Ernest Jones v. Ron Davis
806 F.3d 538
9th Cir.2015Background
- Ernest DeWayne Jones was sentenced to death in 1995; his conviction became final in 2003 after direct review and certiorari denial.
- On direct appeal Jones raised a Lackey-style claim (delay between sentence and execution violates the Eighth Amendment); California Supreme Court rejected it.
- In federal habeas (filed 2010, amended after district-court prompting), Jones alleged a systemic Eighth Amendment challenge: California’s post-conviction system causes excessive, arbitrary delay such that only a small, unpredictable subset of death-sentenced prisoners are executed.
- The district court granted relief, invalidating Jones’s death sentence, concluding systemic delay produced an unconstitutional arbitrary application of capital punishment.
- The State appealed; the Ninth Circuit majority reversed, holding Jones’s systemic claim seeks to apply a novel constitutional rule and is therefore barred under Teague v. Lane.
- Judge Watford concurred in the judgment but would have reversed on failure to exhaust state remedies rather than on Teague grounds.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether federal court may adjudicate unexhausted systemic Lackey claim | Jones: exhaustion excused because returning to state court would compound delay and render state corrective process ineffective | State: Jones failed to exhaust; state process is available and not ineffective; exhaustion required | Majority: did not decide exhaustion; exercised discretion to decide Teague first and deny relief as barred; Concurrence: would reverse for failure to exhaust |
| Whether claim announces a "new rule" barred by Teague on collateral review | Jones: Furman/Gregg principles forbid arbitrary infliction of death; systemic delay is arbitrary and not dictated by precedent | State: Existing precedent does not compel the novel rule; Teague prohibits new rules on collateral review | Held: Claim is a new rule—Teague bars its application; denial affirmed on Teague grounds |
| Whether Furman/Gregg already dictated rule Jones seeks (i.e., arbitrariness from systemic post-sentencing delay) | Jones: Furman’s prohibition on arbitrary death-penalty infliction encompasses systemic delay that makes executions rare and unpredictable | State: Furman addressed arbitrary sentencing discretion, not post-sentencing delay; reasonable jurists would not be compelled to adopt Jones’s rule in 2003 | Held: Furman/Gregg too general; reasonable jurists in 2003 would not be compelled to adopt Jones’s specific rule; claim is novel |
| Whether either Teague exception applies (substantive-rule or watershed procedural) | Jones: Rule is substantive because it places a class beyond execution (status of those with transformed sentences) | State: Rule is neither a recognized substantive category nor a watershed procedural rule | Held: Exceptions do not apply; petitioner’s expansion of substantive exception rejected |
Key Cases Cited
- Furman v. Georgia, 408 U.S. 238 (1972) (per curiam holding that death sentences under certain statutes were unconstitutional because of arbitrary imposition)
- Gregg v. Georgia, 428 U.S. 153 (1976) (death penalty constitutionally permissible where sentencing procedures sufficiently limit arbitrariness)
- Teague v. Lane, 489 U.S. 288 (1989) (federal collateral review generally may not announce new constitutional rules)
- Sawyer v. Smith, 497 U.S. 227 (1990) (Teague principle protects finality; define rule specificity for Teague analysis)
- Schriro v. Summerlin, 542 U.S. 348 (2004) (distinguishing new procedural rules from substantive rules for Teague exceptions)
- Whorton v. Bockting, 549 U.S. 406 (2007) (defines when a rule is "new"—not dictated by precedent at conviction’s finality)
- Caspari v. Bohlen, 510 U.S. 383 (1994) (federal courts must apply Teague where defense not waived)
- Smith v. Mahoney, 611 F.3d 978 (9th Cir. 2010) (Ninth Circuit previously held lengthy delay-based Lackey claim was Teague-barred)
