Dunlap v. Clements
476 F. App'x 162
10th Cir.2012Background
- Dunlap was convicted in February 1996 of four counts of capital murder and other crimes for the Chuck E. Cheese killings and sentenced to death plus 113 years in prison.
- The January–February 1994 to December 1995 mitigation investigation was conducted by trial counsel; the defense pursued mental-health mitigation but limited full records.
- Colorado Supreme Court on direct and post-conviction review affirmed the death sentence and denied post-conviction relief; Dunlap III largely upheld trial counsel’s strategic decisions.
- The district court granted a COA on whether the jury considered a non-statutory aggravator and expanded COA to include ineffective assistance, conflict, and exhaustion issues.
- The state court found defense counsel’s mental-health investigation reasonable and that any shortcomings did not prejudice Dunlap; the Colorado Supreme Court affirmed.
- This federal habeas proceeding affirmed the state court rulings, applying Strickland deference and Brecht harmlessness review.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Ineffective assistance for terminating mental-illness investigation | Dunlap contends Lewis failed to investigate mental illness, undermining mitigation. | Colorado courts found mitigation investigation reasonable and non-prejudicial; strategic choice supported by record. | Colorado decision not unreasonable; no prejudice shown. |
| Conflict of interest and waiver validity | Lewis’s handling of a letter involving a former client created an actual conflict affecting representation. | No actual conflict; waiver was voluntary, informed, and counsels’ duties were adequately managed. | No constitutional conflict; waiver valid and representation not prejudiced. |
| Failure to exhaust all peremptory challenges | Lewis should have exhausted peremptories to preserve appeal and potentially overturn a death sentence. | Exhaustion would risk seating unacceptable jurors; strategic decision reasonable. | No ineffective assistance; decision was a reasonable strategic choice. |
| Jury consideration of a non-statutory aggravating factor | Rebuttal evidence on continuing threat improperly weighed as aggravation in death eligibility. | Limiting instructions prevented misclassification; error harmless under Brecht. | Not reversible error; harmless under Brecht; other statutory aggravators remained. |
Key Cases Cited
- Strickland v. Washington, 466 U.S. 668 (Supreme Court 1984) (doubly deferential standard for ineffective assistance)
- Harrington v. Richter, 131 S. Ct. 770 (Supreme Court 2011) (high hurdle to prevail under AEDPA; deference to state court findings)
- Williams v. Taylor, 529 U.S. 362 (Supreme Court 2000) (mitigation investigation must be thorough to avoid prejudice)
- Wiggins v. Smith, 539 U.S. 510 (Supreme Court 2003) (inadequate investigation constitutes deficient performance)
- Rompilla v. Beard, 545 U.S. 374 (Supreme Court 2005) (failure to review available prior record can prejudice defense)
