Harrison v. Gillespie
640 F.3d 888
9th Cir.2011Background
- James Harrison was convicted of first-degree murder; the penalty phase ended with a deadlock on sentence.
- The jury indicated deadlock over death penalty vs. life sentences; court discharged the jury without polling on death-eligibility.
- Harrison sought to halt further capital proceedings via habeas; district court denied relief on double jeopardy grounds.
- Nevada capital-sentencing scheme requires three steps (aggravators, weighing, final death decision) and allows life without parole if impasse occurs.
- The district court decision and Nevada procedures were reviewed de novo for double jeopardy; Younger abstention did not apply.
- Majority held no per se right to polling and no manifest necessity to discharge without polling; retrial on death penalty permissible.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Did the trial court violate double jeopardy by not polling the jury before mistrial? | Harrison contends jury polling was required to determine death-eligibility prior to discharge. | Gillespie argues no per se polling right; manifest necessity supported discharge. | No manifest error; no per se polling right; discretion favored discharge. |
| Whether Nevada’s capital-sentencing regime allows a partial verdict or requires a final, unanimous death determination? | Harrison argues partial findings could yield acquittal on death-penalty eligibility. | Nevada law uses three-stage process; final sentencing decision is the only legally significant verdict. | Nevada does not recognize a partial verdict of acquittal; final sentencing decision governs. |
| Does the federal Constitution require polling in capital cases when the jury is deadlocked? | Constitutional right to polling to confirm death-eligibility acquittal. | No constitutional per se polling requirement; court’s discretion governs under deadlock cases. | No per se right; discretion to avoid coercion and preserve finality is endorsed. |
Key Cases Cited
- Bullington v. Missouri, 451 U.S. 430 (U.S. 1981) (acquittal touchstone in death-penalty double-jeopardy context)
- Arizona v. Rumsey, 467 U.S. 203 (U.S. 1984) (acquittal precludes retrial when determined by sole decisionmaker)
- Sattazahn v. Pennsylvania, 537 U.S. 101 (U.S. 2003) (deadlock is a non-result unless death-eligibility acquittal is found)
- Yeager v. United States, 129 S. Ct. 2360 (U.S. 2009) (acquittal principles inform implied acquittals in related contexts)
- Renico v. Lett, 130 S. Ct. 1855 (U.S. 2010) (trial judge’s discretion in deadlock decisions; no rigid polling rule)
- Washington v. United States, 434 U.S. 497 (U.S. 1978) (premature or coercive inquiries risk undermining juror deliberations)
- Jorn, 400 U.S. 470 (U.S. 1971) (manifest necessity and careful deliberation required before mistrial)
- Perez, 22 U.S. (9 Wheat.) 579 (U.S. 1824) (classic Perez formulation guiding manifest-necessity analysis)
- Bates, 917 F.2d 388 (9th Cir. 1991) (judge must consider alternatives to mistrial; Bates factors)
- Hollaway v. State, 6 P.3d 987 (Nev. 2000) (Nevada capital-sentencing structure; death-eligibility criteria)
