The defendant, Richard C. Pike, was convicted of the lesser offense of unauthorized use of a motor vehicle on an indictment charging armed carjacking, and assault and battery
I
In October, 1996, Frederick Holmes, an off-duty Massachusetts State trooper, was driving his automobile on the Massachusetts Turnpike when he noticed traffic in front of him veering into the passing lane to avoid hitting two men, the defendant and Thomas Cutter, who were hitchhiking along the roadway. According to the defendant, he and Cutter, both residents of New Hampshire, had been traveling on the turnpike when their pickup truck broke down. They removed the truck’s radio to prevent it from being stolen, left the truck where it had broken down, and walked along the highway, hoping someone would stop to pick them up.
Because he believed the hitchhikers were a hazard to traffic, Trooper Holmes stopped his car in the breakdown lane and approached the two men on foot. The testimony of Holmes and of the defendant differ sharply regarding what happened next.
The defendant testified that Holmes then reached back, as if to grab an object or to hit the defendant, so the defendant dropped the truck’s radio on the ground and grabbed Holmes by the arms. In the ensuing scuffle, described in more detail below, Holmes flipped the defendant over the guardrail along side the highway and attempted to hold him there. The defendant, however, was able to come back over the guardrail, at which point he picked up the radio and threw it at Holmes, hitting Holmes in the side of the head. Holmes suffered a cut and scrapes on his head and neck resulting from the impact of the radio. The defendant and Cutter then got into Holmes’s automobile, which was parked in the breakdown lane with the keys still in the ignition, and drove down the turnpike before abandoning the automobile in a restaurant parking lot and boarding a bus back to New Hampshire.
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The defendant claims that the trial judge erred in refusing to instruct the jury on self-defense. A defendant is entitled to a self-defense instruction if any view of the evidence would support a reasonable doubt as to whether the prerequisites of self-defense were present. See Commonwealth v. Harrington,
The proper standard for determining whether a defendant’s particular actions were justifiably undertaken in self-defense depends on the level of force he used on his victim and the circumstances that prompted those actions. The right to use nondeadly force arises at a “somewhat lower level of danger” than the right to use deadly force. Commonwealth v. Baseler,
Given this standard, it follows that a self-defense instruction must be given when deadly force was used only if the evidence, viewed in the light most favorable to the defendant, permits at least a reasonable doubt that the defendant reasonably and actually believed that he was in “imminent danger of death or serious bodily harm, from which he could save himself only by using deadly force.” Commonwealth v. Harrington,
If the defendant’s apprehension of grievous bodily harm or death, though mistaken, was reasonable, his actions in self-defense may be. justifiable. See Glass, supra at 808; Com
According to the defendant’s testimony, the scuffle between the defendant and Holmes progressed in two stages. In the first, the two men wrestled in the breakdown lane, Holmes eventually flipping the defendant over the guardrail along side the highway. Holmes held the defendant to the ground on the other side of the guardrail, tearing the defendant’s shirt and pulling his hair. After a few moments, Holmes let go of the defendant and retreated “a little way away” from the defendant. The second stage of the altercation involved the defendant’s use of the radio as a weapon. The defendant testified that, after Holmes let go of him, the defendant “came back over the guardrail.” He saw Holmes “coming towards” him, and he picked up the radio from the pavement and threw it at Holmes, striking Holmes in the head.
The evidence suggests that the defendant initially assaulted Holmes because the defendant saw Holmes reach behind his back and that the defendant grabbed Holmes’s arms to prevent Holmes from attacking him. Whether the defendant’s fear of attack was reasonable is a factual question, depending upon a number of circumstances, such as whether the victim was armed and the physical size of the victim, see Commonwealth v. Rubin,
With respect to the beginning of the second part of the interaction — when the defendant climbed back onto the roadway — the defendant did not testify that he feared, at that
He later testified that he threw the radio at Holmes, hitting him in the side of the head. The defendant testified that he never saw Holmes with a weapon, and there was no evidence that Holmes had a means of injuring , the defendant from a distance of several feet. These facts do not support a contention that the defendant feared that he was in imminent danger of serious bodily harm or death, avoidable only by throwing a heavy, metal object at Holmes’s head. Accordingly, there was no basis for requiring the judge to submit to the jury the defendant’s theory of self-defense where the self-defense included the use of deadly force.
The defendant’s self-defense theory is meritless for the further reason that there was no evidence that he attempted to avoid further physical combat, nor that he was unable to do so. A self-defense instruction is not required unless there is some evidence that the defendant availed himself of all means, proper and reasonable under the circumstances, of retreating from the conflict before resorting to the use of deadly force. See Commonwealth v. Niemic,
The defendant argues on appeal that, after climbing back over the guardrail, he was unable to retreat from the fight because he was trapped between traffic on the highway and a steep embankment on the other side of the guardrail. Appellate arguments, however, are not evidence. The defendant did not testify at trial that he tried to retreat before throwing the radio at Holmes, nor that he desired to retreat but was unable to do so. The defendant offered no evidence that he attempted to avoid further combat after Holmes flipped him over the guardrail and then let go of him. Rather, the defendant reengaged in the scuffle, coming back over the guardrail, picking up the radio and throwing it several feet towards Holmes. The defendant did not testify to what he argued on appeal: that he reengaged because it was impossible for him to avoid further combat without incurring serious injury. Although evidence was presented that a grass and dirt embankment sloped down toward the river on the other side of the guardrail and that high-speed traffic was moving along the roadway, the defendant at trial never referred to these facts as his motivation for reengaging in the conflict.
The defendant also argues that the judge erred in refusing to instruct the jury on the defense of necessity with respect to the defendant’s unauthorized use of a motor vehicle. A judge should instruct the jury on necessity only if the defendant has presented “some evidence on each element of the defense.” Commonwealth v. Hood,
The necessity defense is not raised unless each of the following conditions is met: “(1) the defendant is faced with a clear and imminent danger, not one which is debatable or speculative; (2) the defendant can reasonably expect that his action will be effective as the direct cause of abating the danger; (3) there is [no] legal alternative which will be effective in abating the danger; and (4) the Legislature has not acted to preclude the defense by a clear and deliberate choice regarding the values at issue.” Hood, supra at 591, quoting Commonwealth v. Brug-mann,
Even if these four elements are satisfied, the necessity defense is not effectively raised unless the defendant can show that the “harm sought to be avoided far exceeds the harm resulting from the crime committed.” Commonwealth v. Schuchardt,
The evidence, viewed in the light most favorable to the defendant, fails to support a necessity defense for a number of reasons. First, there is no evidence that danger was “imminent” when the defendant and Cutter drove off in Holmes’s automobile. Holmes was neither attacking nor threatening the defendant at the time the defendant stole the automobile. A danger that is
Third, the defendant has not shown that his actions satisfy the competing harms analysis. Even if he was in imminent danger, with no lawful means of escaping it at the moment he stole the automobile, there must be evidence that any harm he might have incurred by staying by the roadside clearly and far exceeded the harm resulting from his theft. He has failed to do this. The defendant testified that Holmes, to the defendant’s knowledge, was unarmed. Holmes himself had sustained a head injury when the defendant threw the radio at him. The defendant was a larger man than Holmes, and the defendant and Cutter together outnumbered Holmes. The judge did not err in refusing to instruct the jury on the defense of necessity.
IV
The defendant argues that the probation condition prohibiting
This court and the Supreme Court of the United States have long recognized that the freedom of interstate travel is a fundamental constitutional right, although the precise source of this right has not been “ascribe[d] ... to a particular constitutional provision.” Shapiro v. Thompson,
Judges are permitted “great latitude” in imposing conditions of probation, see Commonwealth v. Power,
A probation condition that infringes on constitutional rights must, however, be “reasonably related” to the goals of sentencing and probation. Id. at 414. See Cothran, supra at 751; United States v. Tonry,
Whether banishment is a valid condition of probation is a matter of first impression in Massachusetts. The majority of jurisdictions to have considered the matter hold that a probation condition banishing a defendant from a State is invalid and unenforceable because it infringes on his constitutional right to interstate travel and is not reasonably related to the goals of probation. Not all probation conditions restricting an individual’s movement are invalid; conditions barring probationers from certain small geographic areas have been upheld in several States when they served the goals of probation. See, e.g., Wyche v. State,
“[Bjanishment from a large geographical area, especially outside of the state, struggles to serve any rehabilitative purpose.” Id. Notwithstanding the Commonwealth’s conclusory assertion that, “it is only logical that [banishment] would ideally have a rehabilitative effect on the defendant,” there is no showing that the defendant’s inability to enter Massachusetts is likely to have a rehabilitative effect. Whatever crimes the defendant may be disposed to commit, there is no showing at all that he would be more inclined to commit them in the Commonwealth or more likely to reform if he stayed away from the Commonwealth.
Nor does the defendant’s banishment serve a legitimate public safety goal. The Commonwealth argues that the judge properly “exercised his authority to protect persons within this State.” It is against constitutional principles of interstate comity to “make other states a dumping ground for our criminals,” State v. Doughtie,
Banishment also fails to serve a deterrent purpose. The Commonwealth argues that the banishment condition is justifiable because it would prevent the defendant from traveling the roadways of Massachusetts, on which his offenses were committed. But the Commonwealth has not explained how the defendant’s presence on a Massachusetts roadway, as opposed to a roadway in some other State, was a critical influence sparking his criminal conduct. We are left with nothing more than the sense that being excluded from the Commonwealth would be a particularly galling reminder to the defendant of his misdeeds, and that is not enough.
The invalidity of the banishment condition does not necessarily invalidate the defendant’s entire sentence. In cases in which this court has found probation conditions to be invalid, we have remanded to the Superior Court for revision of the conditions of probation. See Commonwealth v. LaFrance,
So ordered.
Notes
The defendant was also convicted of the lesser offense of unauthorized use of a motor vehicle on an indictment charging armed robbery. This conviction was dismissed as duplicative.
The defendant was the only defense witness at trial. Cutter, a codefendant, did not testify.
The relevant inquiry is what level of force was used, not what the resulting injuries were. If, for example, the use of force generally considered nondeadly results in death in a particular case, an appropriate jury charge would recite the standard for use of nondeadly force. See Commonwealth v. Bastarache,
The defendant did state that he did not want to fight on the side of the roadway, but this testimony was offered to justify stealing Holmes’s car, not as evidence of the need to defend himself by throwing the radio. He also alluded to the possibility of rolling down the embankment, but did so as justification for why he walked away from Holmes, after throwing the radio at Holmes, without concern for Holmes’s safety. He stated: “Why should I care what he did. . . . Did he care about me, that I could roll down that embankment?” These statements by the defendant, considered in context, do not support the defendant’s argument on appeal that he had no reasonable means of escape.
The defendant also cites art. 12 of the Massachusetts Declaration of Rights, which states that, “no person shall be . . . exiled . . . but by the judgment of his peers, or the law of the land.” But he does no more than mention this provision in passing. This does not rise to the level of appellate argument under Mass. R. A. P. 16 (a) (4), as amended,
Some courts have suggested that where, as in Massachusetts, there is no State statute authorizing banishment, this absence is proof of a banishment condition’s contravention of public policy. See Rutherford v. Blankenship,
