799 F.3d 1238
9th Cir.2015Background
- In 1995 Clark Elmore raped and murdered his stepdaughter, pleaded guilty to aggravated first-degree murder, and was sentenced to death after a jury penalty phase.
- Defense strategy at sentencing focused on remorse and acceptance of responsibility; counsel conducted mock juries and retained two psychologists but did not present a mental-health or brain-damage mitigation case.
- Elmore appeared in jail clothing and was shackled (belly chain and leg irons) on the first day of voir dire; shackles were not visible to the sentencing jury during most of the proceedings.
- Post-conviction, the Washington Supreme Court remanded for an evidentiary hearing, then denied Elmore’s personal restraint petition, finding no ineffective assistance or juror-bias prejudice.
- Federal district court denied habeas relief; Ninth Circuit affirmed, applying AEDPA deferential review and concluding the state court’s rulings were not unreasonable.
Issues
| Issue | Plaintiff's Argument (Elmore) | Defendant's Argument (State) | Held |
|---|---|---|---|
| 1. Due process from shackling | Shackling on first day of voir dire prejudiced the jury and violated due process | Shackling was brief, partly part of defense strategy, and jurors later saw Elmore unshackled; no prejudice | No reversible due process violation; no prejudicial effect shown |
| 2. IAC — counsel failed to object to restraints | Counsel deficient for not objecting and this created a reasonable probability of different outcome | Even if deficient, no prejudice given limited duration and overwhelming evidence of violent crime | Counsel deficiency acknowledged by state court but no Strickland prejudice; affirmed |
| 3. IAC — failure to investigate/present mental-health/brain-damage mitigation | Counsel failed to investigate neuropsychological/brain-damage evidence and thus provided ineffective assistance | Counsel pursued a reasonable remorse-focused strategy informed by experts and mock juries; additional mitigation risked damaging rebuttal | State-court finding that strategy was reasonable upheld; concurrence criticizes lack of brain-damage investigation but defers under AEDPA to state-court prejudice finding |
| 4. Impartial jury (Juror 12) | Juror concealed prior childhood sexual molestation; lies were material and would have supported a for-cause challenge | Juror viewed incidents as minor, answered questionnaire truthfully as he perceived it, and could be impartial | No unreasonable state-court ruling; juror bias not established |
Key Cases Cited
- Harrington v. Richter, 562 U.S. 86 (2011) (AEDPA review standard; state-court decisions must be objectively unreasonable to grant habeas relief)
- Strickland v. Washington, 466 U.S. 668 (1984) (two-prong ineffective-assistance-of-counsel test: performance and prejudice)
- Wiggins v. Smith, 539 U.S. 510 (2003) (counsel’s duty to investigate mitigating evidence; strategy must rest on reasonable investigation)
- Brecht v. Abrahamson, 507 U.S. 619 (1993) (harmless-error standard for habeas: substantial and injurious effect or influence test)
- Hill v. Lockhart, 474 U.S. 52 (1985) (prejudice standard for advice to plead guilty: reasonable probability defendant would have insisted on trial)
- McDonough Power Equip., Inc. v. Greenwood, 464 U.S. 548 (1984) (materiality of false voir dire answers and McDonough test for juror dishonesty)
- Washington v. Recuenco, 548 U.S. 212 (2006) (prejudice requirement for some constitutional errors in sentencing)
- Cullen v. Pinholster, 563 U.S. 170 (2011) (deference to counsel’s strategic choices and AEDPA’s double-deference framework)
- Larson v. Palmateer, 515 F.3d 1057 (9th Cir. 2008) (factors for assessing prejudice from shackling)
- Spain v. Rushen, 883 F.2d 712 (9th Cir. 1989) (shackling visibility and duration influence prejudice analysis)
