189 Conn. App. 667
Conn. App. Ct.2019Background
- Petitioner Santos Cancel was convicted at a consolidated jury trial of fourth-degree sexual assault and risk of injury to a child based on allegations from two minor victims (J and G); convictions affirmed on direct appeal.
- The two cases were joined for trial with defense counsel (Atty. D’Amato) expressly stating no objection; significant physical and forensic evidence (holes cut in underwear; DNA/semen on G’s clothing) and J’s forensic interview were admitted.
- Petitioner filed a habeas petition alleging multiple instances of ineffective assistance, including (1) failing to litigate joinder, (2) failing to object to a detective’s opinion that G was a victim, (3) failing to retain a forensic psychologist to challenge J’s interview as suggestive, and (4) failing to attend the presentence investigation interview.
- The habeas court denied relief on all claims (finding either no deficient performance or no prejudice); it granted certification to appeal on several claims.
- On appeal, the Connecticut Appellate Court affirmed, holding (inter alia) that the evidence in the two cases was cross-admissible, counsel’s strategic choices were reasonable given overwhelming evidence, and a presentence interview is not a Sixth Amendment critical stage entitling the defendant to counsel.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether counsel was ineffective for failing to litigate joinder of the two informations | Cancel: counsel should have objected; separate trials would avoid cross‑prejudice and allow him to testify in G’s case without exposing J’s case | State: evidence was cross‑admissible; joinder proper and non‑prejudicial; counsel reasonably declined to object | Held: No prejudice — evidence cross‑admissible; no reasonable probability outcome would differ |
| Whether counsel was ineffective for not objecting to a detective’s opinion that G was a victim | Cancel: detective’s opinion invaded the jury’s ultimate finding and was prejudicial | State: substantial circumstantial and forensic evidence supported conviction independent of the opinion | Held: No prejudice — overwhelming independent evidence made objection unlikely to change result |
| Whether counsel was ineffective for not presenting a forensic‑psychology expert to challenge J’s forensic interview (suggestibility defense) | Cancel: J had developmental issues and the interview may have been suggestive; an expert could have undermined testimony | State: counsel reviewed videotape, found no suggestibility, and reasonably declined expert given strong physical/DNA evidence | Held: No deficient performance — strategic decision reasonable; habeas petitioner failed to overcome presumption of competent representation |
| Whether counsel’s absence from the presentence investigation interview constituted a Cronic complete denial of counsel (presumed prejudice) | Cancel: absence led to harmful comments in the report and denied Sixth Amendment right at a critical stage — prejudice should be presumed | State: presentence interviews are nonadversarial; probation officers act as an arm of the court, not the prosecution; not a critical stage | Held: No Sixth Amendment violation — presentence interview is not a critical stage in Connecticut; no Cronic presumption of prejudice |
Key Cases Cited
- Strickland v. Washington, 466 U.S. 668 (U.S. 1984) (two‑prong test for ineffective assistance: deficient performance and prejudice)
- United States v. Cronic, 466 U.S. 648 (U.S. 1984) (circumstances where prejudice may be presumed due to complete denial of counsel)
- Kirby v. Illinois, 406 U.S. 682 (U.S. 1972) (Sixth Amendment attaches at critical stages; proceeding must be adversarial)
- State v. DeJesus, 288 Conn. 418 (Conn. 2008) (limited propensity exception for uncharged sexual misconduct evidence)
- State v. Payne, 303 Conn. 538 (Conn. 2012) (state bears burden to prove joinder will not substantially prejudice defendant)
- State v. Ellis, 270 Conn. 337 (Conn. 2004) (Boscarino factors and joinder jurisprudence)
- State v. Crenshaw, 313 Conn. 69 (Conn. 2014) (cross‑admissibility of evidence supports joinder)
- State v. Cancel, 149 Conn. App. 86 (Conn. App. 2014) (direct appeal affirming convictions; summarized facts used by habeas court)
