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Gauen v. Board of Education Highland Community Unit School District No 5
3:16-cv-00207
S.D. Ill.
Jan 30, 2017
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Background

  • Plaintiff sued Highland Community Unit School District No. 5 alleging Title VII gender discrimination, Equal Pay Act, and Illinois Pay Act violations.
  • Plaintiff served a Rule 30(b)(6) notice (Dec. 1, 2016) and scheduled a corporate-representative deposition for Jan. 19, 2017.
  • Defendant objected to several deposition topics as cumulative/duplicative and seeking attorney work product/defense strategy, and moved for a protective order; it did not produce the witness for the scheduled deposition.
  • Plaintiff sought sanctions for Defendant’s nonappearance and pursued the deposition topics; Defendant argued prior individual depositions and documents made the 30(b)(6) unnecessary or invasive.
  • Court held a discovery dispute conference (Jan. 24, 2017) to decide scope of permissible topics and whether sanctions or a protective order were warranted.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether 30(b)(6) topics are unreasonably cumulative/duplicative 30(b)(6) needed because prior deponents gave inconsistent or incomplete testimony; it binds the corporation Prior depositions and produced documents make corporate rep testimony duplicative Denied — not unreasonably cumulative; 30(b)(6) permitted (parties encouraged to narrow by stipulation)
Whether 30(b)(6) topics improperly seek attorney work product/defense strategy Requests are factual and seek binding corporate testimony, not privileged strategy Topics as drafted seek factual bases for defenses and amount to probing legal strategy/contention interrogatories Granted in part — Plaintiff may probe factual allegations but may not frame questions as contention interrogatories or demand factual bases for defenses
Whether topics lack specificity or are overbroad in scope/time Plaintiff did not focus on these objections; topics are reasonably specific Topics are vague and temporally broad Denied — court found no good cause to issue protective order absent more detail
Whether sanctions are appropriate for Defendant’s failure to appear Plaintiff sought costs for reporter and briefing Defendant moved for protective order before deposition date and nonappearance was isolated Denied — sanctions unwarranted given Defendant’s pending protective-order motion and isolated incident

Key Cases Cited

  • Great Am. Ins. Co. of N.Y. v. Vegas Const. Co., 251 F.R.D. 534 (D. Nev. 2008) (corporation must prepare a 30(b)(6) witness to provide binding answers)
  • Felling v. Knight, 211 F.R.D. 552 (S.D. Ind. 2003) (party seeking protective order bears burden to show good cause)
  • Pioche Mines Consol., Inc. v. Dolman, 333 F.2d 257 (9th Cir. 1964) (better practice to obtain protective order or stay before date of deposition)
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Case Details

Case Name: Gauen v. Board of Education Highland Community Unit School District No 5
Court Name: District Court, S.D. Illinois
Date Published: Jan 30, 2017
Docket Number: 3:16-cv-00207
Court Abbreviation: S.D. Ill.