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Ex parte Speckman
537 S.W.3d 49
| Tex. Crim. App. | 2017
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Background

  • Applicant Steve Herbert Speckman pleaded guilty (2004) to aggravated sexual assault of a child, received deferred adjudication, later adjudicated guilty and sentenced to 30 years after revocation (2013); the court of appeals affirmed.
  • Applicant filed an Article 11.07 post-conviction habeas application raising actual innocence, Brady, trial error, and ineffective-assistance claims.
  • The habeas court obtained trial counsel’s affidavit, made findings of fact and conclusions of law, and recommended denial; no live evidentiary hearing was held.
  • After the case was forwarded to this Court but before adjudication, applicant filed a late motion to dismiss his habeas application without prejudice, claiming improper pleading and underdevelopment of issues.
  • This Court treated the question as one of first impression, solicited briefing, and set rules for resolving late-stage motions to dismiss without prejudice.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether applicants may voluntarily dismiss an Article 11.07 application at late stage without prejudice Speckman: as master of his complaint, he can dismiss and refile to correct pleading defects State: finality and judicial-resource preservation require restricting late-stage dismissals Denied as a general rule; late-stage dismissals are disfavored absent good cause
Whether a rebuttable presumption of unreasonableness should apply to late-stage dismissal motions Speckman: not applicable (implicitly) State: propose presumption that applicant must overcome Court refused to adopt a formal rebuttable presumption; prefers flexible, case-by-case good-cause standard
What constitutes good cause for late-stage dismissal Speckman: (insufficiently pleaded) asserts pleadings were improper and issues misconstrued State: no good cause shown; allowing dismissal fosters abuse and wastes resources Good cause required; must explain why alternatives (supplementing, additional evidence, stay) are inadequate
Availability of alternatives to dismissal Speckman sought dismissal rather than using alternatives State: alternatives exist and should be used (e.g., supplements, evidence, stays) Court: alternatives often adequate — filing supplemental/amended pleadings, submitting additional evidence under Rule 73.7, or moving for a stay — and may preclude finding good cause for dismissal

Key Cases Cited

  • Ex parte Sledge, 391 S.W.3d 104 (Tex. Crim. App. 2013) (statutory protection of finality under art. 11.07 §4)
  • Ex parte Torres, 943 S.W.2d 469 (Tex. Crim. App. 1997) (initial application should present all possible claims after full research)
  • Ex parte Smith, 444 S.W.3d 661 (Tex. Crim. App. 2014) (habeas is primarily criminal; civil rules do not ordinarily apply)
  • Ex parte Rieck, 144 S.W.3d 510 (Tex. Crim. App. 2004) (same principle re: civil rules and habeas)
  • Ex parte Whisenant, 443 S.W.3d 930 (Tex. Crim. App. 2014) (procedures for submitting additional evidence after forwarding)
  • Ex parte Pena, 484 S.W.3d 428 (Tex. Crim. App. 2016) (procedures when case filed and set for submission)
  • Ex parte Saenz, 491 S.W.3d 819 (Tex. Crim. App. 2016) (permitting amended/supplemental claims before final disposition)
  • Ex parte Perez, 398 S.W.3d 206 (Tex. Crim. App. 2013) (laches and case-by-case prejudice analysis)
  • State v. Johnson, 821 S.W.2d 609 (Tex. Crim. App. 1991) (court’s inherent procedural powers)
  • Epps v. Fowler, 351 S.W.3d 862 (Tex. 2011) (civil nonsuit limitations at late stages)
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Case Details

Case Name: Ex parte Speckman
Court Name: Court of Criminal Appeals of Texas
Date Published: Sep 20, 2017
Citation: 537 S.W.3d 49
Docket Number: NO. WR-81,947-02
Court Abbreviation: Tex. Crim. App.