Gabriel v. United States
683 F. App'x 671
| 10th Cir. | 2017Background
- Plaintiff Gary Gabriel sued under the Federal Tort Claims Act (FTCA) alleging negligence at a federal health-care facility; suit was filed July 14, 2014.
- Gabriel had not presented an administrative FTCA claim to the appropriate federal agency before filing suit.
- Gabriel submitted an administrative claim on April 6, 2015, after the complaint was filed.
- The district court granted the government’s dispositive motion, treated it as a summary-judgment ruling, and dismissed the action with prejudice for failure to exhaust administrative remedies.
- The Tenth Circuit agreed the claim was unexhausted (thus the district court lacked subject-matter jurisdiction) but held the dismissal should have been without prejudice and not converted to summary judgment.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether FTCA exhaustion is jurisdictional | Gabriel argued exhaustion could be satisfied after filing and contended Wong required a stay to permit exhaustion | Government argued exhaustion under 28 U.S.C. § 2675(a) is jurisdictional and was not met before suit | FTCA exhaustion is jurisdictional; suit was filed before administrative claim, so court lacked jurisdiction |
| Effect of filing administrative claim after suit | Gabriel asserted his post-suit filing cured the defect or warranted a stay | Government contended post-suit filing does not cure lack of jurisdiction | Post-suit administrative filing does not confer jurisdiction over the earlier-filed suit |
| Impact of United States v. Wong on exhaustion | Gabriel relied on Wong to justify tolling or staying proceedings to permit exhaustion | Government noted Wong addressed equitable tolling of time bars, not the exhaustion requirement | Wong does not alter the jurisdictional exhaustion rule; it addresses timeliness, not pre-suit exhaustion |
| Proper procedural disposition when jurisdiction is lacking | Gabriel implicitly favored allowing merits consideration or prejudice dismissal | Government moved to dismiss; district court treated motion as summary judgment and dismissed with prejudice | A factual jurisdictional attack does not convert to summary judgment absent intertwining of merits; dismissal for lack of jurisdiction was proper and must be without prejudice |
Key Cases Cited
- Cizek v. United States, 953 F.2d 1232 (10th Cir. 1992) (noting concurrence in outcome but disagreement with reasoning)
- Walden v. Bartlett, 840 F.2d 771 (10th Cir. 1988) (standard: subject-matter jurisdiction reviewed de novo)
- Duplan v. Harper, 188 F.3d 1195 (10th Cir. 1999) (post-suit administrative filing cannot cure jurisdictional defect)
- United States v. Wong, 135 S. Ct. 1625 (2015) (FTCA time bars are nonjurisdictional and subject to equitable tolling)
- Holt v. United States, 46 F.3d 1000 (10th Cir. 1995) (distinction between facial and factual jurisdictional attacks)
- Wheeler v. Hurdman, 825 F.2d 257 (10th Cir. 1987) (evidence outside pleadings does not automatically convert jurisdictional motion to Rule 56)
- Pringle v. United States, 208 F.3d 1220 (10th Cir. 2000) (intertwining test for conversion to summary judgment)
- Brereton v. Bountiful City Corp., 434 F.3d 1213 (10th Cir. 2006) (dismissals for lack of jurisdiction should be without prejudice)
