552 S.W.3d 522
Mo.2018Background
- Booker was indicted for first-degree assault (acting with four codefendants) alleging a substantial step toward attempting to kill or causing serious physical injury and that the victim suffered traumatic brain injury.
- At a single plea hearing addressing two cases, Booker pled guilty in this case after the prosecutor recited facts: Booker struck the victim on the ground, others then kicked the victim in the head, and the victim suffered severe, permanent injuries; Booker fled the scene.
- During the colloquy Booker acknowledged he had discussed the case and consequences with counsel, understood acting "with" others, and affirmed his plea was voluntary and because he was guilty; the court accepted the plea and later sentenced him to 13 years.
- Booker filed a Rule 24.035 motion alleging (1) his guilty plea was not knowingly, intelligently, and voluntarily entered because the record lacked a factual basis/failed to show awareness of required elements, and (2) plea counsel was ineffective for failing to advise him of a sudden passion/adequate cause defense.
- The motion court denied relief without an evidentiary hearing; the Missouri Supreme Court reviewed whether the record conclusively refuted Booker’s claims and affirmed the denial.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Booker's guilty plea was knowingly, voluntarily, and intelligently entered (sufficient factual basis vs. voluntariness) | Booker: Record didn’t show he understood elements or whether he was charged as principal vs. accomplice; thus plea may be unknowing | State/record: Prosecutor’s factual recitation and Booker’s admissions show he acted "with" others, admitted purpose and conduct, and acknowledged consequences | Court: Record conclusively refutes claim; plea was knowing and voluntary; distinction between factual-basis requirement and voluntariness clarified |
| Whether plea counsel was ineffective for failing to advise of sudden passion/adequate cause defense | Booker: Counsel failed to advise of viable sudden passion defense; but for that he would have gone to trial | State/record: Plea admissions undercut Booker’s portrayed provocation; Booker failed to allege facts showing counsel’s deficient performance or prejudice | Court: Motion court did not clearly err; record refutes ineffective-assistance claim and no evidentiary hearing required |
Key Cases Cited
- Bousley v. United States, 523 U.S. 614 (1998) (plea must be voluntary and intelligent)
- McCarthy v. United States, 394 U.S. 459 (1969) (factual-basis and voluntariness discussion for guilty pleas)
- United States v. Vonn, 535 U.S. 55 (2002) (courts may look to the record as a whole to determine voluntariness)
- Wilson v. State, 813 S.W.2d 833 (Mo. banc 1991) (review of plea voluntariness from the whole record)
- Barnum v. State, 14 S.W.3d 587 (Mo. banc 2000) (persons acting in concert are equally guilty)
- Strickland v. Washington, 466 U.S. 668 (1984) (two-prong standard for ineffective assistance)
- Hill v. Lockhart, 474 U.S. 52 (1985) (prejudice standard for ineffective assistance in guilty-plea context)
- DePriest v. State, 510 S.W.3d 331 (Mo. banc 2017) (Missouri standard applying Strickland)
- McNeal v. State, 412 S.W.3d 886 (Mo. banc 2013) (requirements for entitlement to an evidentiary hearing under Rule 24.035)
