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84 So. 3d 292
Fla.
2012
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Background

  • Respondent, Koko Head, was found guilty of professional misconduct after a referee’s report; the Court confirms guilt and costs but increases sanction.
  • Count I involved a landlord–tenant dispute over removal of tenant assets and records on March 19, 2009, with alleged obstruction of removal and misrepresentations.
  • Count II involved Tastan’s grievance alleging inadequate representation; Respondent allegedly failed to advise independent counsel regarding a mutual release.
  • The referee found counts I and II violated several Rules Regulating the Florida Bar, including candor toward the tribunal, truthfulness, and limitation of malpractice liability.
  • The Court disapproves the referee’s finding of minor misconduct and negligent intent, and imposes a ninety-one-day suspension followed by one year of probation, plus ethics and professionalism CLE.
  • The suspension becomes effective thirty days from this opinion to allow orderly transition and client protection.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Did Respondent violate 4-3.3(a), 4-4.1, and 4-8.4(c) in Count I? Bar argued violations based on false statements and misrepresentation. Head contended conduct not proven as such; some findings were negligent. Guilty on 4-3.3(a), 4-4.1, and 4-8.4(c).
Was the 4-8.4(c) violation proven intentional, not negligent? Bar relied on deliberate acts to deceive. Respondent claimed negligence or lack of intent. Respondent acted intentionally; not negligent.
Did Respondent violate 4-1.8(h) in Count II? Bar asserted failure to advise independent counsel regarding settlement/claim. Respondent claimed Tastan’s representation existed; rule not applicable. Guilty of violating 4-1.8(h).
Should the misconduct be treated as minor under the Minor Misconduct standard? Disciplinary severity warranted given deceitful acts. Referee classified as minor misconduct. Not minor; sustained as serious misconduct; 91-day suspension warranted.

Key Cases Cited

  • Florida Bar v. Lathe, 774 So.2d 675 (Fla. 2000) (suspension for intentional misrepresentations to a judge)
  • Florida Bar v. Fortunato, 788 So.2d 201 (Fla. 2001) (suspension for false testimony at disciplinary hearing)
  • Fla. Bar v. Head, 27 So.3d 1 (Fla. 2010) (dishonesty cannot be tolerated; not minor misconduct)
  • Fla. Bar v. Rotstein, 835 So.2d 241 (Fla. 2002) (dishonesty; fundamental dishonesty worthy of sanction)
  • Fla. Bar v. Fredericks, 731 So.2d 1249 (Fla. 1999) (intent element for 4-8.4(c))
  • Fla. Bar v. Jordan, 705 So.2d 1387 (Fla. 1998) (requires advising independent counsel in certain settlements)
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Case Details

Case Name: Florida Bar v. Head
Court Name: Supreme Court of Florida
Date Published: Mar 15, 2012
Citations: 84 So. 3d 292; 37 Fla. L. Weekly Supp. 231; 2012 WL 851045; 2012 Fla. LEXIS 550; No. SC10-1175
Docket Number: No. SC10-1175
Court Abbreviation: Fla.
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