Lead Opinion
delivered the opinion of the Court.
Appellant Carol Sosna married Michael Sosna on September 5, 1964, in Michigan. They lived together in New York between October 1967 and August 1971, after which date they separated but continued to live in New York. In August 1972, appellant moved to Iowa with her three children, and the following month she petitioned the District Court of Jackson County, Iowa, for a dissolution of her marriage. Michael Sosna, who had been personally served with notice of the action when he came to Iowa to visit his children, made a special appearance to contest the jurisdiction of the Iowa court. The Iowa court dismissed the petition for lack of jurisdiction, finding that Michael Sosna was not a resident of Iowa and appellant had not been a resident of the State of Iowa for one year preceding the filing of her petition. In so doing the Iowa court applied the provisions of Iowa Code § 598.6 (1973) requiring that the petitioner in such an action be “for the last year a resident of the state.”
Instead of appealing this ruling to the Iowa appellate courts, appellant filed a complaint in the United States District Court for the Northern District of Iowa asserting that Iowa’s durational residency requirement for in-
A three-judge court, convened pursuant to 28 U. S. C. §§ 2281, 2284, held that the Iowa durational residency requirement was constitutional.
Appellant sought certification of her suit as a class action pursuant to Fed. Rule Civ. Proc. 23 so that she might represent the “class of those residents of the State of Iowa who have resided therein for a period of less than one year and who desire to initiate actions for dissolution of marriage or legal separation, and who are barred from doing so by the one-year durational residency requirement embodied in Sections 598.6 and 598.9 of the Code of Iowa.”
While the parties may be permitted to waive non-jurisdictional defects, they may not by stipulation invoke the judicial power of the United States in litigation which does not present an actual “case or controversy,” Richardson v. Ramirez,
If appellant had sued only on her own behalf, both the fact that she now satisfies the one-year residency requirement and the fact that she has obtained a divorce elsewhere would make this case moot and require dismissal. Alton v. Alton,
In Southern Pacific Terminal Co. v. ICC,
This problem was present in Dunn v. Blumstein,
“Although appellee now can vote, the problem to voters posed by the Tennessee residence require*401 ments is ' “capable of repetition, yet evading review.” ’ ” 405 XJ. S., at 333 n. 2.
Although the Court did not expressly note the fact, by the time it decided the case Blumstein had resided in Tennessee for far more than a year.
The rationale of Dunn controls the present case. Although the controversy is no longer live as to appellant Sosna, it remains very much alive for the class of persons she has been certified to represent. Like the other voters in Dunn, new residents of Iowa are aggrieved by an allegedly unconstitutional statute enforced by state officials. We believe that a case such as this, in which, as in Dunn, the issue sought to be litigated escapes full appellate review at the behest of any single challenger, does not inexorably become moot by the intervening resolution of the controversy as to the named plaintiffs.
Our conclusion that this case is not moot in no way detracts from the firmly established requirement that the judicial power of Art. Ill courts extends only to “cases and controversies” specified in that Article. There must not only be a named plaintiff who has such a case or controversy at the time the complaint is filed, and at the time the class action is certified by the District Court pursuant to Rule 23,
In so holding, we disturb no principles established by our decisions with respect to class-action litigation. A
This conclusion does not automatically establish that appellant is entitled to litigate the interests of the class she seeks to represent, but it does shift the focus of examination from the elements of justiciability to the ability of the named representative to “fairly and adequately protect the interests of the class.” Rule 23 (a). Since it is contemplated that all members of the class will be bound by the ultimate ruling on the merits, Rule 23 (c)(3), the district court must assure itself that the named representative will adequately protect the interests of the class. In the present suit, where it is unlikely that segments of the class appellant represents would have interests conflicting with those she has sought to advance,
The durational residency requirement under attack in this case is a part of Iowa's comprehensive statutory regulation of domestic relations, an area that has long been regarded as a virtually exclusive province of the States. Cases decided by this Court over a period of more than a century bear witness to this historical fact. In Barber v. Barber,
The statutory scheme in Iowa, like those in other States, sets forth in considerable detail the grounds upon which a marriage may be dissolved and the circumstances in which a divorce may be obtained. Jurisdiction over a petition for dissolution is established by statute in “the county where either party resides,” Iowa Code § 598.2 (1973), and the Iowa courts have construed the term . “resident” to have much the same meaning as is ordinarily associated with the concept of domicile. Korsrud v. Korsrud,
The imposition of a durational residency requirement for divorce is scarcely unique to Iowa, since 48 States impose such a requirement as a condition for maintaining
Appellant contends that the Iowa requirement of one year’s residence is unconstitutional for two separate reasons: first, because it establishes two classes of persons and discriminates against those who have recently exercised their right to travel to Iowa, thereby contravening the Court’s holdings in Shapiro v. Thompson,
Iowa’s residency requirement may reasonably be justified on grounds other than purely budgetary considerations or administrative convenience. Cf. Kahn v. Shevin,
Such a requirement additionally furthers the State’s parallel interests both in avoiding officious intermeddling in matters in which another State has a paramount interest, and in minimizing the susceptibility of its own divorce decrees to collateral attack. A State such as Iowa may quite reasonably decide that it does not wish to become a divorce mill for unhappy spouses who have lived there as short a time as appellant had when she commenced her action in the state court after having long resided elsewhere. Until such time as Iowa is convinced that appellant intends to remain in the State, it lacks the “nexus between person and place of such permanence as to control the creation of legal relations and responsibilities of the utmost significance.” Williams v. North Carolina,
We therefore hold that the state interest in requiring that those who seek a divorce from its courts be genuinely-attached to the State, as well as a desire to insulate divorce decrees from the likelihood of collateral attack, requires a different resolution of the constitutional issue presented than was the case in Shapiro, supra, Dunn, supra, and Maricopa County, supra.
Nor are we of the view that the failure to provide an individualized determination of residency violates the Due Process Clause of the Fourteenth Amendment. Vlandis v. Kline,
In Boddie v. Connecticut, supra, this Court held that Connecticut might not deny access to divorce courts to those persons who could not afford to pay the required fee. Because of the exclusive role played by the State in the termination of marriages, it was held that indigents could not be denied an opportunity to be heard “absent a countervailing state interest of overriding significance.”
Affirmed.
Notes
Iowa Code § 598.6 (1973) provides:
“Except where the respondent is a resident of this state and is served by personal service, the petition for dissolution of marriage, in addition to setting forth the information required by section 598.5, must state that the petitioner has been for the last year a resident of the state, specifying the county in which the petitioner has resided, and the length of such residence therein after deducting all absences from the state; and that the maintenance of the residence has been in good faith and not for the purpose of obtaining a marriage dissolution only.”
Iowa Code § 598.9 (1973) requires dismissal of the action “[i]f the averments as to residence are not fully proved.”
In their answer to the complaint, appellees asserted that the court lacked jurisdiction over the State by virtue of the Eleventh Amendment, but thereafter abandoned this defense to the action. While the failure of the State to raise the defense of sovereign immunity in the District Court would not have barred Iowa from raising that issue in this Court, Edelman v. Jordan,
Our request that the parties address themselves to Younger v. Harris,
In this posture of the case, and in the absence of a disagreement between the parties, we have no occasion to consider whether any consequences adverse to appellant resulted from her first obtaining an adjudication of her claim on the merits in the Iowa state court and only then commencing this action in the United States District Court.
Since jurisdiction was predicated on 28 U. S. C. § 1343 (3), this case presents no problem of aggregation of claims in an attempt to satisfy the requisite amount in controversy of 28 U. S. C. § 1331 (a). Cf. Zahn v. International Paper Co.,
The defendant state-court- judge neither raised any claims of immunity as a defense to appellant's action, nor questioned the propriety of the appellant’s effort to represent a statewide class against a judge like him who apparently sat in a single county or judicial district within the State.
The District Court was aware of the possibility of mootness,
Counsel for appellant disclosed at oral argument that appellant has in fact obtained a divorce in New York. Tr. of Oral Arg. 22.
The certification of a suit as a class action has important consequences for the unnamed members of the class. If the suit proceeds to judgment on the merits, it is contemplated that the decision will bind all persons who have been found at the time of certification to be members of the class. Rule 23 (c) (3); Advisory Committee Note, 28 U. S. C. App., pp. 7765-7766. Once the suit is certified as a class action, it may not be settled or dismissed without the approval of the court. Rule 23 (e).
This view draws strength from the practical demands of time. A blanket rule under which a class action challenge to a short durational residency requirement would be dismissed upon the intervening mootness of the named representative’s dispute would permit a significant class of federal claims to remain unredressed for want of a spokesman who could retain a personal adversary position throughout the course of the litigation. Such a consideration would not itself justify any relaxation of the provision of Art. Ill which limits our jurisdiction to “cases and controversies,” but it is a factor supporting the result we reach if consistent with Art. III. For the reasons stated in the text, infra, we believe that our holding here does comport with both the language of Art. Ill and our prior decisions.
This has been the prevailing view in the Circuits. See, e. g., Cleaver v. Wilcox,
There may be cases in which the controversy involving the named plaintiffs is such that it becomes moot as to them before the district court can reasonably be expected to rule on a certification motion. In such instances, whether the certification can be said to “relate back” to the filing of the complaint may depend upon the circumstances of the particular case and especially the reality of the claim that otherwise the issue would evade review.
When this Court has entertained doubt about the continuing nature of a case or controversy, it has remanded the case to the lower court for consideration of the possibility of mootness. Indiana Employment Div. v. Burney,
There are frequently cases in which it appears that the particular class a party seeks to represent does not have a sufficient homogeneity of interests to warrant certification. Hansberry v. Lee,
See generally Peters, Iowa Reform of Marriage Termination, 20 Drake L. Rev. 211 (1971).
Louisiana and Washington are the exceptions. La. Code Civ. Proc., Art. 10A (7) (Supp. 1974); but see Art. 10B providing that “if a spouse has established and maintained a residence in a parish of this state for a period of twelve months, there shall be a rebuttable presumption that he has a domicile in this state in the parish of such residence.” Wash. Laws 1973,1st Ex. Sess., c. 157. Among the other 48 States, the durational residency requirements are of many varieties, with some applicable to all divorce actions, others only when the respondent is not domiciled in the State, and still others applicable depending on where the grounds for divorce accrued. See the 50-state compilation issued by the National Legal Aid and Defender Association, Divorce, Annulment and'Separation in the United States (1973).
See, e. g., Idaho Code § 32-701 (1963); Nev. Rev. Stat. § 125.-020 (1973).
See, e. g., R. I. Gen. Laws Ann. § 15-5-12 (1970); Mass. Gen. Laws Ann., e. 208, §§ 4r-5 (1958 and Supp. 1974).
A majority of the States impose a one-year residency requirement of some kind. Divorce, Annulment and Separation in the United States, supra, n. 15.
Shapiro,
When a divorce decree is not entered on the basis of ex parte proceedings, this Court held in Sherrer v. Sherrer,
“[T]he requirements of full faith and credit bar a defendant from collaterally attacking a divorce decree on jurisdictional grounds in the courts of a sister State where there has been participation by the
Our Brother Marshall argues in dissent that the Iowa dura-tional residency requirement “sweeps too broadly” since it is not limited to ex parte proceedings and could be narrowed by a waiver provision. Post, at 425. But Iowa’s durational residency requirement cannot be tailored in this manner without disrupting settled principles of Iowa practice and pleading. Iowa’s rules governing special appearances make it impossible for the state court to know, either at the time a petition for divorce is filed or when a motion to dismiss for want of jurisdiction is filed, whether or not a respondent will appear and participate in the divorce proceedings. Iowa Rules Civ. Proc. 66, 104. The fact that the state legislature might conceivably adopt a system of waivers and revise court rules governing special appearances does not make such detailed rewriting appropriate business for the federal judiciary.
Since the majority of States require residence for at least a year, see n. 18, supra, it is reasonable to assume that Iowa’s one-year "floor” makes its decrees less susceptible to successful collateral attack in other States. As the Court of Appeals for the Fifth Circuit observed in upholding a six-month durational residency requirement imposed by Florida, an objective test may impart to a State’s divorce decrees “a verity that tends to safeguard them against the suspicious eyes of other states’ prosecutorial authorities, the suspicions of private
In addition to a showing of residence within the State for a year, Iowa Code § 598.6 (1973) requires any petition for dissolution to state “that the maintenance of the residence has been in good faith and not for the purpose of obtaining a marriage dissolution only.” In dismissing appellant’s petition in state court, Judge Keck observed
Dissenting Opinion
dissenting.
It is axiomatic that Art. Ill of the Constitution imposes a “threshold requirement . . . that those who seek to invoke the power of federal courts must allege an actual case or controversy.” O’Shea v. Littleton,
“The fundamental aspect of standing is that it focuses on the party seeking to get his complaint before a federal court and not on the issues he wishes to have adjudicated. The 'gist of the question of standing’ is whether the party seeking relief has ‘alleged such a personal stake in the outcome of the controversy as to assure that concrete adverseness which sharpens the presentation of issues upon which the court so largely depends for illumination of difficult constitutional questions.’ Baker v. Carr,369 U. S. 186 , 204 (1962). In other words, when standing is placed in issue in a case, the question is whether the person whose standing is challenged is a proper party to request an adjudication of a particular issue and not whether the issue itself is justi-ciable.” Flast v. Cohen, supra, at 99-100 (footnote omitted).
All of this the Court concedes. It is conceded as well that had the named plaintiff in this case not brought a class action, the case would now be dismissed as moot because the plaintiff, appellant here, has now satisfied the Iowa residency requirement and, what is more, has secured a divorce in another State. Appellant could not have begun this suit either for herself or for a class if at the time of filing she had been an Iowa resident for a year or had secured a divorce in another jurisdiction. There must be a named plaintiff initiating the action who has an existing controversy with the defendant, whether the plaintiff is suing on his own behalf or on behalf of a class as well. However unquestioned it may
The Court nevertheless holds that once a case is certified as a class action, the named plaintiff may lose that status which had qualified him to bring the suit and still be acceptable as a party to prosecute the suit to conclusion on behalf of the class. I am unable to . agree. The appellant now satisfies the Iowa residence requirement and has secured a divorce. She retains no real interest whatsoever in this controversy, certainly not. an interest that would have entitled her to be a plaintiff in the first place, either alone or as representing a class. In reality, there is no longer a named plaintiff in the case, no member of the class before the Court. The unresolved issue, the attorney, and a class of unnamed litigants remain. None of the anonymous members of the class is present to direct counsel and ensure that class interests are being properly served. For all practical purposes, this case has become one-sided and has lost the adversary quality necessary to satisfy the constitutional “case or controversy” requirement. A real issue unquestionably remains, but the necessary adverse party to press it has disappeared.
The Court thus dilutes the jurisdictional command of Art. Ill to a mere prudential guideline. The only specific, identifiable individual with an evident continuing
It is true that Dunn v. Blumstein,
The new certification procedure of Rule 23 (c)(1), as amended in 1966, was not intended to modify the strictures of Fed. Rule Civ. Proc. 82 that “[t]hese rules shall not be construed to extend ... the jurisdiction of the United States district courts . . ..” Cf. Snyder v. Harris,
It is claimed that the certified class supplies the necessary adverse parties for a continuing case or controversy
The Court’s refusal to remand for consideration of mootness and adequacy of representation can be explained only by its apparent notion that there may be categories of issues which will permit lower courts to pass upon them but which by their very nature will become moot before this Court can address them. Thus it is said that "no single challenger will remain subject to [the residency requirement] for the period necessary to see such a lawsuit to its conclusion.” Ante, at 400. Hence,
Because I find that the case before the Court has become moot, I must respectfully dissent.
The Court contends that its rationale is the prevailing view in the circuits and lists five Circuits in support and two opposing. Ante, at 401-402, n. 10. Of the five decisions cited in support, four are without weight or inapposite in the present context. Conover v. Montemuro,
See 7A C. Wright & A. Miller, Federal Practice and Procedure § 1785, pp. 137-138 (1972); 3B J. Moore, Federal Practice ¶23.50, p. 23-1103 (1974).
See 7A Wright & Miller, supra, n. 2, §§ 1793, 1974; 3B Moore, supra, n. 2, ¶¶ 23.72-23.74.
The Court apparently also does not view certification as the key to its holding since it mentions in dicta that some class actions will not be moot even though the named representatives’ claims become moot prioT to certification. If the district court does not have a reasonable amount of time within which to decide the certification question prior to the mooting of the named parties’ controversies, the Court says, “[i]n such instances, whether the certification can be said to ‘relate back’ to the filing of the complaint may depend upon the circumstances of the particular case and especially the reality of the claim that otherwise the issue would evade review.” Ante, at 402 n. 11. If certification is not the factor which saves the case from mootness, it appears that the Court is satisfied that the case is a live controversy as long as an issue would otherwise not be reviewable here. The Court does not say whether the same flexible standard of mootness applies to cases appealable to the courts of appeals.
The general rule has been that the “[q]uality of representation embraces both the competence of the legal counsel of the representatives and the stature and interest of the named parties themselves.” 7 Wright & Miller, supra, n. 2, § 1766, pp. 632-633 (footnotes omitted). The decisions in the past have rested on several considerations. See id., at 633-635.
Dissenting Opinion
dissenting.
The Court today departs sharply from the course we have followed in analyzing durational residency requirements since Shapiro v. Thompson,
As we have made clear in Shapiro and subsequent cases, any classification that penalizes exercise of the constitutional right to travel is invalid unless it is justified by a compelling governmental interest. As recently as last Term we held that the right to travel requires that States provide the same vital governmental benefits and privileges to recent immigrants that they do to longtime residents. Memorial Hospital v. Maricopa County,
The Court’s failure to address the instant case in these terms suggests a new distaste for the mode of analysis we have applied to this corner of equal protection law. In its stead, the Court has employed what appears to be an ad hoc balancing test, under which the State’s putative interest in ensuring that its divorce petitioners establish some roots in Iowa is said to justify the one-year residency requirement. I am concerned not only about the disposition of this case, but also about the implications of the majority’s analysis for other divorce statutes and for durational residency requirement cases in general.
I
The Court omits altogether what should be the first inquiry: whether the right to obtain a divorce is of sufficient importance that its denial to recent immigrants constitutes a penalty on interstate travel. In my view, it clearly meets that standard. The previous decisions of this Court make it plain that the right of marital association is one of the most basic rights conferred on the individual by the State. The interests associated
II
Having determined that the interest in obtaining a divorce is of substantial social importance, I would scrutinize Iowa’s durational residency requirement to determine whether it constitutes a reasonable means of furthering important interests asserted by the State. The Court, however, has not only declined to apply the “compelling interest” test to this case, it has conjured up possible justifications for the State’s restriction in a manner much more akin to the lenient standard we have in the past applied in analyzing equal protection challenges to business regulations. See McGowan v. Maryland,
The Court proposes three defenses for the Iowa statute: first, the residency requirement merely delays receipt of the benefit in question — it does not deprive the applicant of the benefit altogether; second, since significant social consequences may follow from the conferral of a divorce, the State may legitimately regulate the divorce process; and third, the State has interests both in protecting itself from use as a “divorce mill” and in protecting its judgments from possible collateral attack in other States. In my view, the first two defenses provide no significant support for the statute in question here. Only the third has any real force.
A
With the first justification, the Court seeks to distinguish the Shapiro, Dunn, and Maricopa County cases. Yet the distinction the Court draws seems to me specious. Iowa’s residency requirement, the Court says, merely forestalls access to the courts; applicants seeking welfare payments, medical aid, and the right to vote, on the other hand, suffer unrecoverable losses throughout the waiting period. This analysis, however, ignores the severity of the deprivation suffered by the divorce petitioner who is forced to wait a year for relief. See Stanley v. Illinois,
B
1 find the majority’s second argument no more persuasive. The Court forgoes reliance on the usual justifications for durational residency requirements — budgetary considerations and administrative convenience, see Shapiro,
It is not enough to recite the State’s traditionally exclusive responsibility for regulating family law matters; some tangible interference with the State’s regulatory scheme must be shown. Yet in this ease, I fail to see how any legitimate objective of Iowa’s divorce regulations would be frustrated by granting equal access to new state residents.
C
The Court’s third justification seems to me the only one that warrants close consideration. Iowa has a legitimate interest in protecting itself against invasion by those seeking quick divorces in a forum with relatively lax divorce laws, and it may have some interest in avoiding collateral attacks on its decree in other States.
For several reasons, the year’s waiting period seems to me neither necessary nor much of a cushion. First, the Williams opinion was not aimed at States seeking to avoid becoming divorce mills. Quite the opposite, it was rather plainly directed at States that had cultivated a “quickie divorce” reputation by playing fast and loose with findings of domicile. See id., at 236-237; id., at 241 (Murphy, J., concurring). If Iowa wishes to avoid becoming a haven for divorce seekers, it is inconceivable that its good-faith determinations of domicile would not meet the rather lenient full faith and credit standards set out in Williams.
A second problem with the majority’s argument on this score is that Williams applies only to ex parte divorces. This Court has held that if both spouses were before the divorcing court, a foreign Staté cannot recognize a collateral challenge that would not be permissible in the divorcing State. Sherrer v. Sherrer,
Finally, in one sense the year’s residency requirement may technically increase rather than reduce the exposure of Iowa’s decrees to collateral attack. Iowa appears to be among the States that have interpreted their divorce residency requirements as being of jurisdictional import.
Ill
I conclude that the course Iowa has chosen in , restricting access to its divorce courts unduly interferes with the right to “migrate, resettle, find a new job, and start a new life.” Shapiro v. Thompson,
Memorial Hospital v. Maricopa County,
The majority also relies on its "mere delay” distinction to dispose of Boddie v. Connecticut,
The majority identifies marital status, property rights, and custody and support arrangements as the important concerns commonly resolved by divorce proceedings. But by declining to exercise divorce jurisdiction over its new citizens, Iowa does not avoid affecting these weighty social concerns; instead, it freezes them in an unsatisfactory state that it would not require its long-time residents to endure.
A durational requirement such as Iowa’s 90-day conciliation period would not, of course, be subject to an equal protection challenge, as it is required uniformly of all divorce petitioners.
Appellees do not rely on these factors to support the Iowa statute. In their brief appellees argue that the legislature’s determination to impose a one-year residency requirement was reasonable “in the light of the interest of the State of Iowa in a dissolution proceeding.” Brief for Appellees 8. The full faith and credit argument is mentioned only in the middle of a long quotation from another court’s opinion, id., at 9. This is hardly sufficient to meet the requirement of a “clear showing that the burden imposed is necessary to protect a compelling and substantial governmental interest.” Oregon v. Mitchell,
The availability of a less restrictive alternative such as a domicile requirement weighs heavily in testing a challenged state regulation against the “compelling interest” standard. See Shapiro v. Thompson,
This problem could be cured in large part if the State waived its year’s residency requirement whenever the respondent agreed to consent to the court’s jurisdiction.
See Hinds v. Hinds,
The majority argues that since most States require a year’s residence for divorce, Iowa gains refuge from the risk of collateral attack in the understanding solicitude of States with similar laws. Of course, absent unusual circumstances, a judgment by this Court striking down the Iowa statute would similarly affect the other States with one- and two-year residency requirements. For the same reason, the risk of subjecting Iowa to an invasion of divorce seekers seems minimal. If long residency requirements are held unconstitutional, Iowa will not stand conspicuously alone without a residency requirement “defense.” Moreover, its 90-day conciliation period, required of aE divorce petitioners in the State, would stiH serve to discourage peripatetic divorce seekers who are looking for the quickest possible adjudication.
