Com. v. Ruiz, L.
1073 MDA 2017
| Pa. Super. Ct. | Jan 8, 2018Background
- Luis U. Ruiz entered negotiated guilty pleas on May 29, 2014 across six dockets and received an aggregate sentence of 7 to 14 years. No post-sentence motions or direct appeal were filed at that time.
- Around May 18, 2015 Ruiz filed a pro se PCRA petition; counsel was appointed and filed an amended petition.
- An evidentiary PCRA hearing was held on October 19, 2016; both Ruiz and plea counsel testified about whether Ruiz requested an appeal and about counsel’s actions regarding pre-plea motions.
- The PCRA court discredited Ruiz’s claim that he asked counsel to file a direct appeal, credited plea counsel’s testimony, and denied relief on June 1, 2017.
- Ruiz appealed; this Court treated his notice of appeal as timely for jurisdictional purposes given prison-mailing considerations.
Issues
| Issue | Ruiz's Argument | Plea Counsel / Commonwealth's Argument | Held |
|---|---|---|---|
| Whether counsel was ineffective for failing to file a requested direct appeal | Ruiz testified he asked counsel to file an appeal after sentencing | Counsel denied any request; court credited counsel’s testimony and found Ruiz not credible | Denied — no request shown, so Lantzy relief not available |
| Whether plea was induced by ineffective assistance (failure to file suppression motion) | Counsel should have filed a motion to suppress arrest/search; this influenced plea voluntariness | Claims were conclusory, lacked factual/legal detail and did not show plea was involuntary | Denied — claim lacked arguable merit and did not show manifest injustice |
| Whether counsel breached duty to consult about appellate rights under Flores–Ortega | Ruiz argued counsel failed to consult about appellate options and appeal rights | Counsel testified he discussed plea/sentence and saw no issue to appeal; no evidence counsel failed to advise or Ruiz expressed desire to appeal | Denied — Ruiz did not show circumstances triggering consultation duty or prejudice |
Key Cases Cited
- Lantzy v. United States, 736 A.2d 564 (Pa. 1999) (failure to file a requested direct appeal generally constitutes ineffective assistance and prejudice under the PCRA)
- Roe v. Flores–Ortega, 528 U.S. 470 (2000) (counsel’s duty to consult about appeals when a rational defendant would want to appeal or defendant shows interest; prejudice requires reasonable probability of timely appeal)
- Jarosz v. Commonwealth, 152 A.3d 344 (Pa. Super. 2016) (standards for reviewing PCRA ineffective-assistance claims)
- Allen v. Commonwealth, 732 A.2d 582 (Pa. 1999) (ineffectiveness related to guilty plea requires showing plea was involuntary/unintelligent to warrant relief)
