Farris v. Seabrook
667 F.3d 1051
9th Cir.2012Background
- Washington recalls procedure allows recall for malfeasance/misfeasance/oath violations; recall charges filed with county auditor and ballot synopsis prepared; court hearings determine sufficiency and ballot synopsis adequacy; signatures collected within 180 days if charges sustained; recall results lead to appointment of successor by a designated body; the statute limits contributions to recall committees to $800 (monetary and in-kind) during recall campaigns.
- Plaintiffs formed Recall Dale Washam committee to recall Pierce County official Dale Washam; charges approved by Washington Supreme Court Chief; recall proponents had to collect 65,495 signatures for November ballot; recall proceeded with PDC involvement and later charges of excess contributions were considered but not pursued.
- PDC issued a notice alleging § 42.17A.405(3) violation for in-kind contributions exceeding $800; charges were withdrawn but PDC stated the limits were applicable.
- District court granted a preliminary injunction prohibiting enforcement of the $800 limit during the 2011 recall campaign.
- On appeal, plaintiffs challenge the injunction and argue the limit violates First Amendment; appeal addresses mootness and breadth of preliminary injunction; this court reviews for abuse of discretion but de novo for the merits factor where needed.
- The district court’s injunction was affirmed as to the first Winter factor (likelihood of success) and other Winter factors, and the limit was preliminarily enjoined.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the $800 recall-contribution limit violates the First Amendment | Farris argues the limit burden on speech is unconstitutional | Washington argues limit is closely drawn to anti-corruption interests | Likely unconstitutional; injunction affirmed on merits |
| Standard of review for a preliminary injunction | Winter standard supports plaintiffs’ likelihood of success and irreparable harm | District court misapplied Cottrell/ Winter factors | Appeal shares de novo review for merits; final factors reviewed for abuse of discretion |
| Whether recall-committee contributions resemble direct candidate support or independent expenditures | Recall committees have tenuous relation to candidates and resemble independent expenditures | Limit justified by anti-corruption concerns | Limit not sufficiently justified; supports injunction on merits |
| Irreparable harm, balance of equities, and public interest support for injunction | Speech loss irreparable, timing critical in campaigns | Enforcement serves disclosure and anti-corruption goals | Winter factors satisfied; injunction proper |
| Mootness/dropping recall viability does not moot appeal | Controversy capable of repetition; will face same limit in future recalls | Campaign ended; no live dispute | Not moot; capable of repetition and review preserved |
Key Cases Cited
- Randall v. Sorrell, 548 U.S. 230 (U.S. 2006) (closely drawn contribution limits on important anti-corruption interest)
- Buckley v. Valeo, 424 U.S. 1 (U.S. 1976) (framework for contribution limits and anti-corruption interests)
- Citizens for Clean Gov't v. City of Seattle, 474 F.3d 647 (9th Cir. 2007) (application of closest to candidates scrutiny in recall context)
- Long Beach Area Chamber of Commerce v. City of Long Beach, 603 F.3d 684 (9th Cir. 2010) (limits applicable to close-relationship entities; independent expenditures distinct from direct contributions)
- McConnell v. FEC, 540 U.S. 93 (U.S. 2003) (upheld anti-corruption limits for multifaceted political fundraising)
- Cal. Med. Ass'n v. FEC, 453 U.S. 182 (U.S. 1981) (limits on multicandidate committees due to corruption concerns)
- FEC v. Nat'l Conservative Political Action Comm., 470 U.S. 480 (U.S. 1985) (uncoordinated expenditures lack quid pro quo risk; limits scrutinized accordingly)
- Citizens United v. FEC, 130 S. Ct. 876 (U.S. 2010) (independent expenditures; speech without candidate coordination; anti-corruption rationale narrowed)
