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Enrique Godoy v. Marion Spearman
861 F.3d 956
| 9th Cir. | 2017
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Background

  • Enrique Godoy was convicted of second-degree murder; after trial he alleged juror misconduct: Juror 10 texted a "judge friend" during the trial and relayed that person’s responses to the jury.
  • Alternate juror N.L. submitted an uncontested declaration describing continuous communications via a Blackberry and that Juror 10 disclosed the judge-friend’s comments to the jury.
  • At a post-trial hearing the trial court refused live juror testimony (insisting on sworn declarations) and ultimately denied a new trial; the prosecutor never put on evidence rebutting N.L.’s declaration.
  • The California Court of Appeal found N.L.’s declaration established a rebuttable presumption of prejudice but nonetheless concluded the declaration itself rebutted the presumption and denied an evidentiary hearing (requiring instead a showing of a "strong possibility" of prejudice).
  • Godoy sought federal habeas relief; the Ninth Circuit en banc reversed, holding the state court contravened clearly established Supreme Court law (Mattox/Remmer) and remanded for an evidentiary hearing to determine whether Juror 10’s contacts prejudiced the verdict.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether juror’s communications with a judge-like outsider triggered a presumption of prejudice Godoy: N.L.’s declaration showed continuous outside contact about the case that posed a credible risk of influencing the verdict, so presumption attaches State: communications were procedural and harmless; N.L.’s declaration did not show prejudice Court: Presumption of prejudice attached—contact with a judge-friend about the case raised a credible risk of influence
Who bears the burden once presumption attaches Godoy: once presumption is triggered, the state must prove harmlessness State/CA Ct. App.: treated the declaration as both creating and rebutting the presumption (putting burden on Godoy) Court: Remmer/Mattox require the heavy burden on the state to rebut; the CA court erred by placing burden on Godoy and by using the same statement to rebut the presumption
Whether an evidentiary hearing was required Godoy: Remmer requires a hearing when presumption attaches and the record is unclear as to prejudice State: no hearing necessary absent a strong showing of possible prejudice Court: Remmer requires a hearing when prejudice is unclear; CA court’s "strong possibility" standard was incorrect—remand for hearing ordered

Key Cases Cited

  • Mattox v. United States, 146 U.S. 140 (establishes that private communications possibly prejudicial to a defendant invalidate a verdict unless harmlessness is shown)
  • Remmer v. United States, 347 U.S. 227 (holds that private juror contact is presumptively prejudicial and places heavy burden on the government to prove harmlessness; mandates a hearing)
  • Remmer v. United States (Remmer II), 350 U.S. 377 (reaffirms need for full hearing where the record is insufficient to show harmlessness)
  • Smith v. Phillips, 455 U.S. 209 (discussed in relation to scope of Mattox/Remmer; does not displace them)
  • Pena-Rodriguez v. Colorado, 137 S. Ct. 855 (cited re: limitations on live juror testimony and the no-impeachment rule)
Read the full case

Case Details

Case Name: Enrique Godoy v. Marion Spearman
Court Name: Court of Appeals for the Ninth Circuit
Date Published: Jun 30, 2017
Citation: 861 F.3d 956
Docket Number: 13-56024
Court Abbreviation: 9th Cir.