37 F.4th 797
2d Cir.2022Background
- APS removed Guan's 21-year-old autistic son from their home and admitted him to Mount Sinai for an emergency psychiatric evaluation.
- Guan went to Mount Sinai, was denied access to her son, became distraught, and called 911 multiple times; hospital security twice reported her as trespassing.
- Officers Boyle and Larasaavedra twice encountered Guan; hospital staff told officers she was emotionally disturbed and should be seen by a psychiatrist; officers observed her upset and heard allegations she accused staff of kidnapping/abuse.
- Officers handcuffed Guan, removed her from Mount Sinai, and transported her to a different hospital for an involuntary psychiatric evaluation; she was released ~3 hours later and never charged with a crime.
- The district court granted summary judgment for defendants, concluding probable cause for trespass precluded the mental-health false-arrest claim and, alternatively, that officers had arguable probable cause (qualified immunity).
- The Second Circuit held the district court erred in treating criminal probable cause as dispositive for a mental-health seizure claim but affirmed on qualified immunity grounds.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether probable cause to arrest for criminal trespass precludes a false-arrest claim based on an emergency mental-health detention | Guan: No — mental-health seizures require a separate dangerousness showing; different legal standard | Defs: Yes — Devenpeck/Jaegly permit an arrest supported by probable cause for any offense to defeat a false-arrest claim | Court: No — criminal probable cause does not obviate the separate dangerousness inquiry required for mental-health arrests; district court erred |
| Whether officers are entitled to qualified immunity for the mental-health arrest | Guan: No — officers lacked probable cause and law was clearly established | Defs: Yes — law was not clearly established in 2017 and officers had arguable probable cause | Court: Yes — officers protected: (1) it was not clearly established they could not rely on criminal probable cause without separate dangerousness finding, and (2) arguable probable cause existed given the totality of circumstances |
Key Cases Cited
- Devenpeck v. Alford, 543 U.S. 146 (2004) (criminal-arrest context: probable cause to arrest for any offense can justify an arrest)
- Jaegly v. Couch, 439 F.3d 149 (2d Cir. 2006) (probable cause for any crime defeats a false arrest claim in criminal-arrest cases)
- Myers v. Patterson, 819 F.3d 625 (2d Cir. 2016) (mental-health seizures require a showing of dangerousness)
- Anthony v. City of New York, 339 F.3d 129 (2d Cir. 2003) (officers need reasonable grounds to believe person is dangerous for mental-health detention)
- Green v. City of New York, 465 F.3d 65 (2d Cir. 2006) (dangerousness standard for transport/detention for psychiatric evaluation)
- Kerman v. City of New York, 261 F.3d 229 (2d Cir. 2001) (handcuffing/detaining for mental-health reasons implicates dangerousness requirement)
- Figueroa v. Mazza, 825 F.3d 89 (2d Cir. 2016) (probable cause is a complete defense to false arrest)
- Vitek v. Jones, 445 U.S. 480 (1980) (involuntary commitment produces a massive curtailment of liberty and stigma)
- Ziglar v. Abbasi, 137 S. Ct. 1843 (2017) (qualified immunity protects all but the plainly incompetent or those who knowingly violate the law)
- Malley v. Briggs, 475 U.S. 335 (1986) (qualified immunity shields reasonable mistakes of law by officers)
