40 F.4th 481
6th Cir.2022Background
- Georgia-Pacific (GP) filed a petition for rehearing en banc after a panel decision in a CERCLA-related dispute; the petition was denied and the panel added an Appendix explaining its rulings.
- Weyerhaeuser (an appellee) argued in its appellee brief that the statute of limitations barred GP’s claims against it (adopting portions of International Paper’s brief), but it did not file a cross-appeal seeking affirmative relief.
- GP contends that, because Weyerhaeuser sought to benefit from a favorable statute-of-limitations ruling, Weyerhaeuser should have filed a cross-appeal; GP argues failure to do so should preclude the panel from applying that ruling to Weyerhaeuser.
- The panel analyzed whether the Federal Rule of Appellate Procedure 4(a)(3) cross-appeal requirement is jurisdictional or a forfeitable claim-processing rule in light of recent Supreme Court and Sixth Circuit precedent (notably Hamer and Gunter).
- The court held the cross-appeal requirement is a mandatory claim-processing rule (not jurisdictional) and, because GP did not timely raise the objection, GP forfeited the argument; the panel therefore applied the statute-of-limitations ruling to Weyerhaeuser.
- GP also asked the panel to address International Paper’s secured-creditor exception under CERCLA; the panel declined because it resolved the case on an alternative ground and GP had not contested IP’s framing of that issue as alternative.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether an appellee must file a cross-appeal before a panel may apply an appeal ruling (statute-of-limitations) to that appellee | Weyerhaeuser should have cross-appealed; absent a cross-appeal an appellee cannot obtain relief that enlarges its rights | Weyerhaeuser advanced the statute-of-limitations defense in its appellee brief and urged the court to apply the ruling to it, but did not file a cross-appeal | Rule 4(a)(3) is a mandatory claim-processing rule, not jurisdictional; GP forfeited the objection by not timely raising it, so the panel applied the statute-of-limitations ruling to Weyerhaeuser |
| Whether the panel should decide International Paper’s secured-creditor exception under CERCLA | GP urged the panel to address the secured-creditor defense | IP presented the secured-creditor defense as an alternative ground for reversal | The panel declined to address the secured-creditor issue because it had resolved the case on another alternative basis and GP never disputed that framing |
Key Cases Cited
- El Paso Nat. Gas Co. v. Neztsosie, 526 U.S. 473 (superseded appellee relief rule regarding cross-appeals) (discusses limits on appellee relief without cross-appeal)
- Greenlaw v. United States, 554 U.S. 237 (clarifies cross-appeal importance but not jurisdictional status)
- Hamer v. Neighborhood Hous. Servs. of Chi., 138 S. Ct. 13 (explains only Congress may make a rule jurisdictional; distinguishes statutory limits from court-promulgated rules)
- Henderson ex rel. Henderson v. Shinseki, 562 U.S. 428 (procedural requirements may be forfeited unless jurisdictional)
- Gunter v. Bemis Co., 906 F.3d 484 (6th Cir.) (held Rule 4(a)(3) cross-appeal timing is a claim-processing rule, not jurisdictional)
- Mathias v. Superintendent Frackville SCI, 876 F.3d 462 (3d Cir.) (concluded Rule 4(a)(3) is nonjurisdictional)
- In re IPR Licensing, Inc., 942 F.3d 1363 (Fed. Cir.) (supports view that cross-appeal requirement is forfeitable practice)
- Bowles v. Russell, 551 U.S. 205 (distinguishes statutory appeal deadlines from rule-based cross-appeal requirements)
- United States v. Burch, 781 F.3d 342 (6th Cir.) (discussed cross-appeal requirement where failure was raised to the court)
