694 F.3d 161
2d Cir.2012Background
- Kessler and Espinal, Queens County ADAs, appeal a district court ruling denying absolute prosecutorial immunity in a 42 U.S.C. § 1983 case brought by Giraldo.
- Giraldo alleged her civil rights were violated by interrogation after her boyfriend, Monserrate, was arrested; she claimed unlawful detention and coercive questioning.
- Monserrate was arrested following the December 19, 2008 incident; Giraldo had previously been treated for a head injury and transported to the 105th Precinct.
- Appellants interviewed Giraldo at the Queens District Attorney’s Office for about two hours after her hospital treatment and before her case proceeded to court.
- The district court denied absolute immunity, concluding the conduct resembled investigative rather than prosecutorial function.
- On interlocutory appeal, this court vacates and remands in light of the appropriate functional approach to prosecutorial immunity.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the interrogation of a witness by prosecutors falls within absolute immunity. | Giraldo argues the interrogation was investigative, not prosecutorial, and thus not immunized. | Appellants contend the interview was an integral part of prosecutorial advocacy and within absolute immunity. | Yes; the interview fell within absolute immunity. |
| Whether the acts were reasonably related to prosecutorial functions such that absolute immunity applies. | Giraldo contends the acts were purely investigative and not within prosecutorial advocacy. | Appellants maintain the acts occurred during pending/prospective court proceedings and were within advocacy. | Yes; acts were reasonably related to prosecutorial functions. |
| What is the appropriate standard for reviewing denial of absolute immunity on appeal? | Review should consider the merits de novo as a pure legal question. | Review should apply collateral order doctrine for legal questions on denial of immunity. | Collateral order review applies; denial is reviewable as a legal question. |
Key Cases Cited
- Imbler v. Pachtman, 424 U.S. 409 (U.S. Supreme Court 1976) (absolute immunity for prosecutorial functions in court and related activities)
- Buckley v. Fitzsimmons, 509 U.S. 259 (U.S. Supreme Court 1993) (distinguishes investigative vs. prosecutorial immunity; but some actions remain within immunity when related to advocacy)
- Zahrey v. Coffey, 221 F.3d 342 (2d Cir. 2000) (investigative acts receive only qualified immunity; advocacy-related acts may receive absolute immunity)
- Smith v. Garretto, 147 F.3d 91 (2d Cir. 1998) (distinguishes investigative steps from acts integral to prosecutorial advocacy)
- Warney v. Monroe County, 587 F.3d 113 (2d Cir. 2009) (post-trial prosecutorial actions can be integral to advocacy and immune)
- Hill v. City of New York, 45 F.3d 653 (2d Cir. 1995) (collateral order doctrine allows appellate review of immunity rulings)
