Glenford Ragguette v. Premier Wines & Spirits
57 V.I. 886
| 3rd Cir. | 2012Background
- Ragguette sued Premier Wines & Spirits for employment discrimination; represented by Lee J. Rohn.
- District Court granted Premier summary judgment on January 5, 2010; Ragguette did not file a timely notice of appeal under Rule 4(a)(1).
- Ragguette moved for extension under Rule 4(a)(5) arguing excusable neglect due to counsel’s failure to issue a timely notice.
- District Court denied the Rule 4(a)(5) motion on May 14, 2010; Ragguette filed a notice of appeal on May 20, 2010.
- We previously vacated and remanded to apply the Pioneer four-factor test for excusable neglect to determine whether the extension was proper.
- The Third Circuit now holds the District Court abused its discretion and dismisses Ragguette’s appeal for lack of jurisdiction.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Ragguette’s delay was excusable neglect under Rule 4(a)(5). | Ragguette argues counsel’s misstep was excusable. | Premier contends neglect was not excusable given counsel’s duties. | Yes; the district court abused its discretion; neglect was not excusable. |
| Whether counsel’s mismanagement constitutes excusable neglect under Pioneer factors. | Rohn’s errors were minor and in good faith. | The errors show lack of diligence and foreseeability. | No; Pioneer factors weigh against excusable neglect. |
| Whether the district court properly weighed the Pioneer factors given the record. | District Court properly weighed factors. | District Court erred in balancing factors. | District court abused discretion; factors favor lack of excusable neglect. |
| Whether Ragguette’s appeal is jurisdictionally defective due to late notice of appeal. | Rule 4(a)(5) extension salvages jurisdiction. | No jurisdiction because extension was improper. | Appeal dismissed for lack of appellate jurisdiction. |
| Whether the tribunal should consider the e-mail chain and attorney conduct in ruling. | E-mails show intent to appeal. | Not probative of excusable neglect. | We do not resolve evidentiary challenges; holding remains that neglect wasn’t excusable. |
Key Cases Cited
- Pioneer Inv. Servs. Co. v. Brunswick Assocs. Ltd. P'ship, 507 U.S. 380 (1993) (establishes equitable four-factor test for excusable neglect)
- Consolidated Freightways Corp. of Del. v. Larson, 827 F.2d 916 (3d Cir. 1987) (non-exhaustive factors guiding excusable neglect under Rule 4(a)(5))
- In re Diet Drugs Prods. Liab. Litig., 401 F.3d 143 (3d Cir. 2005) (requires Pioneer balancing; overview of excusable neglect standard)
- Bowles v. Russell, 551 U.S. 205 (2007) (jurisdictional nature of timely notice of appeal)
- Consolidated Freightways Corp. of Del. v. Larson, 827 F.2d 916 (3d Cir. 1987) (non-exhaustive factors guiding excusable neglect under Rule 4(a)(5))
