20-2936
3d Cir.Aug 10, 2021Background:
- Between March and July 2020 Pennsylvania's Governor and Secretary of Health issued overlapping emergency directives (stay‑at‑home, business closures, secular congregation limits).
- Plaintiffs (counties, businesses, individuals, and elected officials) challenged three pairs of substantially identical Governor/Secretary orders in federal court; the district court held the orders unconstitutional.
- Defendants appealed to the Third Circuit while some COVID circumstances, public health tools (masks, treatments, vaccines), and vaccination rates (over 60% of Pennsylvanians vaccinated) changed.
- Pennsylvania voters amended the state constitution and the General Assembly passed a concurrent resolution restricting the Governor’s emergency authority and terminating the March 6, 2020 disaster proclamation.
- The challenged orders expired by their own terms while the appeal was pending, leaving no operative orders for the court to enjoin or redress.
- The Third Circuit therefore addressed whether the appeal was moot and, if so, whether vacatur of the district court judgment was appropriate.
Issues:
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the appeal is moot because the challenged orders expired and the Governor’s emergency power was curtailed | The dispute remains live because the Secretary still claims disease‑prevention authority and future orders could be issued | The orders have expired and the Governor’s unilateral emergency power has been restricted; there is no mechanism to repeat the alleged harm | Appeal is moot — no effectual relief can be granted |
| Whether the voluntary cessation exception to mootness applies | Plaintiffs effectively conceded this exception does not apply here | Orders expired by their own terms, not as litigation response | Voluntary cessation exception does not apply |
| Whether the "capable of repetition yet evading review" exception applies | Plaintiffs argue future, similar orders are possible because the Secretary retains authority | Defendants argue changed public‑health circumstances and altered legal authority make recurrence unreasonable | Exception does not apply; plaintiffs failed to show reasonable expectation of recurrence |
| Whether the district court’s judgment should be vacated under Munsingwear upon dismissal for mootness | Plaintiffs implied vacatur not appropriate if expiration was manipulative | Defendants contend expiration and constitutional/legislative changes occurred for reasons beyond the parties’ control | Vacate the district court judgment and remand with instructions to dismiss the complaint as moot |
Key Cases Cited
- In re World Imports Ltd., 820 F.3d 576 (3d Cir. 2016) (defining when events during appeal render relief impossible and moot)
- Rendell v. Rumsfeld, 484 F.3d 236 (3d Cir. 2007) (mootness when law no longer provides a mechanism to repeat alleged harm)
- Spell v. Edwards, 962 F.3d 175 (5th Cir. 2020) (expired orders are "off the books" and present no live injury)
- Murphy v. Hunt, 455 U.S. 478 (1982) (burden for "capable of repetition yet evading review" requires reasonable expectation of recurrence)
- Belitskus v. Pizzingrilli, 343 F.3d 632 (3d Cir. 2003) (burden on party asserting the exception to mootness)
- United States v. Munsingwear, 340 U.S. 36 (1950) (framework for vacatur when a case becomes moot on appeal)
- Khodara Env’t, Inc. ex rel. Eagle Env’t L.P. v. Beckman, 237 F.3d 186 (3d Cir. 2001) (vacatur appropriate absent evidence of manipulation)
- U.S. Bancorp Mortgage Co. v. Bonner Mall Partnership, 513 U.S. 18 (1994) (consider whether mootness resulted from the party's own actions when deciding vacatur)
- Lightner ex rel. NLRB v. 1621 Route 22 W. Operating Co., LLC, 729 F.3d 235 (3d Cir. 2013) (vacatur analysis and manipulating the legal system)
- Marcavage v. Nat’l Park Serv., 666 F.3d 856 (3d Cir. 2012) (presumption that government officials act in good faith)
