Foust v. Houk
655 F.3d 524
| 6th Cir. | 2011Background
- Foust, a death-row Ohio inmate, was convicted of murder, rape, arson, and related offenses stemming from a 2001 home invasion.
- Mitigation hearings relied on letters from family and a non-specialist psychologist; extensive childhood abuse records existed but were not gathered.
- Defense counsel did not interview mitigation witnesses or obtain Children's Services records despite repeated reminders from the proposed mitigation expert.
- Karpawich was appointed as a mitigation evaluator but not as a mitigation specialist; no independent mitigation investigation was conducted.
- The district court denied habeas relief; the Sixth Circuit granted a limited certificate of appealability on ineffective assistance of counsel at the mitigation phase.
- The panel reversed, vacated the death sentence, and ordered a conditional writ unless Ohio started a new mitigation hearing within 180 days.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether counsel provided ineffective assistance at mitigation. | Foust argues failure to investigate and interview witnesses violated Strickland. | State contends selected investigation was tactical and adequately presented mitigating evidence. | Yes; deficient performance under Strickland. |
| Did failure to obtain Children's Services records prejudice the outcome? | New records would reveal horrific childhood and support mitigation. | The records would be cumulative or not sufficiently different. | Yes; prejudice established; new evidence would have changed outcome. |
| Was failure to hire a trained mitigation specialist error? | A mitigation specialist is essential for thorough development of family history. | Mitigation expert (Karpawich) sufficed. | Yes; failure to hire a trained mitigation specialist was deficient. |
| Was failure to hire a substance-abuse expert prejudicial? | An expert could better explain addiction’s role in behavior. | Karpawich provided sufficient testimony. | No; not unreasonable under existing precedent. |
Key Cases Cited
- Wiggins v. Smith, 539 U.S. 510 (2003) (requirement to search for mitigating evidence beyond trial record; necessity of thorough investigation)
- Rompilla v. Beard, 545 U.S. 374 (2005) (unreasonable investigation when counsel failed to examine evidence)
- Bobby v. Van Hook, 558 U.S. _ (2010) (defense's use of investigators and experts; prudent evaluation of testimony)
- Porter v. McCollum, 130 S. Ct. 447 (2010) (counsel's investigation reasonable no longer; weighing of mitigation evidence)
- Pinholster v. Cullen, 563 U.S. _; 131 S. Ct. 1388 (2011) (AEDPA review; record-before-state-court constraint on habeas evidence)
- Harrington v. Richter, 131 S. Ct. 770 (2011) (double deference standard in Strickland under AEDPA)
