106 N.E.3d 675
Mass.2018Background
- George Ortega was convicted of first-degree murder (deliberate premeditation) for the May 24, 2012 shooting death of Steven Fuentes; jury rejected a joint-venture theory as to a codefendant.
- During voir dire, the prosecutor used peremptory strikes against multiple African‑American venire members; defendant objected under Commonwealth v. Soares/Batson principles to several strikes, including juror no. 78 (female African‑American).
- The judge had earlier found a prima facie Soares pattern as to an earlier strike but, when juror no. 78 was challenged, she declined to find a prima facie showing, relying principally on the fact that at least one woman of color had already been seated.
- After trial, Ortega requested jury instructions on self‑defense and voluntary manslaughter (excessive force theory); the judge denied both requested instructions and instructed only on first‑ and second‑degree murder.
- Ballistics and witness testimony produced conflicting accounts about who first displayed or fired a gun; some testimony could support a reasonable belief by Ortega that he faced imminent deadly force, and that he was jogging backwards when shots began.
- The SJC held the judge erred in (1) failing to require a race‑neutral explanation for the peremptory strike of juror no. 78 and (2) refusing to instruct the jury on self‑defense and voluntary manslaughter; Ortega’s convictions were vacated and the case remanded.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether judge abused discretion by not requiring prosecutor to explain peremptory strike of juror no. 78 | Commonwealth: no prima facie showing because at least one female African‑American was already seated | Ortega: pattern of excluding African‑American jurors; judge should have required race‑neutral explanation | Reversed: judge abused discretion by placing undue weight on seated juror composition and failing to consider all relevant Batson/Soares factors |
| Whether trial judge erred by denying instructions on self‑defense and voluntary manslaughter (excessive force) | Commonwealth: evidence did not warrant self‑defense/manslaughter instructions | Ortega: any view of evidence could support instruction because testimony suggested victim displayed a gun, may have fired first, and defendant was backing away | Reversed: evidence, viewed in defendant’s favor, met low threshold to warrant instructions on self‑defense and voluntary manslaughter |
Key Cases Cited
- Commonwealth v. Lopes, 478 Mass. 593 (discusses race‑based peremptory challenge standards under art. 12)
- Commonwealth v. Soares, 377 Mass. 461 (1979) (establishes Massachusetts test for improper peremptory strikes)
- Batson v. Kentucky, 476 U.S. 79 (1986) (prohibits race‑based peremptory challenges under Equal Protection)
- Commonwealth v. Jones, 477 Mass. 307 (burden‑shifting analysis and factors for prima facie showing in peremptory‑strike challenges)
- Commonwealth v. Issa, 466 Mass. 1 (presumption of proper use of peremptory strikes and when a single strike may suffice for prima facie showing)
- Commonwealth v. Pike, 428 Mass. 393 (low evidentiary threshold for self‑defense instruction; Commonwealth must disprove self‑defense beyond reasonable doubt)
- Commonwealth v. Harrington, 379 Mass. 446 (elements of self‑defense and duty to avoid combat/retreat principles)
- Commonwealth v. Benoit, 452 Mass. 212 (factors to consider in determining pattern of exclusion and burden shifting)
