70 F.4th 1167
9th Cir.2023Background
- Plaintiffs: a putative class of federal contractor employees and Department of Energy federal employees who faced COVID-19 vaccine mandates (Exec. Orders 14042 and 14043) that allowed medical and religious exemptions.
- Plaintiffs sought injunctive and declaratory relief after the district court denied a TRO and a preliminary injunction and later dismissed their Second Amended Complaint with prejudice for failure to state a claim.
- While the appeal was pending, President Biden revoked EO 14042 and EO 14043 by Exec. Order 14099 (effective May 12, 2023) and related Task Force guidance was rescinded.
- The government argued it had not waived sovereign immunity for monetary damages under RFRA; plaintiffs sought damages under RFRA.
- The Ninth Circuit held the non-RFRA claims moot because the EOs and implementation guidance were revoked and dismissed RFRA damages claims for lack of jurisdiction under sovereign immunity.
- The panel affirmed in part, dismissed in part, and remanded with instructions to vacate the portions of the district-court orders addressing the non-RFRA claims.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Mootness of non-RFRA claims after revocation of EOs | Donovan: Revocation does not eliminate a live controversy; exceptions apply | Vance: Revocation of EOs and Task Force guidance removes the challenged conduct, so claims are moot | Moot — appeal dismissed as to Procurement Act, Procurement Policy Act, APA, major-questions, and structural claims because the EOs and implementing guidance were revoked |
| Damages under RFRA (sovereign immunity) | Donovan: RFRA entitles plaintiffs to money damages for governmental RFRA violations | Vance: Government has not waived sovereign immunity for monetary RFRA relief | RFRA damages claims dismissed for lack of jurisdiction — RFRA does not waive sovereign immunity for damages |
| Vacatur of district-court orders (Munsingwear) | Donovan: Seek relief from lower-court rulings despite mootness | Vance: Revocation was happenstance; vacatur appropriate | Court orders partially vacated under Munsingwear because mootness arose by happenstance and vacatur does not harm public interest |
| Mootness exceptions (capable of repetition/voluntary cessation) | Donovan: Exceptions save the appeal | Vance: Exceptions do not apply here; Mayes controls and prior guidance revoked | Exceptions rejected — not applicable given Mayes and the revocation context |
Key Cases Cited
- NASD Disp. Resol., Inc. v. Jud. Council of State of Cal., 488 F.3d 1065 (9th Cir. 2007) (appellate mootness and vacatur principles)
- Pub. Util. Comm’n of State of Cal. v. FERC, 100 F.3d 1451 (9th Cir. 1996) (lack of jurisdiction when no effective appellate relief exists)
- Ctr. For Biological Diversity v. Lohn, 511 F.3d 960 (9th Cir. 2007) (when challenged activity has "evaporated," no live controversy)
- Mayes v. Biden, 67 F.4th 921 (9th Cir. 2023) (resolving similar federal-contractor vaccine-mandate claims)
- United States v. Munsingwear, Inc., 340 U.S. 36 (1950) (vacatur of lower-court judgments when a case becomes moot on appeal)
- U.S. Bancorp Mortg. Co. v. Bonner Mall P’ship, 513 U.S. 18 (1994) (equitable considerations for vacatur when mootness arises by happenstance)
- City & Cnty. of San Francisco v. Garland, 42 F.4th 1078 (9th Cir. 2022) (partial vacatur appropriate)
- Camreta v. Greene, 563 U.S. 692 (2011) (vacatur of parts of opinions when mootness intervenes)
- Daniel v. Nat’l Park Serv., 891 F.3d 762 (9th Cir. 2018) (sovereign immunity is a threshold jurisdictional issue)
- Deschutes Haw., Inc. v. Holder, 676 F.3d 829 (9th Cir. 2012) (de novo review of sovereign-immunity jurisdictional questions)
- United States v. Mitchell, 463 U.S. 206 (1983) (United States cannot be sued without its consent)
