Han Lee v. Superintendent Houtzdale SCI
798 F.3d 159
| 3rd Cir. | 2015Background
- In 1990 Han Tak Lee was convicted of arson and first-degree murder for the death of his daughter at a cabin; conviction relied heavily on contemporary fire‑science and gas‑chromatography testimony.
- Subsequent scientific developments have discredited the fire‑science and chromatographic methods used at trial; the Commonwealth concedes those portions are unreliable.
- Lee pursued state post‑conviction relief and then a § 2254 habeas petition alleging due‑process violations because his conviction rested on inaccurate scientific evidence.
- The District Court granted habeas relief after an evidentiary hearing, concluding the tainted expert evidence undermined the trial’s fundamental fairness and there was not "ample other evidence" of guilt.
- The Commonwealth appealed; procedural disputes included timeliness and electronic‑filing objections to the notice of appeal, which the Third Circuit rejected and retained jurisdiction.
- On merits review (without AEDPA deference per earlier panel), the Third Circuit affirmed: the unreliable scientific evidence was central to the verdict and the remaining evidence (autopsy ambiguity, perceived nonchalance, minor inconsistencies) was insufficiently probative to sustain the conviction.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether admission of now‑discredited fire‑science and chromatography evidence violated due process | Lee: Expert testimony was unreliable and its admission undermined trial fairness | Commonwealth: Other evidence provided "ample" proof of guilt despite flawed science | Held: Admission undermined fundamental fairness; habeas relief warranted because remaining evidence was not ample |
| Whether habeas relief required a freestanding innocence showing | Lee: Relief grounded in due‑process (not freestanding innocence) based on unreliable evidence | Commonwealth: Relief impermissible absent independent showing of innocence | Held: Not a freestanding innocence claim; due‑process claim sufficed (no innocence showing required) |
| Whether the Commonwealth’s notice of appeal was timely and valid despite local e‑filing violations | Lee: Paper filing violated local rules so appeal invalid | Commonwealth: Notice received by clerk within 30 days; Parissi controls | Held: Timely and effective on receipt by clerk; local e‑filing noncompliance did not defeat jurisdiction |
| Standard of review applicable to state‑court determinations (AEDPA deference) | Lee: Prior panel ruled AEDPA deference did not apply; review de novo | Commonwealth: Arguably would prefer AEDPA deference | Held: Court followed prior-panel (law‑of‑the‑case) and reviewed without AEDPA deference |
Key Cases Cited
- Lee v. Glunt, 667 F.3d 397 (3d Cir. 2012) (prior panel ruling that deference did not apply and framing standard for due‑process challenge to tainted expert evidence)
- Albrecht v. Horn, 485 F.3d 103 (3d Cir. 2007) (describing when "ample other evidence" can sustain a conviction despite error)
- Parissi v. Telechron, Inc., 349 U.S. 46 (1955) (notice of appeal is filed when received by clerk; late fee payment or filing technicalities do not defeat timeliness)
- Becker v. Montgomery, 532 U.S. 757 (2001) (notice‑of‑appeal defects should not be fatal where intent to appeal is clear)
- Gov’t of the Virgin Islands v. Mills, 634 F.3d 746 (3d Cir. 2011) (commonsense approach to notice‑of‑appeal sufficiency)
- Gould v. Members of the N.J. Div. of Water Pol’y and Supply, 555 F.2d 340 (3d Cir. 1977) (clerk must accept notices of appeal even without filing fee)
- Nara v. Frank, 488 F.3d 187 (3d Cir. 2007) (plain‑error review applies where party fails to properly object to magistrate judge’s R&R)
- Klemm v. Astrue, 543 F.3d 1139 (9th Cir. 2008) (paper notice received by clerk is effective notwithstanding local e‑filing rules)
