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David Babcock v. Comm'r of Soc. Sec.
959 F.3d 210
| 6th Cir. | 2020
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Background

  • David Babcock was a National Guard dual‑status technician (federal civilian employee who also maintained Guard membership); he worked 33+ years, retired in 2009, and received a CSRS pension and separate military retirement pay.
  • Dual‑status technicians are statutory federal civilian employees eligible for CSRS; some of their military pay (active duty/inactive training after 1987) is Social Security covered, but most civilian GS pay was noncovered for pre‑1984 hires.
  • Babcock applied for Social Security benefits in 2014; SSA granted benefits but reduced them under the Windfall Elimination Provision (WEP) because of his CSRS pension.
  • Babcock sought reconsideration arguing a 1994 uniformed‑services exception (payments “based wholly on service as a member of a uniformed service”) exempted his CSRS pension; SSA denied relief (Petersen v. Astrue had held the exception applied to technicians in the Eighth Circuit; Martin v. SSA held the opposite).
  • The district court found Martin more persuasive and rejected Babcock’s due‑process/equal‑protection claims arising from a circuit split; the Sixth Circuit affirmed, holding a dual‑status technician’s CSRS pension is not a payment based wholly on uniformed‑service work and the WEP applies.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether a CSRS pension based on dual‑status technician employment qualifies as “a payment based wholly on service as a member of a uniformed service” under 42 U.S.C. § 415(a)(7)(A)(III). Babcock: His CSRS pension is entirely based on dual‑status service, which is effectively military in nature, so the uniformed‑services exception applies and WEP should not reduce benefits. Commissioner: CSRS is a civilian pension by statute and is not based wholly on service in the capacity of a uniformed‑service member; the exception therefore does not apply and the WEP applies. The court held the exception does not apply: a dual‑status technician’s CSRS pension is a civilian payment (not “wholly” uniformed‑service based), so WEP reduction is proper.

Key Cases Cited

  • Petersen v. Astrue, 633 F.3d 633 (8th Cir. 2011) (held the uniformed‑services exception applied to dual‑status technicians in the Eighth Circuit)
  • Martin v. Social Security Admin., Comm’r, 903 F.3d 1154 (11th Cir. 2018) (held the exception does not apply when employment is not wholly military in nature)
  • Chevron U.S.A., Inc. v. Natural Resources Defense Council, Inc., 467 U.S. 837 (1984) (framework for deference in agency statutory interpretation)
  • Feres v. United States, 340 U.S. 135 (1950) (military‑service tort context; cited for the limited relevance of Feres‑line military characterizations)
  • Fisher v. Peters, 249 F.3d 433 (6th Cir. 2001) (characterized National Guard technician duties as irreducibly military for Feres purposes)
  • Comm’r v. Clark, 489 U.S. 726 (1989) (principle that exceptions to a general statutory rule are construed narrowly)
Read the full case

Case Details

Case Name: David Babcock v. Comm'r of Soc. Sec.
Court Name: Court of Appeals for the Sixth Circuit
Date Published: May 11, 2020
Citation: 959 F.3d 210
Docket Number: 19-1687
Court Abbreviation: 6th Cir.