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Daivon Renee Lucas v. Commonwealth of Virginia
0647204
Va. Ct. App.
Jul 13, 2021
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Background

  • In 2013 Lucas was convicted in Arlington County of credit card theft and identity theft; the court imposed prison terms but suspended execution and placed her on four years’ supervised probation with a special condition limiting travel.
  • Probation was transferred to California; between 2013–2019 Lucas incurred multiple out-of-state theft, forgery, and related convictions, and bench warrants issued in 2016 for absconding and changing residence without permission.
  • Lucas was arrested in 2020 on the outstanding warrants. At the probation-violation hearing she admitted the violations and offered mitigating evidence, describing periods of lawful employment and personal tragedies that led to relapse.
  • The trial court stated it had “no alternative but to impose the balance of the time” and entered a written order that recited the defendant was given opportunity to show cause, admitted the violation, and that the court considered the information provided.
  • On appeal Lucas argued the trial court erred by failing to indicate on the record that it considered mitigation; she also argued the Commonwealth should be estopped from abandoning a prior concession of error.
  • The Court of Appeals affirmed: Lucas’s argument was unpreserved under Rule 5A:18 and the ends-of-justice exception did not apply; the written order showed the court considered mitigation; the Commonwealth was not estopped from changing positions.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether court failed to indicate on record it considered mitigating evidence Lucas: trial court did not state it considered mitigation, so reversal required Commonwealth: written order shows the court considered information; Lucas failed to object below Unpreserved—Lucas did not contemporaneously raise the specific complaint; appellate review denied
Whether Rule 5A:18 ends-of-justice exception excuses lack of preservation Lucas: grave injustice because court silent on mitigation Commonwealth: exception inapplicable because sentence not excessive and statute required revocation Not satisfied—the exception is narrow; reimposition was statutory and not excessive on its face
Whether the written order established the court’s consideration of mitigation Lucas: record lacks evidence court considered mitigating evidence Commonwealth: order explicitly states court considered information and heard argument Held for Commonwealth—the court speaks through its written order, which recites consideration
Whether the Commonwealth is estopped from changing position on appeal Lucas: Commonwealth previously supported appeal and should not abandon that position Commonwealth: Attorney General may repudiate earlier position taken by the Commonwealth’s Attorney Held for Commonwealth—no approbation-and-reprobation estoppel; change of position permitted

Key Cases Cited

  • Robinson v. Commonwealth, 13 Va. App. 574 (1992) (explains purpose of contemporaneous objection rule to allow trial court to correct errors)
  • Scialdone v. Commonwealth, 279 Va. 422 (2010) (objection must be made when trial court can rectify asserted error)
  • Riverside Hosp., Inc. v. Johnson, 272 Va. 518 (2006) (no basis for appellate review when trial court not given opportunity to rule)
  • Brittle v. Commonwealth, 54 Va. App. 505 (2009) (ends-of-justice exception is narrow; do not apply when sentence is not excessive on its face)
  • Williams v. Commonwealth, 294 Va. 25 (2017) (articulates two-step inquiry for applying ends-of-justice exception)
  • Roe v. Commonwealth, 271 Va. 453 (2006) (a circuit court speaks only through its written orders)
  • In re Commonwealth, Dept. of Corrections, 222 Va. 454 (1981) (Commonwealth may repudiate earlier erroneous positions taken by Commonwealth’s Attorney)
Read the full case

Case Details

Case Name: Daivon Renee Lucas v. Commonwealth of Virginia
Court Name: Court of Appeals of Virginia
Date Published: Jul 13, 2021
Docket Number: 0647204
Court Abbreviation: Va. Ct. App.