36 F.4th 627
5th Cir.2022Background
- Lamy Bertrand, a Haitian national, applied for admission to the U.S. in 2016 and sought asylum, withholding of removal, and CAT protection based on violent attacks in Haiti between 2009–2016.
- Alleged incidents: threatening calls (attributed to his being a voodoo priest), a September 2009 machete attack on him and destruction of his shop (police took him to a hospital and took a report), an October 2009 attack at his home in which family members were killed (police and a judge said they would investigate), and a December 2009 attack on his mother’s house in a different city (police took her report; she later fled to the Dominican Republic with Bertrand).
- Bertrand relocated abroad (Dominican Republic, then Brazil) before coming to the U.S. in 2016; neither he nor witnesses identified the attackers.
- The IJ denied relief; the BIA affirmed. This court remanded once for BIA to consider the “unable or unwilling to control private actors” issue; on remand the BIA again denied relief. Bertrand appealed to the Fifth Circuit.
- Bertrand did not challenge the BIA’s denial of CAT relief or non-asylum withholding claims in his opening brief and thus forfeited those claims; the Fifth Circuit therefore considered only the asylum-related unable/unwilling question and whether substantial evidence supported the BIA.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether BIA applied correct legal standard for "unable or unwilling" to control private actors | Bertrand: BIA applied too stringent a “complete helplessness” standard and should assess whether government can provide "effective protection" | Government/BIA: Fifth Circuit precedent requires showing government more than difficulty; "complete helplessness" formulation reflects that standard | Held: BIA applied the correct circuit standard; the formulations are equivalent and binding Fifth Circuit precedent controls |
| Whether substantial evidence supports BIA’s finding that Haiti was not unable/unwilling to protect Bertrand | Bertrand: police investigations were ineffective, investigations stalled, and government failed to protect him from recurring attacks | Government/BIA: police responded to incidents, took reports, interviewed witnesses, transported victim to hospital; unsuccessful investigations do not prove inability/unwillingness | Held: Substantial evidence supports BIA—police action (reports, scene visits, hospital transport) shows government willingness/ability; record does not compel contrary conclusion |
| Whether BIA erred by departing from In re O‑Z‑ & I‑Z‑ precedent | Bertrand: O‑Z‑ & I‑Z‑ supports finding of unable/unwilling where police merely wrote reports and took no action | Government/BIA: O‑Z‑ & I‑Z‑ is distinguishable (longer period, same locale, evidence of link to nationalist movement; government there did nothing beyond reports) | Held: BIA permissibly distinguished O‑Z‑ & I‑Z‑ on facts; no erroneous departure from precedent |
| Whether Bertrand preserved non-asylum claims (CAT/withholding) | Bertrand attempted to raise them earlier | Government: Bertrand did not brief CAT/withholding in opening brief, so those claims are forfeited | Held: Bertrand forfeited independent CAT and withholding claims not overlapping with asylum issue |
Key Cases Cited
- Gonzales‑Veliz v. Barr, 938 F.3d 219 (5th Cir. 2019) (articulates that government must have "more than difficulty" controlling private actors to be unable/unwilling)
- Shehu v. Gonzales, 443 F.3d 435 (5th Cir. 2006) (government must condone private violence or be completely helpless to protect)
- Orellana‑Monson v. Holder, 685 F.3d 511 (5th Cir. 2012) (refugee/asylum requirements: past persecution or well‑founded fear)
- Sanchez‑Amador v. Garland, 30 F.4th 529 (5th Cir. 2022) (applies unable/unwilling standard post‑A‑B decisions)
- Zhao v. Gonzales, 404 F.3d 295 (5th Cir. 2005) (substantial‑evidence standard governs IJ factual findings in asylum cases)
- Chen v. Gonzales, 470 F.3d 1131 (5th Cir. 2006) (applicant must show evidence compels a contrary conclusion)
- Gjetani v. Barr, 968 F.3d 393 (5th Cir. 2020) (accept petitioner’s version of facts when no credibility finding)
- Guerrero‑Lasprilla v. Barr, 140 S. Ct. 1062 (2020) (jurisdiction over mixed questions of law and fact)
- Patel v. Garland, 142 S. Ct. 1614 (2022) (limits review of factual findings in certain discretionary‑relief proceedings)
