Daivon Renee Lucas v. Commonwealth of Virginia
0647204
Va. Ct. App.Jul 13, 2021Background
- In 2013 Lucas was convicted in Arlington County of credit card theft and identity theft; the court imposed prison terms but suspended execution and placed her on four years’ supervised probation with a special condition limiting travel.
- Probation was transferred to California; between 2013–2019 Lucas incurred multiple out-of-state theft, forgery, and related convictions, and bench warrants issued in 2016 for absconding and changing residence without permission.
- Lucas was arrested in 2020 on the outstanding warrants. At the probation-violation hearing she admitted the violations and offered mitigating evidence, describing periods of lawful employment and personal tragedies that led to relapse.
- The trial court stated it had “no alternative but to impose the balance of the time” and entered a written order that recited the defendant was given opportunity to show cause, admitted the violation, and that the court considered the information provided.
- On appeal Lucas argued the trial court erred by failing to indicate on the record that it considered mitigation; she also argued the Commonwealth should be estopped from abandoning a prior concession of error.
- The Court of Appeals affirmed: Lucas’s argument was unpreserved under Rule 5A:18 and the ends-of-justice exception did not apply; the written order showed the court considered mitigation; the Commonwealth was not estopped from changing positions.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether court failed to indicate on record it considered mitigating evidence | Lucas: trial court did not state it considered mitigation, so reversal required | Commonwealth: written order shows the court considered information; Lucas failed to object below | Unpreserved—Lucas did not contemporaneously raise the specific complaint; appellate review denied |
| Whether Rule 5A:18 ends-of-justice exception excuses lack of preservation | Lucas: grave injustice because court silent on mitigation | Commonwealth: exception inapplicable because sentence not excessive and statute required revocation | Not satisfied—the exception is narrow; reimposition was statutory and not excessive on its face |
| Whether the written order established the court’s consideration of mitigation | Lucas: record lacks evidence court considered mitigating evidence | Commonwealth: order explicitly states court considered information and heard argument | Held for Commonwealth—the court speaks through its written order, which recites consideration |
| Whether the Commonwealth is estopped from changing position on appeal | Lucas: Commonwealth previously supported appeal and should not abandon that position | Commonwealth: Attorney General may repudiate earlier position taken by the Commonwealth’s Attorney | Held for Commonwealth—no approbation-and-reprobation estoppel; change of position permitted |
Key Cases Cited
- Robinson v. Commonwealth, 13 Va. App. 574 (1992) (explains purpose of contemporaneous objection rule to allow trial court to correct errors)
- Scialdone v. Commonwealth, 279 Va. 422 (2010) (objection must be made when trial court can rectify asserted error)
- Riverside Hosp., Inc. v. Johnson, 272 Va. 518 (2006) (no basis for appellate review when trial court not given opportunity to rule)
- Brittle v. Commonwealth, 54 Va. App. 505 (2009) (ends-of-justice exception is narrow; do not apply when sentence is not excessive on its face)
- Williams v. Commonwealth, 294 Va. 25 (2017) (articulates two-step inquiry for applying ends-of-justice exception)
- Roe v. Commonwealth, 271 Va. 453 (2006) (a circuit court speaks only through its written orders)
- In re Commonwealth, Dept. of Corrections, 222 Va. 454 (1981) (Commonwealth may repudiate earlier erroneous positions taken by Commonwealth’s Attorney)
