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20-2936
3d Cir.
Aug 10, 2021
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Background:

  • Between March and July 2020 Pennsylvania's Governor and Secretary of Health issued overlapping emergency directives (stay‑at‑home, business closures, secular congregation limits).
  • Plaintiffs (counties, businesses, individuals, and elected officials) challenged three pairs of substantially identical Governor/Secretary orders in federal court; the district court held the orders unconstitutional.
  • Defendants appealed to the Third Circuit while some COVID circumstances, public health tools (masks, treatments, vaccines), and vaccination rates (over 60% of Pennsylvanians vaccinated) changed.
  • Pennsylvania voters amended the state constitution and the General Assembly passed a concurrent resolution restricting the Governor’s emergency authority and terminating the March 6, 2020 disaster proclamation.
  • The challenged orders expired by their own terms while the appeal was pending, leaving no operative orders for the court to enjoin or redress.
  • The Third Circuit therefore addressed whether the appeal was moot and, if so, whether vacatur of the district court judgment was appropriate.

Issues:

Issue Plaintiff's Argument Defendant's Argument Held
Whether the appeal is moot because the challenged orders expired and the Governor’s emergency power was curtailed The dispute remains live because the Secretary still claims disease‑prevention authority and future orders could be issued The orders have expired and the Governor’s unilateral emergency power has been restricted; there is no mechanism to repeat the alleged harm Appeal is moot — no effectual relief can be granted
Whether the voluntary cessation exception to mootness applies Plaintiffs effectively conceded this exception does not apply here Orders expired by their own terms, not as litigation response Voluntary cessation exception does not apply
Whether the "capable of repetition yet evading review" exception applies Plaintiffs argue future, similar orders are possible because the Secretary retains authority Defendants argue changed public‑health circumstances and altered legal authority make recurrence unreasonable Exception does not apply; plaintiffs failed to show reasonable expectation of recurrence
Whether the district court’s judgment should be vacated under Munsingwear upon dismissal for mootness Plaintiffs implied vacatur not appropriate if expiration was manipulative Defendants contend expiration and constitutional/legislative changes occurred for reasons beyond the parties’ control Vacate the district court judgment and remand with instructions to dismiss the complaint as moot

Key Cases Cited

  • In re World Imports Ltd., 820 F.3d 576 (3d Cir. 2016) (defining when events during appeal render relief impossible and moot)
  • Rendell v. Rumsfeld, 484 F.3d 236 (3d Cir. 2007) (mootness when law no longer provides a mechanism to repeat alleged harm)
  • Spell v. Edwards, 962 F.3d 175 (5th Cir. 2020) (expired orders are "off the books" and present no live injury)
  • Murphy v. Hunt, 455 U.S. 478 (1982) (burden for "capable of repetition yet evading review" requires reasonable expectation of recurrence)
  • Belitskus v. Pizzingrilli, 343 F.3d 632 (3d Cir. 2003) (burden on party asserting the exception to mootness)
  • United States v. Munsingwear, 340 U.S. 36 (1950) (framework for vacatur when a case becomes moot on appeal)
  • Khodara Env’t, Inc. ex rel. Eagle Env’t L.P. v. Beckman, 237 F.3d 186 (3d Cir. 2001) (vacatur appropriate absent evidence of manipulation)
  • U.S. Bancorp Mortgage Co. v. Bonner Mall Partnership, 513 U.S. 18 (1994) (consider whether mootness resulted from the party's own actions when deciding vacatur)
  • Lightner ex rel. NLRB v. 1621 Route 22 W. Operating Co., LLC, 729 F.3d 235 (3d Cir. 2013) (vacatur analysis and manipulating the legal system)
  • Marcavage v. Nat’l Park Serv., 666 F.3d 856 (3d Cir. 2012) (presumption that government officials act in good faith)
Read the full case

Case Details

Case Name: County of Butler v. Governor of Pennsylvania
Court Name: Court of Appeals for the Third Circuit
Date Published: Aug 10, 2021
Citation: 20-2936
Docket Number: 20-2936
Court Abbreviation: 3d Cir.
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    County of Butler v. Governor of Pennsylvania, 20-2936