16 F.4th 935
1st Cir.2021Background
- This litigation began in the early 1990s after Brown downgraded several varsity teams; a class of present and future Brown women students was certified and prior rulings found Title IX violations and led to a long-term Joint Agreement (1998).
- The Joint Agreement enforced proportional representation of athletes by gender (with specific permissible variances) and required annual compliance reporting; it was indefinite and court-supervised for decades.
- In 2020 Brown announced an athletics reorganization (the "Initiative") that would downgrade several teams and upgrade sailing, prompting expedited enforcement litigation by class counsel.
- After intense mediation overseen by a magistrate judge, parties negotiated an Amended Settlement Agreement restoring two women’s teams, barring further downgrades of women’s teams during its term, and setting an expiration date of August 31, 2024.
- A small group of current women athletes (Objectors) challenged the settlement below, arguing (1) named class representatives are inadequate because they are former students and (2) the settlement is not fair, reasonable, and adequate and creates intra-class conflicts; the district court approved the settlement and the First Circuit affirmed.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Adequacy of representation (Rule 23(e)(2)(A) / 23(a)(4)) | Objectors: Named reps are alumnae with "no skin in the game" and thus cannot adequately represent current/future students | Class reps & Brown: No per se bar; named reps remained competent, informed, and aligned with class interests | Court: No per se rule; adequacy is fact-specific. Named reps were adequate; district court did not err. |
| Preservation / procedural barriers to raising adequacy | Objectors: Timely raised adequacy at fairness hearing and appealed | Class reps: Issue waived or should have been raised via decertification/modification motion | Court: Issue was preserved and properly considered on appeal. Objectors not required to move for decertification first. |
| Intra-class conflict and need for subclassing | Objectors: Interests of athletes from different teams diverge (those whose teams were cut want reinstatement) creating fundamental conflicts | Class reps & Brown: Interests largely aligned (protecting against unilateral downgrades); conflict speculative | Court: No substantial actual conflict shown; subclassing not required. |
| Fairness, reasonableness, adequacy of Amended Settlement (Rule 23(e)(2)(B)-(D)) | Objectors: Limited benefits, short 2024 expiration forfeits Joint Agreement protections, disparate treatment of team members and future students | Class reps & Brown: Agreement resulted from arm's-length negotiation, extensive discovery, immediate reinstatements and protections until 2024; Joint Agreement benefits had eroded with changes in law and circumstances | Court: Settlement presumptively reasonable given process and discovery; district court acted within discretion in approving the settlement. |
Key Cases Cited
- Sosna v. Iowa, 419 U.S. 393 (1975) (a named plaintiff whose claim becomes moot may still adequately represent a class when absent members retain a live controversy)
- Amchem Prods., Inc. v. Windsor, 521 U.S. 591 (1997) (intra-class conflicts can render a single class and settlement inadequate when interests are fundamentally antagonistic)
- Devlin v. Scardelletti, 536 U.S. 1 (2002) (nonnamed class members who object at fairness hearing may appeal)
- Cohen v. Brown Univ. (Cohen II), 991 F.2d 888 (1st Cir. 1993) (earlier appellate decision in this litigation addressing Title IX and remedies)
- Cohen v. Brown Univ. (Cohen IV), 101 F.3d 155 (1st Cir. 1996) (appellate ruling on compliance plans and permissible remedial measures)
- Bezdek v. Vibram USA, Inc., 809 F.3d 78 (1st Cir. 2015) (discussing Rule 23(e) standards and factor analysis)
- Nat'l Ass'n of Chain Drug Stores v. New England Carpenters HBF, 582 F.3d 30 (1st Cir. 2009) (settlement approval requires balancing settlement advantages against the risks of litigation)
- In re Pharm. Indus. Average Wholesale Price Litig., 588 F.3d 24 (1st Cir. 2009) (arm's-length negotiation and sufficient discovery support presumption of reasonableness)
- In re Payment Card Interchange Fee & Merch. Disc. Antitrust Litig., 827 F.3d 223 (2d Cir. 2016) (examining settlements for evidence of prejudice to subsets of plaintiffs when assessing adequacy)
- Boucher v. Syracuse Univ., 164 F.3d 113 (2d Cir. 1999) (recognized potential intra-class conflicts in Title IX athletics contexts and influenced requirement for subclassing in some cases)
