Fletcher v. Hoeppner Wagner & Evans
2:14-cv-00231
N.D. Ind.Dec 18, 2017Background
- Plaintiff Paul Fletcher sued multiple defendants, including attorney Wayne Golomb, alleging constructive fraud, constructive trust, and an accounting/turnover related to changes in beneficiary designations on Fidelity accounts.
- On September 25, 2017 the court granted summary judgment for Golomb and dismissed Counts II–IV (the claims against Golomb).
- Fletcher, proceeding pro se, filed a motion (Oct. 26, 2017) to vacate or amend that order under Rule 52(b), 54(b), or Rule 59, asserting the court overlooked evidence and misinterpreted facts.
- Central factual disputes concerned whether Golomb owed Fletcher a fiduciary duty (based on limited trading authority over Taylor’s Fidelity accounts), whether Golomb benefited at Fletcher’s expense (including a $30,000 gift from Mrs. Taylor to Golomb), and allegations that a third party (Zupan) impersonated Taylor to change beneficiaries.
- The court treated Fletcher’s filing as a Rule 54(b) reconsideration request, reviewed the record and briefing, and found Fletcher failed to present evidence creating a genuine issue that Golomb owed him a fiduciary duty or that Golomb gained an advantage at Fletcher’s expense.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the Court should reconsider its summary judgment order | Fletcher argued the court overlooked/misinterpreted key circumstantial evidence and newly identified bank-record issues | Golomb argued the summary judgment was correct based on undisputed record and prior briefing; plaintiff had opportunity to oppose | Denied — no basis for reconsideration under Rule 54(b); court did not misapprehend record |
| Whether Golomb owed Fletcher a fiduciary duty sufficient for constructive fraud | Fletcher asserted a beneficiary relationship and facts (including impersonation/forgery theory) establishing fiduciary duty | Golomb showed only limited trading authority from Taylor and no special relationship with Fletcher | Denied — Fletcher failed to raise a genuine dispute that Golomb owed him a fiduciary duty |
| Whether Golomb gained an advantage at Fletcher’s expense (element of constructive fraud/constructive trust) | Fletcher pointed to a $30,000 transfer to Golomb and argued it derived from the Fidelity accounts | Golomb and record evidence did not link the $30,000 to the Fidelity accounts or show economic loss to Fletcher | Denied — no evidence Golomb gained at Fletcher’s expense |
| Proper procedural vehicle for relief (Rule 59 vs Rule 54(b)) | Fletcher asked relief under Rules 52(b), 54(b), or 59 | Golomb and court noted partial summary judgment is interlocutory; Rule 54(b) governs reconsideration | Court applied Rule 54(b) and denied reconsideration as unwarranted |
Key Cases Cited
- Deimer v. Cincinnati Sub-Zero Prods., Inc., 990 F.2d 342 (7th Cir. 1993) (partial summary judgment is not a final judgment for Rule 59 purposes)
- Bank of Waunakee v. Rochester Cheese Sales, Inc., 906 F.2d 1185 (7th Cir. 1990) (motions to reconsider under Rule 54(b) are rare and permitted for misapprehension or intervening law/facts)
- Timms v. Frank, 953 F.2d 281 (7th Cir. 1992) (summary judgment response obligations for pro se litigants)
- Payne v. Pauley, 337 F.3d 767 (7th Cir. 2003) (nonmovant must affirmatively demonstrate genuine issue of material fact at summary judgment)
- Hammel v. Eau Galle Cheese Factory, 407 F.3d 852 (7th Cir. 2005) (summary judgment is the ‘put up or shut up’ moment)
