainness under Rule 52(b) should be assessed at trial or appellate review.
- The Court ultimately held that plain error must be assessed at the time of appellate consideration, reversing the Fifth Circuit and remanding.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Timing of plain error under Rule 52(b) | Henderson (plaintiff) argued plainness is evaluated at review. | Respondent argued plainness should be determined at trial when error occurred. | Plainness assessed at time of appellate consideration. |
| Effect of unsettled law at trial | Unsettled law support treating later clarity as plain at review. | Unsettled law should not make trial errors plainly discoverable on appeal. | Unsettled law can be plain at review; time-of-review approach favored. |
| Johnson v. United States relevance | Johnson supports plainness being enough at appeal when law later becomes settled. | Johnson should not govern mid-unsettled-law cases as here. | Johnson applied to support time-of-appeal plainness in this context. |
| Policy goals of contemporaneous objection versus Rule 52(b) | Plain-error rule serves to protect fairness when new law is applied on appeal. | Preservation and contemporaneous objection remain important to efficiency. | Rule 52(b) relief can accommodate post-trial law changes without undermining preservation. |
| Practical consequences of the rule | Time-of-appeal plainness reduces injustice when the law becomes clearly favorable on appeal. | Time-of-appeal approach risks floodgates and complexity. | Time-of-appeal interpretation better aligns with final-law-rule application. |
Key Cases Cited
- United States v. Olano, 507 U.S. 725 (1993) (establishes four Olano prongs for Rule 52(b) plain-error review)
- Tapia v. United States, 564 U.S. 319 (2011) (prohibits using prison terms to promote rehabilitation)
- Johnson v. United States, 520 U.S. 461 (1997) (plainness at time of appellate consideration when law later clears)
- Schooner Peggy, 1 U.S. Cranch 103 (1801) (principle that appellate law must be applied as of decision time)
- Thorpe v. Housing Authority of Durham, 393 U.S. 268 (1969) (applies law in effect at time of decision)
- United States v. Frady, 456 U.S. 152 (1982) (timeliness and plain-error considerations in relief analysis)
- United States v. Atkinson, 297 U.S. 157 (1936) (structural basis for review with fairness considerations)
- Cordery, 656 F.3d 1103 (10th Cir. 2011) (time of review vs time of error in plain-error analysis (cited for contrast))
- Mouling, 557 F.3d 658 (D.C. Cir. 2009) (discusses timing in plain-error context)
- Garcia, 587 F.3d 509 (2d Cir. 2009) (plain-error considerations in unsettled-law scenarios)
- Ross, 77 F.3d 1525 (7th Cir. 1996) (plain-error framework discussions)
- Escalante-Reyes, 689 F.3d 415 (5th Cir. 2012) (concerned with plain-error standards and rule implications)
