136 A.3d 349
Me.2016Background
- Mother returned to Maine to live with maternal grandparents while pregnant; father remained in Colorado on probation and had minimal early contact with Aubree.
- Father moved to Maine when Aubree was nine months old, lived briefly with mother and grandparents, but provided only occasional, prompted care.
- Mother died of a heroin overdose; grandparents provided nearly all care while father engaged in substance use, unstable housing, and at times drove under the influence with Aubree.
- Father removed Aubree from grandparents’ care; grandparents petitioned for guardianship under 18-A M.R.S. § 5-204(d) alleging a demonstrated lack of consistent participation by the father.
- Probate Court found the father had chronically abused substances, failed to maintain employment or stable housing, neglected Aubree’s medical needs, and remained unable to care for her; granted limited guardianship to maternal grandmother.
- Father appealed, arguing statutory misinterpretation and due process violation; Supreme Judicial Court affirmed, holding lack of consistent participation must reflect current parental unfitness at time of hearing.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether “lack of consistent participation” requires parent’s physical absence | Father: requires physical absence during period and at time of hearing | Grandparents: can include failure to perform parental duties even if physically present | Court: Not limited to physical absence; includes failure/refusal to meet parental duties |
| Temporal scope of participation showing | Father: element must exist "currently" at time petition is considered | Grandparents: past and ongoing conduct showing de facto guardian status is relevant | Court: Must relate to parent’s current unfitness; lack of participation proven at hearing (current inability that may dramatically harm child) |
| Statutory factors in § 5-101(1-C) — whether exhaustive | Father: factors impose strict test requiring absence-based showing | Grandparents: factors are nonexhaustive considerations | Court: Factors are minimum considerations, not a definitive test |
| Due process / notice claim | Father: court applied §5-204(c) standard without notice, violating due process | Grandparents: court appropriately referenced related case law to define §5-204(d)’s unfitness concept; father had notice of allegations | Court: Rejected due process claim; court properly applied and explained standard and father had notice |
Key Cases Cited
- Jewel M. v. Guardianship (Jewel I), 989 A.2d 726 (Me. 2010) (requires current parental unfitness for guardianship under intolerable living-situation standard)
- Jewel M. v. Guardianship (Jewel II), 2 A.3d 301 (Me. 2010) (procedural discussion of guardianship proceedings and state intrusion into parent-child relationship)
- Pitts v. Moore, 90 A.3d 1169 (Me. 2014) (parental liberty interest and distinction between parenting and caretaking responsibilities)
- Guardianship of Chamberlain, 118 A.3d 229 (Me. 2015) (clear-and-convincing proof requirement for §5-204(d) petitions)
- Tobias D., 40 A.3d 990 (Me. 2012) (state intervention justified where parent unable or unwilling to meet child’s basic needs)
- In re Krystal S., 584 A.2d 672 (Me. 1990) (court must assess parent’s fitness at time of hearing)
