Daniel Manuel Castorena A/K/A Daniel Castorena v. State
02-15-00200-CR
| Tex. App. | Dec 1, 2016Background
- Appellant Daniel Castorena was indicted for organized criminal activity by committing aggravated assault with a deadly weapon (first-degree felony).
- He entered a plea-bargained guilty plea to the lesser-included offense of aggravated assault with a deadly weapon (second-degree felony) without a state recommendation; the court ordered a presentence investigation (PSI).
- The PSI contained appellant’s statements (written and interview) that, read on their face, could suggest a self‑defense theory inconsistent with the earlier plea.
- At sentencing the judge, after reviewing the PSI, discussed on the record his view that appellant’s PSI statements might not meet the legal limits of self‑defense (provoking the difficulty, time/distance issues) and questioned counsel and appellant to confirm he still wished to proceed with the plea and sentencing.
- Appellant later appealed, arguing the judge abandoned neutrality, advised him on the merits of his defense, usurped counsel’s role, and thereby violated due process.
- The court of appeals affirmed, concluding (1) some complaints were not preserved for appeal and (2) the record did not show the judge was biased or that a structural due‑process violation occurred.
Issues
| Issue | Castorena's Argument | State's Argument | Held |
|---|---|---|---|
| Whether the judge abandoned neutrality and advised appellant on the merits of his defense, depriving him of due process | Judge’s on‑the‑record comments about the plea negotiations, PSI statements, and the strength of a self‑defense theory amounted to impermissible judicial advocacy that influenced the plea | The complaint was not preserved for appeal (not raised below); and even on the merits the record shows no judicial bias or predetermined sentence — questioning was to clarify voluntariness and the record | Overruled. Preservation fails for interference‑with‑plea claim; on the merits record does not show lack of neutrality or structural error; judgment affirmed |
| Whether the judge usurped counsel’s role by creating record and evaluating defenses | Judge’s lengthy on‑record narrative and legal observations improperly performed counsel’s function and shaped the record | Trial judge acted to ensure plea was knowingly, intelligently, and voluntarily entered after PSI raised issues; clarifying questions and comments are permissible and do not show partiality | Overruled. Court found judge sought to ensure voluntariness and clarify the PSI; subsequent proceedings showed impartiality |
Key Cases Cited
- Brumit v. State, 206 S.W.3d 639 (Tex. Crim. App. 2006) (discussing when judge conduct shows partiality or predetermined sentence)
- Davison v. State, 405 S.W.3d 682 (Tex. Crim. App. 2013) (trial judge’s duty to ensure guilty plea is knowing, voluntary, and intelligent)
- Moore v. State, 295 S.W.3d 329 (Tex. Crim. App. 2009) (claims of judicial interference with plea bargaining are not systemic and must be preserved)
- Brewer v. State, 572 S.W.2d 719 (Tex. Crim. App. 1978) (court may ask clarifying questions and still remain impartial)
- Hailey v. State, 413 S.W.3d 457 (Tex. App.—Fort Worth 2012) (preservation and review principles for plea‑related judicial conduct)
