321 Conn. 244
Conn.2016Background
- James T. Costello and Dorothy Costello (self-represented) sued Goldstein & Peck, P.C., Kupinse and McPherson for legal malpractice and commenced the action with a complaint and a summons.
- The summons listed a recognizance name of “Dorothy A. Smulley” (Dorothy Costello’s maiden name); no third-party recognizance or certification of financial responsibility appeared.
- Defendants moved to dismiss for lack of personal jurisdiction, arguing the summons was defective under General Statutes § 52-185(a) and Practice Book §§ 8-3/8-4 for lacking a third‑party recognizance or certification.
- The trial court granted the motion and entered judgment of dismissal, concluding a plaintiff cannot sign his/her own recognizance and only a third party suffices; it did not order the plaintiffs to file a bond before dismissing.
- The trial court’s postjudgment articulation stated it would have allowed the plaintiffs to cure by filing a bond or proper recognizance but said plaintiffs’ insistence on the recognizance’s validity precluded the court from ordering a bond; plaintiffs appealed.
- The Connecticut Supreme Court reversed, holding the court abused its discretion by not affording plaintiffs an opportunity to file a bond under § 52-185(d) / Practice Book § 8-5(b); the case was remanded for that purpose.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the summons was defective because the recognizance was not a third‑party signature | Costello: § 52-185’s third‑party requirement applies only to non‑inhabitants; the assistant clerk’s signature certified financial responsibility; spouses may recognize for each other | Defendants: The summons lacked a valid third‑party recognizance or certification so it was defective and jurisdictionally defective | Court: Unnecessary to resolve statutory construction because plaintiffs should have been given chance to file bond; reversed dismissal for failure to allow cure |
| Whether the trial court was required or had discretion to order bond/allow curing before dismissal | Costello: Trial court should have ordered bond or informed plaintiffs of cure option; plaintiffs would have filed bond | Defendants: Court has discretion; Practice Book vests discretion and may not compel bond; conflict with statute favors rule | Court: Even assuming discretion exists, the trial court abused it by failing to exercise it and by declining to order a bond or offer cure before dismissing |
Key Cases Cited
- Franchi v. Farmholme, Inc., 191 Conn. 201 (Conn. 1983) (recognizance defects are amendable and may be cured)
- Boyles v. Preston, 68 Conn. App. 596 (Conn. App. 2002) (policy favoring trial on merits and liberal interpretation of practice rules)
- Gateway Co. v. DiNoia, 232 Conn. 223 (Conn. 1995) (definition and limits of judicial discretion)
- Millbrook Owners Assn., Inc. v. Hamilton Standard, 257 Conn. 1 (Conn. 2001) (exercise of discretion should further substantial justice)
- Palmer v. Des Reis, 136 Conn. 232 (Conn. 1949) (definition and purpose of recognizance)
- State v. Lee, 229 Conn. 60 (Conn. 1994) (error where trial court fails to exercise discretion)
- State v. Martin, 201 Conn. 74 (Conn. 1986) (trial court must exercise discretion when called upon)
- Conservation Commission v. Price, 193 Conn. 414 (Conn. 1984) (courts solicitous of self‑represented litigants’ rights)
- New Haven v. Bonner, 272 Conn. 489 (Conn. 2005) (same)
- Connecticut Light & Power Co. v. Kluczinsky, 171 Conn. 516 (Conn. 1976) (same)
- Wichers v. Hatch, 252 Conn. 174 (Conn. 2000) (plenary review when court fails to exercise discretion)
