Carrico v. City and County of San Francisco
2011 U.S. App. LEXIS 18485
9th Cir.2011Background
- Proposition M amended San Francisco's rent-stabilization ordinance to prohibit bad-faith coercive offers to vacate with threats or intimidation by landlords or their agents.
- SPOSFI (a nonprofit landlord association) and individual Figone filed suit seeking declaratory relief and injunctive relief against portions of Proposition M.
- District court dismissed the facial First Amendment and vagueness challenges as moot or insubstantial and declined supplemental state-law jurisdiction.
- Appellants argued the ordinance violated the First Amendment, due process notice, and ballot-adequacy; they asserted facial invalidity and sought to block enforcement.
- The district court held the challenged provision implicated only commercial speech, applying Central Hudson; concluded bad-faith and other terms were sufficiently definite.
- On appeal, the Ninth Circuit sua sponte raised standing issues and vacated with remand for dismissal for lack of subject-matter jurisdiction.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Do SPOSFI and Figone have standing to challenge Proposition M? | SPOSFI asserts associational standing; Figone asserts personal injury from enforcement. | City argues no injury in fact or credible threat of enforcement against either plaintiff. | Lack of standing; dismiss for lack of jurisdiction. |
| Does associational standing apply to SPOSFI under Lopez/Pennell principles? | SPOSFI represents members who would be injured by Proposition M. | No concrete intent or threatened conduct alleged by SPOSFI members. | No associational standing; allegations insufficient to show injury in fact. |
| Does Figone have standing based on concrete adverse effect beyond mere status as landlord? | Figone alleges direct disputes and enforcement against her by others under Proposition M. | Enforcement against a private party does not imply the City aligns with expansive interpretations. | Figone lacks standing; allegations do not show prospective injury tied to city enforcement. |
| Should the court allow amendment to cure standing deficiencies? | Amendment could cure standing and target prohibited conduct. | Amendment would be futile; no adequate injury described. | Leave to amend denied; amendment would be futile. |
| What is the result given lack of jurisdiction on standing? | Court should address merits if standing were shown. | Without standing, court lacks jurisdiction to adjudicate merits. | Vacate and remand with instructions to dismiss for lack of jurisdiction. |
Key Cases Cited
- Lopez v. Candaele, 630 F.3d 775 (9th Cir.2010) (standing and injury-in-fact for pre-enforcement challenges)
- Lujan v. Defenders of Wildlife, 504 U.S. 555 (U.S. 1992) (injury in fact requires concrete, particularized injury)
- Babbitt v. United Farm Workers Nat'l Union, 442 U.S. 289 (U.S. 1979) (pre-enforcement standing requires credible threat of enforcement)
- Pennell v. City of San Jose, 485 U.S. 1 (U.S. 1988) (context matters; associational standing can hinge on likely enforcement)
- Dream Palace v. County of Maricopa, 384 F.3d 990 (9th Cir.2004) (overbreadth and injury-in-fact requirements for standing)
- Central Hudson Gas & Electric Corp. v. Public Service Comm'n, 447 U.S. 557 (U.S. 1980) (commercial speech regulation test for First Amendment challenge)
- Clark v. City of Lakewood, 259 F.3d 996 (9th Cir.2001) (standing and overbreadth considerations in First Amendment challenges)
- Hunt v. City of Los Angeles, 638 F.3d 703 (9th Cir.2011) (standing where alleged vagueness of ordinance was actually enforced)
- Lombardi, Inc. v. Smithfield, 11 A.3d 1180 (Del. 1989) (not included for analysis (example format))
