Dr. Seuss Enters., L.P. v. Comicmix LLC
300 F. Supp. 3d 1073
S.D. Cal.2017Background
- DSE owns copyrights and alleges trademark rights in Dr. Seuss works, principally the book Oh, the Places You'll Go! ("Go!").
- Defendants (ComicMix, Hauman, Gerrold/Friedman, Templeton) created Oh, the Places You'll Boldly Go! ("Boldly"), a Star Trek/Dr. Seuss mash-up funded via Kickstarter; Kickstarter campaign was taken down after DSE sent takedown notices.
- DSE sued for copyright infringement, trademark infringement (Lanham Act), and California unfair competition; this is a Rule 12(b)(6) motion to dismiss the First Amended Complaint (FAC).
- Court previously denied dismissal of the copyright claim and granted dismissal of trademark/unfair-competition claims with leave to amend; the FAC added factual allegations about market harm and asserted trademark claims including an e-book registration.
- The court re-evaluated fair use (copyright) and nominative fair use (trademark) on the pleadings and oral argument.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Copyright: Does Defendants' use qualify as fair use? | DSE: Boldly copies core Seuss elements and risks derivative-market harm; FAC alleges licensing/derivative markets. | Defs: Boldly is a transformative parody and commerciality is slight; fair use applies. | Court: Fair use fails as a matter of law on these facts; factor analysis (esp. market harm) favors DSE; denial of dismissal as to copyright. |
| Trademark protectability: Is Go! (title), Seuss font, and illustration style protectable marks? | DSE: Go! has acquired secondary meaning; claims rights in title, stylized font, and general illustration style. | Defs: Book titles and artistic style are descriptive or not trademarkable; fonts/styles vary and are not source-identifying. | Court: Title Go! may be protectable (secondary meaning); claimed general illustration style is not protectable; font issues deferred but title/font use will be evaluated. |
| Trademark infringement: Are Defs shielded by nominative fair use when using Go! in Boldly? | DSE: Defs used marks in a transformative way to identify their own product, exceeding nominative use; use suggests affiliation. | Defs: Nominative fair use applies because title must be used to identify the underlying work; disclaimer included. | Court: Nominative fair use partly met (necessity and lack of endorsement) but fails because Defs used more of the mark than reasonably necessary (identical stylized font); dismissal denied on trademark claims. |
| Unfair competition (Cal. Bus. & Prof. Code § 17200): Does it survive? | DSE: State-law claims mirror Lanham Act claims based on same facts. | Defs: Same defenses apply under nominative/fair use. | Court: Because nominative fair use defense fails, unfair-competition claims likewise survive dismissal. |
Key Cases Cited
- Campbell v. Acuff-Rose Music, Inc., 510 U.S. 569 (analysis of the four fair-use factors)
- Harper & Row Publrs., Inc. v. Nation Enters., 471 U.S. 539 (market-harm and derivative-use considerations in fair use)
- Sony Corp. of Am. v. Universal City Studios, 464 U.S. 417 (discussion of widespread conduct and market impact)
- Perfect 10, Inc. v. Amazon.com, Inc., 508 F.3d 1146 (9th Cir.) (market-harm presumption and transformative use)
- New Kids on the Block v. News Am. Publ'g Inc., 971 F.2d 302 (9th Cir.) (three-part nominative fair use test)
- Playboy Enters., Inc. v. Welles, 279 F.3d 796 (9th Cir.) (nominative fair use analysis; use of words but not stylization favors defense)
- Toyota Motor Sales, U.S.A., Inc. v. Tabari, 610 F.3d 1171 (9th Cir.) (nominative fair use replaces Sleekcraft in certain contexts)
- Cairns v. Franklin Mint Co., 292 F.3d 1139 (9th Cir.) (nominative use appropriate when defendant references plaintiff's product to describe its own)
- Mattel, Inc. v. Walking Mountain Prods., 353 F.3d 792 (9th Cir.) (nominative use in the context of highly transformative use)
- Toho Co. v. William Morrow & Co., 33 F. Supp. 2d 1206 (C.D. Cal.) (use of distinctive lettering/style may exceed nominative necessity)
