Gregory Mahrt v. Jeffrey Beard
2017 U.S. App. LEXIS 3696
| 9th Cir. | 2017Background
- On Sept. 3, 2012 Sonoma County deputies responded to a report of a man and woman arguing about a gun at property where Mahrt lived in a converted garage room.
- Deputies performed a warrantless entry/search of Mahrt’s room described in the report as a “protective sweep,” found ammunition and an apparent AR‑15 replica, then arrested Mahrt as a felon in possession after learning of his prior conviction.
- Deputies later obtained what they reported as Mahrt’s consent to a second search and recovered additional ammunition and two firearms; Mahrt contends there was only one nonconsensual search and that consent was coerced via a threat.
- Mahrt’s two appointed trial counsels did not move to suppress the seized items; Mahrt pleaded guilty (open plea) and was sentenced to six years. State appellate counsel filed a Wende brief and the conviction was affirmed.
- Mahrt later filed state and federal habeas petitions claiming trial counsel was ineffective for failing to move to suppress; the federal district court granted relief, and the State appealed to the Ninth Circuit.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Cognizability under Tollett: Can Mahrt raise pre‑plea ineffective assistance on federal habeas after pleading guilty? | Mahrt: Tollett’s exception for ineffective assistance covers pre‑plea errors that prevent an informed plea decision, including failure to file a suppression motion. | State: Tollett bars attacks on pre‑plea constitutional errors except where counsel’s advice related specifically to the plea itself. | Court: Tollett’s exception is broad enough to permit pre‑plea ineffective assistance claims that deprived defendant of an informed plea choice. |
| Deficient performance (failure to move to suppress) | Mahrt: Counsel’s omission was deficient because there was conflicting evidence and a plausible suppression argument. | State: Counsel’s failure was reasonable because the search could be justified (e.g., protective sweep or emergency aid), so a motion likely would have failed. | Court: Trial counsel should have moved to suppress; there was at least a chance of success. |
| Prejudice (but‑for pleading) under Hill | Mahrt: Had counsel moved and evidence been suppressed, he would have insisted on trial rather than pleading guilty. | State: Even if deficient, there is not a reasonable probability Mahrt would have rejected the plea or prevailed at trial because the search could be justified under exigent‑/emergency‑aid doctrines. | Court: Despite finding deficiency, the state courts reasonably could conclude no prejudice because the emergency‑aid/exigent circumstances doctrine could justify the search. |
| AEDPA deference to state courts | Mahrt: State courts’ summary denials were unreasonable given the conflicting evidence and likelihood of a successful suppression motion. | State: Summary denials were reasonable because officers had an objectively reasonable basis to search for a potential victim (emergency aid). | Court: Under Richter/AEDPA, the state courts’ denials could be reasonably based on the emergency‑aid justification; reversed district court grant of habeas. |
Key Cases Cited
- Tollett v. Henderson, 411 U.S. 258 (guilty plea generally bars collateral attacks on antecedent constitutional errors, but allows challenges for pre‑plea ineffective assistance that vitiate voluntariness)
- Strickland v. Washington, 466 U.S. 668 (two‑prong standard for ineffective assistance: deficiency and prejudice)
- Hill v. Lockhart, 474 U.S. 52 (prejudice test for guilty plea cases: reasonable probability defendant would not have pleaded guilty but for counsel’s errors)
- Maryland v. Buie, 494 U.S. 325 (permissible scope of a warrantless protective sweep to ensure officer safety)
- Michigan v. Fisher, 558 U.S. 45 (emergency‑aid/exigent circumstances can justify warrantless entry when officers reasonably believe occupant needs immediate aid)
- Premo v. Moore, 562 U.S. 115 (pre‑plea ineffective assistance claims can be evaluated on the merits in habeas proceedings)
- Kyllo v. United States, 533 U.S. 27 (warrantless home searches presumptively unreasonable)
- Harrington v. Richter, 562 U.S. 86 (under AEDPA, courts must consider whether any reasonable basis existed for state court denial)
- Williams v. Taylor, 529 U.S. 362 (unreasonable application standard under § 2254(d)(1))
