Hayes v. New York Attorney Grievance Committee of the Eighth Judicial District
672 F.3d 158
2d Cir.2012Background
- Hayes is a New York lawyer who advertises as a 'Board Certified Civil Trial Specialist' based on NBTA accreditation, a private ABA-accredited organization.
- New York Rule 7.4 requires a disclaimer when stating certification, identifying the certifying organization and three statements about government affiliation, necessity of certification, and comparative competence.
- In 1999 Hayes used NBTA-certified claims on billboards; the Grievance Committee questioned the print size of the disclaimer and later investigated his letterhead for lacking the disclaimer.
- Hayes filed a declaratory judgment action; the district court upheld the rule as applied, granting summary judgment to the Committee, and Hayes pursued vagueness challenges.
- A bench trial addressed vagueness, with the magistrate upholding the rule as not unconstitutionally vague as applied, while Hayes challenged the clarity of 'prominently made'.
- The Second Circuit review centers on whether Rule 7.4's disclaimer components and the 'prominently made' standard violate the First Amendment or are void for vagueness as applied to Hayes.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Rule 7.4's disclaimer components survive strict scrutiny | Hayes contends the disclaimer is unconstitutional speech restriction. | Grievance Committee argues the disclaimer serves consumer protection and is narrowly drawn. | Disclaimers 2 and 3 invalid; first component may be upheld. |
| Whether stating that the certifying organization is not affiliated with government is constitutional | Hayes argues it is permissible and not misleading. | Committee asserts it prevents government-implied endorsement. | Constitutional; supports government interest in education. |
| Whether the assertion that certification is not a requirement for practice is permissible | Hayes contends the claim is unsupported and misleads the public. | Committee claims it prevents misperception that certification is required. | Unpersuasive; fails substantial record support. |
| Whether the 'prominently made' requirement is void for vagueness as applied to Hayes | Hayes argues the standard is too vague and unpredictable. | Committee maintains a generic standard suffices to guide enforcement. | Vague as applied; unconstitutional; enjoined absent advance notice and guidance. |
Key Cases Cited
- Peel v. Attorney Registration and Disciplinary Commission, 496 U.S. 91 (Supreme Court, 1990) (absolute prohibition rejected; cautioned about potential misleading disclosures)
- Ibanez v. Florida Dep't of Bus. & Prof. Regulation, 512 U.S. 136 (Supreme Court, 1994) (disclaimer requirements invalid when harms not demonstrated; Central Hudson framework)
- Central Hudson Gas & Electric Corp. v. Public Service Comm'n, 447 U.S. 557 (Supreme Court, 1980) (four-part test for commercial speech restrictions)
- Edenfield v. Fane, 507 U.S. 761 (Supreme Court, 1993) (enhanced vagueness scrutiny for regulations affecting protected rights)
