SOSNA v. IOWA ET AL.
No. 73-762
Supreme Court of the United States
Argued October 17, 1974—Decided January 14, 1975
419 U.S. 393
James H. Reynolds argued the cause for appellant. With him on the briefs was Paul E. Kempter.
Elizabeth A. Nolan, Assistant Attorney General of Iowa, argued the cause for appellees. With her on the brief were Richard C. Turner, Attorney General, and George W. Murray, Special Assistant Attorney General.
Appellant Carol Sosna married Michael Sosna on September 5, 1964, in Michigan. They lived together in New York between October 1967 and August 1971, after which date they separated but continued to live in New York. In August 1972, appellant moved to Iowa with her three children, and the following month she petitioned the District Court of Jackson County, Iowa, for a dissolution of her marriage. Michael Sosna, who had been personally served with notice of the action when he came to Iowa to visit his children, made a special appearance to contest the jurisdiction of the Iowa court. The Iowa court dismissed the petition for lack of jurisdiction, finding that Michael Sosna was not a resident of Iowa and appellant had not been a resident of the State of Iowa for one year preceding the filing of her petition. In so doing the Iowa court applied the provisions of
Instead of appealing this ruling to the Iowa appellate courts, appellant filed a complaint in the United States District Court for the Northern District of Iowa asserting that Iowa‘s durational residency requirement for in-
A three-judge court, convened pursuant to
I
Appellant sought certification of her suit as a class action pursuant to
While the parties may be permitted to waive non-jurisdictional defects, they may not by stipulation invoke the judicial power of the United States in litigation which does not present an actual “case or controversy,” Richardson v. Ramirez, 418 U.S. 24 (1974), and on the record before us we feel obliged to address the question of mootness before reaching the merits of appellant‘s claim. At the time the judgment of the three-judge court was handed down, appellant had not yet resided in Iowa for one year, and that court was clearly presented with a case or controversy in every sense contemplated by
If appellant had sued only on her own behalf, both the fact that she now satisfies the one-year residency requirement and the fact that she has obtained a divorce elsewhere would make this case moot and require dismissal. Alton v. Alton, 207 F. 2d 667 (CA3 1953), dismissed as moot, 347 U.S. 610 (1954); SEC v. Medical Committee for Human Rights, 404 U.S. 403 (1972). But appellant brought this suit as a class action and sought to litigate the constitutionality of the durational residency requirement in a representative capacity. When the District Court certified the propriety of the class action, the class of unnamed persons described in the certification acquired a legal status separate from the interest asserted by appellant.8 We are of the view that this factor significantly affects the mootness determination.
In Southern Pacific Terminal Co. v. ICC, 219 U.S. 498 (1911), where a challenged ICC order had expired, and in Moore v. Ogilvie, 394 U.S. 814 (1969), where petitioners sought to be certified as candidates in an election that had already been held, the Court expressed its concern that the defendants in those cases could be expected again to act contrary to the rights asserted by the particular named plaintiffs involved, and in each case the controversy was held not to be moot because the questions presented were “capable of repetition, yet
This problem was present in Dunn v. Blumstein, 405 U.S. 330 (1972), and was there implicitly resolved in favor of the representative of the class. Respondent Blumstein brought a class action challenging the Tennessee law which barred persons from registering to vote unless, at the time of the next election, they would have resided in the State for a year and in a particular county for three months. By the time the District Court opinion was filed, Blumstein had resided in the county for the requisite three months, and the State contended that his challenge to the county requirement was moot. The District Court rejected this argument, Blumstein v. Ellington, 337 F. Supp. 323, 324-326 (MD Tenn. 1970). Although the State did not raise a mootness argument in this Court, we observed that the District Court had been correct:
“Although appellee now can vote, the problem to voters posed by the Tennessee residence require-
ments is ‘capable of repetition, yet evading review.‘” 405 U.S., at 333 n. 2.
Although the Court did not expressly note the fact, by the time it decided the case Blumstein had resided in Tennessee for far more than a year.
The rationale of Dunn controls the present case. Although the controversy is no longer live as to appellant Sosna, it remains very much alive for the class of persons she has been certified to represent. Like the other voters in Dunn, new residents of Iowa are aggrieved by an allegedly unconstitutional statute enforced by state officials. We believe that a case such as this, in which, as in Dunn, the issue sought to be litigated escapes full appellate review at the behest of any single challenger, does not inexorably become moot by the intervening resolution of the controversy as to the named plaintiffs.9 Dunn, supra; Rosario v. Rockefeller, 410 U.S. 752, 756 n. 5 (1973); Vaughan v. Bower, 313 F. Supp. 37, 40 (Ariz.), aff‘d, 400 U.S. 884 (1970).10 We note, how-
Our conclusion that this case is not moot in no way detracts from the firmly established requirement that the judicial power of
In so holding, we disturb no principles established by our decisions with respect to class-action litigation. A
This conclusion does not automatically establish that appellant is entitled to litigate the interests of the class she seeks to represent, but it does shift the focus of examination from the elements of justiciability to the ability of the named representative to “fairly and adequately protect the interests of the class.”
II
The durational residency requirement under attack in this case is a part of Iowa‘s comprehensive statutory regulation of domestic relations, an area that has long been regarded as a virtually exclusive province of the States. Cases decided by this Court over a period of more than a century bear witness to this historical fact. In Barber v. Barber, 21 How. 582, 584 (1859), the Court said: “We disclaim altogether any jurisdiction in the courts of the United States upon the subject of divorce....” In Pennoyer v. Neff, 95 U.S. 714, 734-735 (1878), the Court said: “The State ... has absolute right to prescribe the conditions upon which the marriage relation between its own citizens shall be created, and the causes for which it may be dissolved,” and the same view was reaffirmed in Simms v. Simms, 175 U.S. 162, 167 (1899).
The statutory scheme in Iowa, like those in other States, sets forth in considerable detail the grounds upon which a marriage may be dissolved and the circumstances in which a divorce may be obtained. Jurisdiction over a petition for dissolution is established by statute in “the county where either party resides,”
The imposition of a durational residency requirement for divorce is scarcely unique to Iowa, since 48 States impose such a requirement as a condition for maintaining
Appellant contends that the Iowa requirement of one year‘s residence is unconstitutional for two separate reasons: first, because it establishes two classes of persons and discriminates against those who have recently exercised their right to travel to Iowa, thereby contravening the Court‘s holdings in Shapiro v. Thompson, 394 U.S. 618 (1969); Dunn v. Blumstein, 405 U.S. 330 (1972); and Memorial Hospital v. Maricopa County, 415 U.S. 250 (1974); and, second, because it denies a litigant the opportunity to make an individualized showing of bona fide residence and therefore denies such residents access to the only method of legally dissolving their marriage. Vlandis v. Kline, 412 U.S. 441 (1973); Boddie v. Connecticut, 401 U.S. 371 (1971).
Iowa‘s residency requirement may reasonably be justified on grounds other than purely budgetary considerations or administrative convenience. Cf. Kahn v. Shevin, 416 U.S. 351 (1974). A decree of divorce is not a matter in which the only interested parties are the State as a sort of “grantor,” and a divorce petitioner such as appellant in the role of “grantee.” Both spouses are obviously interested in the proceedings, since it will affect their marital status and very likely their property rights. Where a married couple has minor children, a decree of
Such a requirement additionally furthers the State‘s parallel interests both in avoiding officious intermeddling in matters in which another State has a paramount interest, and in minimizing the susceptibility of its own divorce decrees to collateral attack. A State such as Iowa may quite reasonably decide that it does not wish to become a divorce mill for unhappy spouses who have lived there as short a time as appellant had when she commenced her action in the state court after having long resided elsewhere. Until such time as Iowa is convinced that appellant intends to remain in the State, it lacks the “nexus between person and place of such permanence as to control the creation of legal relations and responsibilities of the utmost significance.” Williams v. North Carolina, 325 U.S. 226, 229 (1945). Perhaps even more important, Iowa‘s interests extend beyond its borders and include the recognition of its divorce decrees by other States under the Full Faith and Credit Clause of the Constitution,
We therefore hold that the state interest in requiring that those who seek a divorce from its courts be genuinely attached to the State, as well as a desire to insulate divorce decrees from the likelihood of collateral attack, requires a different resolution of the constitutional issue presented than was the case in Shapiro, supra, Dunn, supra, and Maricopa County, supra.
Nor are we of the view that the failure to provide an individualized determination of residency violates the Due Process Clause of the
In Boddie v. Connecticut, supra, this Court held that Connecticut might not deny access to divorce courts to those persons who could not afford to pay the required fee. Because of the exclusive role played by the State in the termination of marriages, it was held that indigents could not be denied an opportunity to be heard “absent a countervailing state interest of overriding significance.” 401 U.S., at 377. But the gravamen of appellant Sosna‘s claim is not total deprivation, as in Boddie, but only delay. The operation of the filing fee in Boddie served to exclude forever a certain segment of the population from obtaining a divorce in the courts of Connecticut. No similar total deprivation is present in appellant‘s case, and the delay which attends the enforcement of the one-year durational residency requirement is, for the reasons previously stated, consistent with the provisions of the
Affirmed.
MR. JUSTICE WHITE, dissenting.
It is axiomatic that
“The fundamental aspect of standing is that it focuses on the party seeking to get his complaint before a federal court and not on the issues he wishes to have adjudicated. The ‘gist of the question of standing’ is whether the party seeking relief has ‘alleged such a personal stake in the outcome of the controversy as to assure that concrete adverseness which sharpens the presentation of issues upon which the court so largely depends for illumination of difficult constitutional questions.’ Baker v. Carr, 369 U.S. 186, 204 (1962). In other words, when standing is placed in issue in a case, the question is whether the person whose standing is challenged is a proper party to request an adjudication of a particular issue and not whether the issue itself is justiciable.” Flast v. Cohen, supra, at 99-100 (footnote omitted).
All of this the Court concedes. It is conceded as well that had the named plaintiff in this case not brought a class action, the case would now be dismissed as moot because the plaintiff, appellant here, has now satisfied the Iowa residency requirement and, what is more, has secured a divorce in another State. Appellant could not have begun this suit either for herself or for a class if at the time of filing she had been an Iowa resident for a year or had secured a divorce in another jurisdiction. There must be a named plaintiff initiating the action who has an existing controversy with the defendant, whether the plaintiff is suing on his own behalf or on behalf of a class as well. However unquestioned it may
The Court nevertheless holds that once a case is certified as a class action, the named plaintiff may lose that status which had qualified him to bring the suit and still be acceptable as a party to prosecute the suit to conclusion on behalf of the class. I am unable to agree. The appellant now satisfies the Iowa residence requirement and has secured a divorce. She retains no real interest whatsoever in this controversy, certainly not an interest that would have entitled her to be a plaintiff in the first place, either alone or as representing a class. In reality, there is no longer a named plaintiff in the case, no member of the class before the Court. The unresolved issue, the attorney, and a class of unnamed litigants remain. None of the anonymous members of the class is present to direct counsel and ensure that class interests are being properly served. For all practical purposes, this case has become one-sided and has lost the adversary quality necessary to satisfy the constitutional “case or controversy” requirement. A real issue unquestionably remains, but the necessary adverse party to press it has disappeared.
The Court thus dilutes the jurisdictional command of
It is true that Dunn v. Blumstein, 405 U. S. 330, 333 n. 2 (1972), looks in the other direction. There, by the time the Court rendered its decision, the class representative in an action challenging a durational residency requirement for voting had satisfied the requirement and was eligible to vote in the next election. The Court indicated that the case was not moot, saying that the issue was “capable of repetition, yet evading review.” But the question was not contested between the parties and was noted only in passing. Its ramifications for the question of mootness in a class action setting were not explored. Although I joined the opinion in that case, I do not deem it dispositive of the jurisdictional issue here, especially in light of Indiana Employment Division v. Burney, 409 U. S. 540 (1973). There the class representative‘s claim had been fully settled, and the Court remanded the case to the District Court for consideration of mootness, a course which the majority, relying on Dunn, rejects here. As I see it, the question of whether a class action survives after the representative‘s claim has been mooted remains unsettled by prior decisions. Indeed, what authority there is provides more support for a conclusion that when the personal stake of the named plaintiff terminates, the class action fails.
The new certification procedure of
It is claimed that the certified class supplies the necessary adverse parties for a continuing case or controversy
The Court‘s refusal to remand for consideration of mootness and adequacy of representation can be explained only by its apparent notion that there may be categories of issues which will permit lower courts to pass upon them but which by their very nature will become moot before this Court can address them. Thus it is said that “no single challenger will remain subject to [the residency requirement] for the period necessary to see such a lawsuit to its conclusion.” Ante, at 400. Hence,
Because I find that the case before the Court has become moot, I must respectfully dissent.
MR. JUSTICE MARSHALL, with whom MR. JUSTICE BRENNAN joins, dissenting.
The Court today departs sharply from the course we have followed in analyzing durational residency requirements since Shapiro v. Thompson, 394 U. S. 618 (1969). Because I think the principles set out in that case and its progeny compel reversal here, I respectfully dissent.
As we have made clear in Shapiro and subsequent cases, any classification that penalizes exercise of the constitutional right to travel is invalid unless it is justified by a compelling governmental interest. As recently as last Term we held that the right to travel requires that States provide the same vital governmental benefits and privileges to recent immigrants that they do to long-time residents. Memorial Hospital v. Maricopa County, 415 U. S. 250, 261 (1974). Although we recognized that not all durational residency requirements are penalties
The Court‘s failure to address the instant case in these terms suggests a new distaste for the mode of analysis we have applied to this corner of equal protection law. In its stead, the Court has employed what appears to be an ad hoc balancing test, under which the State‘s putative interest in ensuring that its divorce petitioners establish some roots in Iowa is said to justify the one-year residency requirement. I am concerned not only about the disposition of this case, but also about the implications of the majority‘s analysis for other divorce statutes and for durational residency requirement cases in general.
I
The Court omits altogether what should be the first inquiry: whether the right to obtain a divorce is of sufficient importance that its denial to recent immigrants constitutes a penalty on interstate travel. In my view, it clearly meets that standard. The previous decisions of this Court make it plain that the right of marital association is one of the most basic rights conferred on the individual by the State. The interests associated
II
Having determined that the interest in obtaining a divorce is of substantial social importance, I would scrutinize Iowa‘s durational residency requirement to determine whether it constitutes a reasonable means of furthering important interests asserted by the State. The Court, however, has not only declined to apply the “compelling interest” test to this case, it has conjured up possible justifications for the State‘s restriction in a manner much more akin to the lenient standard we have in the past applied in analyzing equal protection challenges to business regulations. See McGowan v. Maryland, 366 U. S. 420, 425-428 (1961); Kotch v. Board of River Port Pilot Comm‘rs, 330 U. S. 552, 557 (1947); but see Johnson v. Robison, 415 U. S. 361, 376 (1974). I continue to be of the view that the “rational basis” test has no place in equal protection analysis when important individual interests with constitutional implications are at stake, see San Antonio School District v. Rodriguez, 411 U. S. 1, 109 (1973) (MARSHALL, J., dissenting); Dandridge v. Williams, 397 U. S. 471, 520-522 (1970) (MARSHALL, J., dissenting). But whatever the ultimate resting point of the current readjustments in equal protection analysis, the Court has clearly directed that the proper standard to apply to cases in which state statutes have penalized the exercise of the right to interstate travel is the “compelling interest” test. Shapiro v. Thompson, 394 U. S., at 634, 638; Oregon v. Mitchell, 400 U. S. 112, 238 (1970) (opinion of BRENNAN, WHITE, and MARSHALL, JJ.); Dunn v. Blumstein, 405 U. S., at 342-343; Memorial Hospital v. Maricopa County, 415 U. S., at 262-263.
The Court proposes three defenses for the Iowa statute: first, the residency requirement merely delays receipt of the benefit in question—it does not deprive the applicant of the benefit altogether; second, since significant social consequences may follow from the conferral of a divorce, the State may legitimately regulate the divorce process; and third, the State has interests both in protecting itself from use as a “divorce mill” and in protecting its judgments from possible collateral attack in other States. In my view, the first two defenses provide no significant support for the statute in question here. Only the third has any real force.
A
With the first justification, the Court seeks to distinguish the Shapiro, Dunn, and Maricopa County cases. Yet the distinction the Court draws seems to me specious. Iowa‘s residency requirement, the Court says, merely forestalls access to the courts; applicants seeking welfare payments, medical aid, and the right to vote, on the other hand, suffer unrecoverable losses throughout the waiting period. This analysis, however, ignores the severity of the deprivation suffered by the divorce petitioner who is forced to wait a year for relief. See Stanley v. Illinois, 405 U. S. 645, 647 (1972). The injury accompanying that delay is not directly measurable in money terms like the loss of welfare benefits, but it cannot reasonably be argued that when the year has elapsed, the petitioner is made whole. The year‘s wait prevents remarriage and locks both partners into what may be an intolerable, destructive relationship. Even applying the Court‘s argument on its own terms, I fail to see how the Maricopa County case can be distinguished. A potential patient may well need treatment for a single ailment. Under Arizona statutes he would have had to wait a year before he could be treated. Yet the majority‘s analysis would suggest that Mr. Evaro‘s claim for nonemergency medical aid is not cognizable because he would “eventually qualify for the same sort of [service],” ante, at 406. The Court cannot mean that Mrs. Sosna has not suffered any injury by being foreclosed from seeking a divorce in Iowa for a year. It must instead mean that it does not regard that deprivation as being very severe.2
B
I find the majority‘s second argument no more persuasive. The Court forgoes reliance on the usual justifications for durational residency requirements—budgetary considerations and administrative convenience, see Shapiro, 394 U. S., at 627-638; Maricopa County, 415 U. S., at 262-269. Indeed, it would be hard to make a persuasive argument that either of these interests is significantly
It is not enough to recite the State‘s traditionally exclusive responsibility for regulating family law matters; some tangible interference with the State‘s regulatory scheme must be shown. Yet in this case, I fail to see how any legitimate objective of Iowa‘s divorce regulations would be frustrated by granting equal access to new state residents.4 To draw on an analogy, the States have great interests in the local voting process and wide latitude in regulating that process. Yet one regulation that the States may not impose is an unduly long residency requirement. Dunn v. Blumstein, 405 U. S. 330 (1972). To remark, as the Court does, that because of the consequences riding on a divorce decree “Iowa may insist that one seeking to initiate such a proceeding have the modicum of attachment to the State required here”
C
The Court‘s third justification seems to me the only one that warrants close consideration. Iowa has a legitimate interest in protecting itself against invasion by those seeking quick divorces in a forum with relatively lax divorce laws, and it may have some interest in avoiding collateral attacks on its decree in other States.5 These interests, however, would adequately be protected by a simple requirement of domicile—physical presence plus intent to remain—which would remove the rigid one-year barrier while permitting the State to restrict the availability of its divorce process to citizens who are genuinely its own.6
For several reasons, the year‘s waiting period seems to me neither necessary nor much of a cushion. First, the Williams opinion was not aimed at States seeking to avoid becoming divorce mills. Quite the opposite, it was rather plainly directed at States that had cultivated a “quickie divorce” reputation by playing fast and loose with findings of domicile. See id., at 236-237; id., at 241 (Murphy, J., concurring). If Iowa wishes to avoid becoming a haven for divorce seekers, it is inconceivable that its good-faith determinations of domicile would not meet the rather lenient full faith and credit standards set out in Williams.
A second problem with the majority‘s argument on this score is that Williams applies only to ex parte divorces. This Court has held that if both spouses were before the divorcing court, a foreign State cannot recognize a collateral challenge that would not be permissible in the divorcing State. Sherrer v. Sherrer, 334 U. S. 343 (1948); Coe v. Coe, 334 U. S. 378 (1948); Johnson v. Muelberger, 340 U. S. 581 (1951); Cook v. Cook, 342 U. S. 126 (1951). Therefore, the Iowa statute sweeps too broadly even as a defense to possible collateral attacks, since it imposes a one-year requirement whenever the respondent does not reside in the State, regardless of whether the proceeding is ex parte.7
Finally, in one sense the year‘s residency requirement may technically increase rather than reduce the exposure of Iowa‘s decrees to collateral attack. Iowa appears to be among the States that have interpreted their divorce residency requirements as being of jurisdictional import.8 Since a State‘s divorce decree is subject to collateral challenge in a foreign forum for any jurisdictional flaw that would void it in the State‘s own courts, New York ex rel. Halvey v. Halvey, 330 U. S. 610 (1947), the residency requirement exposes Iowa divorce proceedings to attack both for failure to prove domicile and for failure to prove one year‘s residence. If nothing else, this casts doubt on the majority‘s speculation that Iowa‘s residency requirement may have been intended as a statutory shield for its divorce decrees. In sum, concerns about the need
III
I conclude that the course Iowa has chosen in restricting access to its divorce courts unduly interferes with the right to “migrate, resettle, find a new job, and start a new life.” Shapiro v. Thompson, 394 U. S., at 629. I would reverse the judgment of the District Court and remand for entry of an order granting relief if the court finds that there is a continuing controversy in this case. See Steffel v. Thompson, 415 U. S. 452 (1974); Johnson v. New York State Education Dept., 409 U. S. 75, 79 n. 7 (1972) (MARSHALL, J., concurring).
