Catherine Evon v. Law Offices of Sidney Mickell
688 F.3d 1015
9th Cir.2012Background
- Evon incurred a debt assigned to Mickell for collection; Mickell sent a debt-collection letter to Evon at her employer address marked Personal and Confidential; the letter was opened by others at Evon’s workplace; Evon sued alleging FDCPA §1692c(b) and false/misleading content under §1692e; district court granted Mickell summary judgment on some issues but denied on the care-of issue; Evon accepted a Rule 68 offer of judgment, then appealed; the district court’s class certification and fee orders are on appeal, and sanctions against Mickell’s attorney were imposed for confidentiality-order violations; the panel reverses some rulings and remands for further proceedings.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether sending a debt-collection letter addressed to the debtor care-of the employer violates FDCPA §1692c(b). | Evon argues care-of letters are prohibited as third-party communications. | Mickell argues the letter is not a third-party communication and may be permissible. | Yes; per se violation; care-of letters violate §1692c(b). |
| Whether the letter contents violate FDCPA §1692e by false, deceptive, or misleading statements. | Evon contends the letter misstates outcomes (unavoidable judgments, wage garnishment). | Mickell contends the language is not false or misleading. | No; contents not materially false/deceptive under §1692e. |
| Whether class certification was proper for the FDCPA claim. | Evon asserts common questions predominate and the class is numerous. | Mickell argues individualized issues defeat commonality and typicality. | District court abused discretion; remand for Rule 23(b) analysis. |
| Whether attorney’s fees and costs (Rule 68 offer) were properly awarded; lodestar calculation remand. | Evon seeks substantial fees given successful enforcement; fee should reflect lodestar. | Defendant challenges hours and value of recovery. | Remand for proper lodestar calculation; fee award to be reconsidered. |
| Whether sanctions against Mickell’s attorney were proper. | sanctions needed for violation of protective order. | sanctions were unwarranted or excessive. | Sanctions affirmed; proper under inherent authority for willful/defiant conduct. |
Key Cases Cited
- Donohue v. Quick Collect, Inc., 592 F.3d 1027 (9th Cir. 2010) (FDCPA interpretation; least sophisticated debtor standard)
- Wal-Mart Stores, Inc. v. Dukes, 131 S. Ct. 2541 (U.S. 2011) (commonality and class-wide impact requirement)
- City of Riverside v. Rivera, 477 U.S. 561 (U.S. 1986) (fee-shifting principles; proportionality not required in fee awards)
- Fink v. Gomez, 239 F.3d 989 (9th Cir. 2001) (inherent authority to sanction for willful violation of court orders or bad faith)
- Narouz v. Charter Communications, 591 F.3d 1261 (9th Cir. 2010) (jurisdiction after settlement depends on personal stake in class litigation)
- Arnett, 628 F.2d 1162 (9th Cir. 1979) (reassignment factors for appearance of justice)
