City of New Britain v. AFSCME, COUNCIL 4
304 Conn. 639
| Conn. | 2012Background
- City and AFSCME negotiated a 2003–2008 collective bargaining agreement.
- Arbitration clause in §14.9(F) provided arbitration for upgrades unresolved in negotiations; MOU stated arbitration would NOT be used to redress all upgrades not resolved in negotiations.
- In 2006 upgrades were negotiated for some employees; foremen were not upgraded; subordinate employees were.
- A settlement on Sept. 8, 2006 allowed a grievance on foremen pay to be filed directly to arbitration, while preserving nonarbitrability defenses.
- Arbitration proceeded in two phases, with the board ruling arbitrable and then applying civil service 5% rule; plaintiff sought to vacate under §52-418(a)(4).
- Appellate Court affirmed trial court; CT Supreme Court reversed, granting vacatur of the award.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Who has primary authority to decide arbitrability? | Plaintiff contends court—not arbitrator—must decide arbitrability. | Defendant contends settlement granted arbitrators authority to decide arbitrability. | Parties did not clearly vest arbitrators with sole arbitrability authority; court has primary authority. |
| Was arbitrability preserved or waived by conduct? | Plaintiff preserved nonarbitrability defense; did not waive by arbitration initiation. | Defendant argues settlement authorized arbitrability decision. | Plaintiff preserved nonarbitrability defense; no waiver to bar de novo review. |
| Did the memorandum of understanding clearly exclude arbitration of foremen pay? | MOU expressed arbitration not to be used for upgrades unresolved in negotiations, including foremen. | MOU limited scope; settlement could still permit arbitration of the foremen issue. | MOU expressly barred arbitration of upgrades not negotiated; foremen issue falls within that exclusion. |
| Did the settlement agreement alter the parties' arbitration rights? | Settlement did not modify the MOU's nonarbitrability, preserving right to raise nonarbitrability. | Settlement granted right to file grievance directly to arbitration on foremen issue. | Settlement did not extinguish nonarbitrability defense; arbitration could not be compelled. |
Key Cases Cited
- MBNA America Bank, N.A. v. Boata, 283 Conn. 381 (2007) (arbitration consent and de novo review standards)
- White v. Kampner, 229 Conn. 465 (1994) (positive assurance test framework for arbitrability)
- Bacon Construction Co. v. Dept. of Public Works, 294 Conn. 695 (2010) (preservation vs waiver in arbitrability review; three-step framework)
- United Steelworkers of America v. Warrior & Gulf Navigation Co., 363 U.S. 574 (1960) (positive assurance test governing arbitration coverage)
- Wallingford v. Wallingford Police Union Local 1570, 45 Conn.App. 432 (1997) (language indicating broad arbitration scope and arbitrability)
- First Options of Chicago, Inc. v. Kaplan, 514 U.S. 938 (1995) (heightened clarity for arbitrability delegation to arbitrators)
