84 So. 3d 292
Fla.2012Background
- Respondent, Koko Head, was found guilty of professional misconduct after a referee’s report; the Court confirms guilt and costs but increases sanction.
- Count I involved a landlord–tenant dispute over removal of tenant assets and records on March 19, 2009, with alleged obstruction of removal and misrepresentations.
- Count II involved Tastan’s grievance alleging inadequate representation; Respondent allegedly failed to advise independent counsel regarding a mutual release.
- The referee found counts I and II violated several Rules Regulating the Florida Bar, including candor toward the tribunal, truthfulness, and limitation of malpractice liability.
- The Court disapproves the referee’s finding of minor misconduct and negligent intent, and imposes a ninety-one-day suspension followed by one year of probation, plus ethics and professionalism CLE.
- The suspension becomes effective thirty days from this opinion to allow orderly transition and client protection.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Did Respondent violate 4-3.3(a), 4-4.1, and 4-8.4(c) in Count I? | Bar argued violations based on false statements and misrepresentation. | Head contended conduct not proven as such; some findings were negligent. | Guilty on 4-3.3(a), 4-4.1, and 4-8.4(c). |
| Was the 4-8.4(c) violation proven intentional, not negligent? | Bar relied on deliberate acts to deceive. | Respondent claimed negligence or lack of intent. | Respondent acted intentionally; not negligent. |
| Did Respondent violate 4-1.8(h) in Count II? | Bar asserted failure to advise independent counsel regarding settlement/claim. | Respondent claimed Tastan’s representation existed; rule not applicable. | Guilty of violating 4-1.8(h). |
| Should the misconduct be treated as minor under the Minor Misconduct standard? | Disciplinary severity warranted given deceitful acts. | Referee classified as minor misconduct. | Not minor; sustained as serious misconduct; 91-day suspension warranted. |
Key Cases Cited
- Florida Bar v. Lathe, 774 So.2d 675 (Fla. 2000) (suspension for intentional misrepresentations to a judge)
- Florida Bar v. Fortunato, 788 So.2d 201 (Fla. 2001) (suspension for false testimony at disciplinary hearing)
- Fla. Bar v. Head, 27 So.3d 1 (Fla. 2010) (dishonesty cannot be tolerated; not minor misconduct)
- Fla. Bar v. Rotstein, 835 So.2d 241 (Fla. 2002) (dishonesty; fundamental dishonesty worthy of sanction)
- Fla. Bar v. Fredericks, 731 So.2d 1249 (Fla. 1999) (intent element for 4-8.4(c))
- Fla. Bar v. Jordan, 705 So.2d 1387 (Fla. 1998) (requires advising independent counsel in certain settlements)
