37 A.3d 327
N.H.2012Background
- Gaudreau hired Clark to file a Chapter 13 bankruptcy, intending to exclude her husband’s income from the petition.
- Clark submitted Schedule I with the spousal income column filled with zeroes and listed $2,195 as contributions from spouse in the debtor column.
- On the Chapter 13 Statement, Clark again left the spousal income column at zero, except $365.83 for contributions from another person, and left marital adjustment fields at zero.
- After a hearing, a trustee recommended against plan confirmation due to lack of disclosed disposable income, Gaudreau converted to Chapter 7, and later withdrew the petition; the case was dismissed.
- The PCC sought disbarment for knowingly making a false statement to a tribunal under Rule 3.3(a)(1); Clark was already under a separate two-year suspension.
- The Supreme Court ordered Clark disbarred and required reimbursement of investigative and enforcement expenses.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the statements were knowingly false | Gaudreau’s husband income was undisclosed; Clark knew of it. | The law on spousal income was unsettled; he noted some income as contributions from spouse elsewhere. | Yes; clear and convincing evidence of knowing false statements to the court. |
| Whether the sanction of disbarment is appropriate | Disbarment warranted due to candor violation and potential harm. | Disciplinary measure should be less severe given mitigating factors or lack of intent to deceive. | Disbarment appropriate; no mitigating factors to offset. |
| What standards govern the sanctioning decision | Standards consider duty, intent, harm, and aggravating factors; candor to tribunal is paramount. | Standards may not justify extreme sanction given disputed mortgage of intent. | Standards support disbarment given the gravity of dishonesty and potential injury. |
Key Cases Cited
- Kalil's Case, 146 N.H. 466 (2001) (oath and candor are fundamental to the profession)
- Young's Case, 154 N.H. 359 (2006) (courts consider disciplinary sanctions with emphasis on candor and integrity)
- Wolterbeek's Case, 152 N.H. 710 (2005) (standards guide imposing lawyer sanctions)
- Richmond's Case, 152 N.H. 155 (2005) (purpose of discipline is public protection and integrity)
- Grew's Case, 156 N.H. 361 (2007) (aggravating/mitigating factors influence sanction level)
