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670 F.3d 938
9th Cir.
2011
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Background

  • Carrera, Hispanic, was tried in 1983 for robbery and first-degree murder of Jack and Carol Hayes and sentenced to death (death sentence later invalidated).
  • During voir dire, the prosecutor used peremptory challenges to strike six Hispanic venirepersons; two Hispanics sat on the jury and an alternate was also Hispanic; victims were White, non-Hispanic.
  • Defense counsel did not object to the prosecutor’s peremptory challenges; California Supreme Court affirmed Carrera’s conviction; state habeas petitions were denied without opinion.
  • Federal habeas petition was filed July 31, 1990; district court denied the ineffective assistance claim on March 11, 2008; AEDPA does not apply because petition was pre-AEDPA, so pre‑AEDPA law governs.
  • The issue centers on whether defense counsel’s failure to raise a Wheeler motion in response to the challenged peremptories was deficient under Strickland, and whether Batson/Wheeler standards apply for pre-1987 trials on habeas review.
  • The court affirms, holding Carrera failed to overcome the strong presumption that counsel’s performance was reasonable under Strickland and that the presence of race-neutral reasons for the challenges supports the defense counsel’s strategic choice.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether trial counsel’s failure to raise Wheeler was deficient Carrera Carrera failed to show deficient performance No; performance not deficient
Whether Wheeler/Batson framework applied to pre‑trial 1983 context Carrera argues Wheeler applies and shows bias Wheeler not applicable to pre‑Batson era on habeas Wheeler’s framework applied but not satisfied here
Whether the prosecutor’s reasons were group-bias neutral Carrera Prosecutor had neutral reasons for challenges Prosecutor’s reasons appear race-neutral in record; defense counsel’s failure not shown as deficient
Whether prejudice must be shown for structural error Carrera (structural error, prejudice presumed) No structural error; no prejudice established Prejudice not presumed; no Strickland prejudice proven

Key Cases Cited

  • Strickland v. Washington, 466 U.S. 668 (1984) (established performance and prejudice prongs; strong presumption of sound strategy)
  • Batson v. Kentucky, 476 U.S. 79 (1986) (peremptory challenges race-based discrimination violates Equal Protection)
  • People v. Wheeler, 22 Cal.3d 258 (1978) (California Wheeler rule on group-bias peremptory challenges)
  • Griffith v. Kentucky, 479 U.S. 314 (1987) (retroactivity of Batson limited on direct review)
  • Quintero-Barraza, 78 F.3d 1344 (1995) (highly deferential review of counsel’s trial-branch decisions)
  • Fields v. Woodford, 309 F.3d 1095 (2002) (close call on voir dire; strategy-based decision allowed)
  • Hovey v. Ayers, 458 F.3d 892 (2006) (court defers to counsel’s strategic voir dire)
  • Owens v. United States, 483 F.3d 48 (2007) (structural error prejudice prescription in certain contexts)
  • United States v. Washington, 969 F.2d 752 (1992) (affirmation of alternative grounds for decision when district court ruling omits basis)
Read the full case

Case Details

Case Name: Constantino Carrera v. Robert Ayers, Jr.
Court Name: Court of Appeals for the Ninth Circuit
Date Published: Oct 4, 2011
Citations: 670 F.3d 938; 2011 U.S. App. LEXIS 20126; 2011 WL 4552468; 08-99007
Docket Number: 08-99007
Court Abbreviation: 9th Cir.
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